Goodwin Procter

Linked to 1,221 companies since Jul 1994. A filing names it for 69% of those. The rest come from a text search, which also finds a firm on the other side of a deal.

These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.

68 of these companies later showed signs of SEC or DOJ scrutiny and had another red flag. Comparable companies would show 76.0, so that is 0.90× what you would expect.

SEC or DOJ scrutiny and another red flag: 0.90×; 68 companies, 76.0 expected, q 1.000
SEC or DOJ scrutiny: 0.79×; 98 companies, 124.1 expected, q 1.000
Stopped filing, and the SEC acted: 0.31×; 11 companies, 35.5 expected, q 1.000
Shares fell 95% from their high: 1.17×; 298 companies, 254.2 expected, q 0.561

Each bar’s tick marks 1×, no more than comparable companies. A colored bar has q below 0.05, the usual bar.

Every outcome

What came later among these companies, against comparable companies
What came later	Companies	Expected	× expected	q
SEC or DOJ scrutiny and another red flag	68	76.0	0.90	1.000
SEC or DOJ scrutiny	98	124.1	0.79	1.000
Stopped filing, and the SEC acted	11	35.5	0.31	1.000
Shares fell 95% from their high	298	254.2	1.17	0.561
Two or more different red flags	267	224.0	1.19	0.229
Said its accounts could not be relied on	133	168.0	0.79	1.000
Bankruptcy or receivership	69	52.1	1.32	0.178
Restructuring or accelerated debt	364	261.2	1.39	<0.001
Delisting notice	561	457.4	1.23	<0.001
SEC accounting enforcement release	20	25.2	0.79	1.000
An SEC release or DOJ statement names it, an officer or its stock	49	64.5	0.76	1.000

What each of these means

SEC or DOJ scrutiny and another red flag: The SEC or DOJ took an interest, and the company also fell 95%, restated its accounts, restructured or went bankrupt.
SEC or DOJ scrutiny: An enforcement release; a Wells notice, a formal order, a subpoena or a statement that it is cooperating with the SEC or Justice Department in the company's own filings; or far more SEC letters than a company normally draws. Whether or not the company was ever charged: most cases settle, or end in nothing public.
Stopped filing, and the SEC acted: The SEC revoked the company's registration, or suspended trading, for nothing but not filing.
Shares fell 95% from their high: A close at least 95% below the earlier high, with no close above a fifth of that high in the next ten, so that one bad print does not count. It can recover later.
Two or more different red flags: Any two of: SEC or DOJ scrutiny, a 95% fall, a restatement, a restructuring, a bankruptcy.
Said its accounts could not be relied on: The company's own Item 4.02 notice on Form 8-K.
Bankruptcy or receivership: The company's Item 1.03 notice on Form 8-K. This follows how much debt clients carry, so restructuring practices read high here.
Restructuring or accelerated debt: Item 2.05 or Item 2.04 on Form 8-K.
Delisting notice: Item 3.01 on Form 8-K. Mergers and transfers between exchanges report under it too, so it is shown but counts as no red flag.
SEC accounting enforcement release: An Accounting and Auditing Enforcement Release that names the company.
An SEC release or DOJ statement names it, an officer or its stock: The text of a release or a DOJ statement names the company, one of its officers, or its stock as what a scheme sold or moved. It does not say the company did wrong: a company can be the victim. This is about the company, never its lawyers.

Lawyers at this firm

Rank by

Lawyers ranked by SEC or DOJ scrutiny and another red flag. Click a column to sort.
#
1	Michael H. BisonGoodwin Procter	29	83%	6	2.2	2.70	0.822	1.85	0.00	1.22
2	H. David HenkenGoodwin Procter	15	33%	4	1.5	2.64	0.914	1.42	0.00	2.29
3	Mitchell S. BloomGoodwin Procter	109	88%	4	7.6	0.52	1.000	0.38	0.00	1.03
4	Jocelyn M. ArelGoodwin Procter	63	86%	5	3.1	1.61	1.000	1.45	0.00	1.44
5	Stuart M. CableGoodwin Procter	59	80%	3	4.3	0.70	1.000	0.66	0.00	1.09
6	Richard A. KlineGoodwin Procter	56	95%	5	2.8	1.80	1.000	1.10	0.00	1.20
7	Michael D. MalineGoodwin Procter	45	71%	3	2.8	1.06	1.000	0.73	0.00	1.36
8	Edwin O ConnorGoodwin Procter	44	96%	1	2.0	0.50	1.000	0.59	0.00	1.33
9	Heidi E. MayonGoodwin Procter	39	95%	4	2.0	2.04	1.000	1.17	0.00	1.41
10	Dan EspinozaGoodwin Procter	35	69%	2	1.3	1.55	1.000	2.03	0.00	1.00
11	Gilbert G. MennaGoodwin Procter	33	73%	1	3.3	0.30	1.000	1.00	0.00	0.00
12	Arthur R. McGivernGoodwin Procter	32	75%	2	2.4	0.84	1.000	0.65	0.00	1.24
13	Marianne SarrazinGoodwin Procter	32	100%	2	1.7	1.17	1.000	0.77	2.86	1.25
14	Joseph C. Theis Jr.Goodwin Procter	31	94%	3	1.4	2.09	1.000	1.01	0.00	1.01
15	Michael J. MinahanGoodwin Procter	31	87%	4	1.9	2.16	1.000	1.61	0.91	1.80
16	Edwin M. O ConnorGoodwin Procter	30	77%	1	1.4	0.70	1.000	0.37	0.00	1.18
17	Anthony J. McCuskerGoodwin Procter	28	89%	2	1.5	1.32	1.000	1.19	1.08	0.75
18	Thomas S. LevatoGoodwin Procter	28	100%	2	2.1	0.96	1.000	1.00	0.00	2.32
19	Jeffrey A. LetalienGoodwin Procter	27	96%	2	1.4	1.47	1.000	0.99	0.00	1.20
20	James A. MatareseGoodwin Procter	26	81%	2	1.5	1.35	1.000	0.78	0.00	0.00
21	John T. HaggertyGoodwin Procter	25	92%	1	1.5	0.67	1.000	0.38	0.00	0.90
22	Kenneth J. GordonGoodwin Procter	25	84%	1	1.2	0.86	1.000	1.18	1.09	0.41
23	William D. CollinsGoodwin Procter	24	96%	2	1.2	1.71	1.000	1.38	0.00	1.12
24	William J. SchnoorGoodwin Procter	23	83%	1	2.1	0.48	1.000	0.58	0.00	1.14
25	Andrew H. GoodmanGoodwin Procter	22	82%	2	1.0	1.98	1.000	1.33	0.00	0.31
26	Bradley C. WeberGoodwin Procter	22	100%	2	0.7	2.92	1.000	1.87	0.00	3.04
27	Lisa R. HaddadGoodwin Procter	22	96%	1	1.3	0.76	1.000	0.43	0.00	0.28
28	Benjamin K. MarshGoodwin Procter	21	86%	1	0.7	1.42	1.000	0.81	0.00	1.02
29	Joseph L. Johnson IIIGoodwin Procter	20	75%	1	1.7	0.58	1.000	0.34	0.00	1.58
30	Stephen M. DavisGoodwin Procter	20	95%	2	1.2	1.72	1.000	1.61	1.35	1.39
31	Laurie A. BurlingameGoodwin Procter	19	95%	1	1.4	0.72	1.000	0.60	0.00	1.07
32	Lawrence S. WittenbergGoodwin Procter	19	74%	1	1.4	0.69	1.000	1.44	0.95	1.56
33	Jacqueline MercierGoodwin Procter	18	89%	1	0.8	1.31	1.000	0.85	0.00	0.59
34	Samantha M. KirbyGoodwin Procter	18	94%	1	1.0	0.99	1.000	1.07	0.00	0.00
35	W. Stuart OggGoodwin Procter	17	100%	1	0.9	1.08	1.000	1.36	0.00	0.65
36	Audrey S. LeighGoodwin Procter	16	88%	1	0.7	1.35	1.000	1.52	0.00	1.51
37	Daniel P. AdamsGoodwin Procter	16	88%	1	1.7	0.58	1.000	0.69	0.00	1.01
38	Edward A. KingGoodwin Procter	16	94%	1	2.0	0.51	1.000	0.69	0.00	1.36
39	William P. MayerGoodwin Procter	16	94%	1	1.3	0.80	1.000	0.47	0.00	0.00
40	Rick KlineGoodwin Procter	15	80%	1	0.8	1.22	1.000	1.14	0.00	2.02
41	Bradley A. BugdanowitzGoodwin Procter	14	93%	1	1.3	0.75	1.000	1.42	1.08	2.10
42	John R. LeClaireGoodwin Procter	14	57%	2	1.3	1.53	1.000	1.44	0.00	0.70
43	Craig M. SchmitzGoodwin Procter	13	69%	1	0.8	1.28	1.000	1.41	3.35	2.18
44	Suzanne D. LecarozGoodwin Procter	13	77%	2	1.7	1.19	1.000	0.75	0.00	0.74
45	Mark J. MacenkaGoodwin Procter	12	67%	1	0.6	1.65	1.000	0.87	0.00	2.64
46	Daniel LangGoodwin Procter	10	80%	1	0.6	1.78	1.000	1.22	0.00	1.61
47	Jeffrey C. HaddenGoodwin Procter	10	30%	1	1.1	0.89	1.000	1.14	0.00	0.00
48	Michael S. TurnerGoodwin Procter	10	100%	1	0.5	1.91	1.000	2.04	1.54	0.99
49	William DavissonGoodwin Procter	10	70%	1	0.9	1.16	1.000	0.69	0.00	1.80
50	Adam M. DinowGoodwin Procter	8	88%	1	1.4	0.70	1.000	0.46	0.00	0.00

Linked companies

WithSortOnly where a filing names them

Companies linked to this firm or lawyer, and what came later among them. Click a column to sort.
		How it is known
AMYRIS, INC.AMRS (last ticker on record)	Mar 2012	Text search only	SEC/DOJ scrutiny 95% wipeout Restatement Bankruptcy Restructuring Delisting notice (not a red flag)
GTT Communications, Inc.GTT (last ticker on record)	Mar 2016	Named in a filing	SEC/DOJ scrutiny 95% wipeout Restatement Bankruptcy Restructuring Delisting notice (not a red flag)
NEW RITE AID, LLCRAD (last ticker on record)	Jul 2001	Text search only	SEC/DOJ scrutiny 95% wipeout Restatement Bankruptcy Restructuring Delisting notice (not a red flag)
Revolution Lighting Technologies, Inc.RVLT (last ticker on record)	Aug 2008	Named in SEC correspondence	SEC/DOJ scrutiny 95% wipeout Restatement Restructuring Delisting notice (not a red flag) Went dark (not a red flag)
PLUG POWER INCPLUG (last ticker on record)	Aug 1999	Named in SEC correspondence	SEC/DOJ scrutiny 95% wipeout Restatement Restructuring Delisting notice (not a red flag)
Cano Health, Inc.CANOQ (last ticker on record)	Jan 2021	Named in SEC correspondence	SEC/DOJ scrutiny 95% wipeout Restatement Bankruptcy Restructuring Delisting notice (not a red flag)
Digital Turbine, Inc.APPS (last ticker on record)	Dec 2014	Text search only	SEC/DOJ scrutiny 95% wipeout Restatement Delisting notice (not a red flag)
ATHENAHEALTH INCATHN (last ticker on record)	Jun 2007	Named in SEC correspondence	SEC/DOJ scrutiny Restatement Restructuring Delisting notice (not a red flag)
CANTALOUPE, INC.CTLP (last ticker on record)	Jul 2017	Named in SEC correspondence	SEC/DOJ scrutiny Restatement Delisting notice (not a red flag)
Capstone Energy Plus, Inc.CEPL (last ticker on record)	Jul 2017	Named in SEC correspondence	SEC/DOJ scrutiny 95% wipeout Restatement Bankruptcy Delisting notice (not a red flag)
CIRCOR INTERNATIONAL INCCIR (last ticker on record)	Nov 1999	Named in SEC correspondence	SEC/DOJ scrutiny Restatement Restructuring Delisting notice (not a red flag)
EXAGEN INC.XGN (last ticker on record)	Aug 2019	Text search only	SEC/DOJ scrutiny 95% wipeout Restatement Restructuring
NeuroMetrix, Inc.NURO (last ticker on record)	May 2004	Named in a filing	SEC/DOJ scrutiny 95% wipeout Restatement Restructuring Delisting notice (not a red flag)
NOVANTA INCNOVT (last ticker on record)	Jan 1999	Named in a filing	SEC/DOJ scrutiny Restatement Bankruptcy Restructuring Delisting notice (not a red flag)
Ocata Therapeutics, Inc.OCAT (last ticker on record)	Aug 2013	Named in SEC correspondence	SEC/DOJ scrutiny Restatement Restructuring Delisting notice (not a red flag)
Puda Coal, Inc.PUDA (last ticker on record)	Jun 2009	Named in SEC correspondence	SEC/DOJ scrutiny Restatement Delisting notice (not a red flag)
SEQUENOM INCSQNM (last ticker on record)	Jan 2009	Text search only	SEC/DOJ scrutiny Restatement Restructuring Delisting notice (not a red flag)
ALERE INC.ALR (last ticker on record)	Aug 2001	Named in SEC correspondence	SEC/DOJ scrutiny Restatement Restructuring Delisting notice (not a red flag)
Edgio, Inc.EGIO (last ticker on record)	Feb 2016	Named in SEC correspondence	95% wipeout Restatement Bankruptcy Restructuring Delisting notice (not a red flag)
EPM Live, Inc.HIPP (last ticker on record)	Mar 2011	Text search only	SEC/DOJ scrutiny Restatement Bankruptcy Restructuring
iLearningEngines, Inc.AILE (last ticker on record)	Feb 2023	Named in SEC correspondence	95% wipeout Restatement Bankruptcy Restructuring Delisting notice (not a red flag)
Lyft, Inc.LYFT (last ticker on record)	Dec 2018	Named in SEC correspondence	SEC/DOJ scrutiny Restatement Restructuring
MQ ASSOCIATES INC	Nov 2002	Text search only	SEC/DOJ scrutiny Restatement
Real Good Food Company, Inc.RGF (last ticker on record)	Jul 2021	Named in SEC correspondence	SEC/DOJ scrutiny 95% wipeout Restatement Delisting notice (not a red flag)
Santander Holdings USA, Inc.SOV-PC (last ticker on record)	Apr 2004	Named in a filing	SEC/DOJ scrutiny Restatement Restructuring Delisting notice (not a red flag)
Spire Global, Inc.SPIR (last ticker on record)	Sep 2022	Text search only	SEC/DOJ scrutiny 95% wipeout Restatement Delisting notice (not a red flag)
TD AMERITRADE HOLDING CORPAMTD (last ticker on record)	Jul 2002	Text search only	SEC/DOJ scrutiny Restatement Restructuring Delisting notice (not a red flag)
WW INTERNATIONAL, INC.WW (last ticker on record)	Jun 2002	Text search only	95% wipeout Restatement Bankruptcy Restructuring Delisting notice (not a red flag)
ALKERMES INCALKS (last ticker on record)	Apr 2005	Named in a filing	SEC/DOJ scrutiny Restatement Restructuring
ALLURION TECHNOLOGIES, INC.ALUR (last ticker on record)	Feb 2023	Named in SEC correspondence	95% wipeout Restatement Restructuring Delisting notice (not a red flag)
Anthera Pharmaceuticals IncANTH (last ticker on record)	Sep 2009	Named in SEC correspondence	95% wipeout Restatement Restructuring Delisting notice (not a red flag)
Better Therapeutics, Inc.BTTX (last ticker on record)	Apr 2021	Named in SEC correspondence	95% wipeout Restatement Restructuring Delisting notice (not a red flag)
CapForce Inc.CFOR (last ticker on record)	Nov 2014	Text search only	95% wipeout Restatement Restructuring Delisting notice (not a red flag)
CytomX Therapeutics, Inc.CTMX (last ticker on record)	Nov 2016	Text search only	95% wipeout Restatement Restructuring Delisting notice (not a red flag)
Datavault AI Inc.DVLT (last ticker on record)	Jul 2018	Text search only	95% wipeout Restatement Restructuring Delisting notice (not a red flag)
EPIX Pharmaceuticals, Inc.EPIX (last ticker on record)	Apr 2006	Named in SEC correspondence	Restatement Bankruptcy Restructuring Delisting notice (not a red flag)
EXICURE, INC.XCUR (last ticker on record)	Mar 2019	Named in SEC correspondence	95% wipeout Restatement Restructuring Delisting notice (not a red flag)
GreenLight Biosciences Holdings, PBCGRNA (last ticker on record)	Sep 2020	Named in a filing	95% wipeout Restatement Restructuring Delisting notice (not a red flag)
HARVARD BIOSCIENCE INCHBIO (last ticker on record)	Nov 2000	Named in a filing	95% wipeout Restatement Restructuring Delisting notice (not a red flag)
Nerdy Inc.NRDY (last ticker on record)	Mar 2021	Named in SEC correspondence	95% wipeout Restatement Restructuring Delisting notice (not a red flag)
Quanterix CorpQTRX (last ticker on record)	Jul 2017	Text search only	95% wipeout Restatement Restructuring Delisting notice (not a red flag)
SMTC CORPSMTX (last ticker on record)	Jun 2004	Text search only	95% wipeout Restatement Restructuring Delisting notice (not a red flag)
SoFi Technologies, Inc.SOFI (last ticker on record)	Jan 2021	Named in SEC correspondence	SEC/DOJ scrutiny Restatement Delisting notice (not a red flag)
SUPERNUS PHARMACEUTICALS, INC.SUPN (last ticker on record)	Dec 2010	Named in SEC correspondence	SEC/DOJ scrutiny Restatement Delisting notice (not a red flag)
TechTarget Holdings Inc.TTGT (last ticker on record)	Feb 2007	Named in SEC correspondence	95% wipeout Restatement Restructuring Delisting notice (not a red flag)
USANA HEALTH SCIENCES INCUSNA (last ticker on record)	Jun 2008	Named in a filing	SEC/DOJ scrutiny Restatement Delisting notice (not a red flag)
AFFYMETRIX INCAFFX (last ticker on record)	Dec 2000	Named in a filing	Restatement Restructuring Delisting notice (not a red flag)
ALBANY MOLECULAR RESEARCH INCAMRI (last ticker on record)	Jul 1998	Named in SEC correspondence	Restatement Restructuring Delisting notice (not a red flag)
ARBINET CorpARBX (last ticker on record)	Apr 2006	Named in SEC correspondence	95% wipeout Restatement Delisting notice (not a red flag)
ATOSSA THERAPEUTICS, INC.ATOS (last ticker on record)	Oct 2010	Named in a filing	95% wipeout Restatement Delisting notice (not a red flag)

At a glance

Every outcome

Lawyers at this firm

Linked companies

At a glance

Every outcome

Lawyers at this firm

Linked companies