TD AMERITRADE HOLDING CORP AMTD (last ticker on record)

CIK 1173431Its SEC filings (opens in a new tab)

Restatement
Restructuring
SEC/DOJ scrutiny
Delisting notice (not a red flag)

These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.

Red flags: 3; Newest began Nov 2019
Largest fall in its shares: —; None of 95% on record
Law firms: 13; Linked to 5 or more companies
Lawyers: 14; Linked to 5 or more companies

What happened

Oct 6, 2020Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Nov 27, 2019A filing mentions a Wells noticeForm 8-K (opens in a new tab)
Dec 1, 2015Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Apr 17, 2012Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Mar 29, 2010Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)
Oct 30, 2009Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)
Nov 18, 2005Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
Sep 2, 2005Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Dec 17, 2004Said its accounts could not be relied on (Item 4.02)Form 8-K/A (opens in a new tab)
Dec 10, 2004Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)

An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.

Law firms

The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.

Law firms linked to this company
Name	First linked	How it is known	Linked companies	SEC/DOJ scrutiny	Went dark	95% wipeout
Wachtell Lipton Rosen & Katz	Oct 2014	Named in a filing	889	1.31	0.07	0.59
Foley & Lardner	May 2012	Named in SEC correspondence	498	1.00	0.71	1.02
Sidley Austin	Nov 2009	Named in a filing	1,210	1.30	0.14	0.93
Wilson Sonsini Goodrich & Rosati	Sep 2005	Named in SEC correspondence	1,468	1.09	0.60	1.42
Cleary Gottlieb Steen & Hamilton	Jun 2002	Named in SEC correspondence	741	1.31	0.12	0.76
Mayer Brown	May 2002	Named in a filing	680	0.98	0.34	0.94
Katten Muchin Rosenman LLP	Mar 2009	Text search only	268	0.76	0.58	1.22
Miles & Stockbridge	Oct 2003	Text search only	71	1.19	0.73	0.46
Gibson, Dunn & Crutcher LLP	Jul 2002	Text search only	1,125	1.23	0.20	0.96
Goodwin Procter	Jul 2002	Text search only	1,221	0.79	0.31	1.17
Pepper Hamilton	Jun 2002	Text search only	340	1.03	0.35	1.13
Richards, Layton & Finger, P.A.	May 2002	Text search only	995	1.46	0.37	0.80
Ropes & Gray	May 2002	Text search only	914	0.98	0.14	0.92

Lawyers

The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.

Lawyers linked to this company
Name	First linked	How it is known	Linked companies	SEC/DOJ scrutiny	Went dark	95% wipeout
Matthew M. GuestWachtell Lipton Rosen & Katz	Apr 2017	Named in a filing	67	1.18	0.00	0.50
Patrick DaughertyFoley & Lardner	May 2012	Named in SEC correspondence	14	1.15	0.00	1.49
Lisa J. ReateguiSidley Austin	Nov 2009	Named in a filing	7	1.29	0.00	0.00
Larry W. SonsiniWilson Sonsini Goodrich & Rosati	Mar 2009	Named in SEC correspondence	44	1.22	0.73	1.30
Michael S. RinglerWilson Sonsini Goodrich & Rosati	Feb 2009	Named in SEC correspondence	36	0.86	0.00	1.50
Ethan A. KlingsbergCleary Gottlieb Steen & Hamilton	Jan 2009	Named in SEC correspondence	30	2.13	0.84	1.33
Martin W. KormanWilson Sonsini Goodrich & Rosati	Jan 2009	Named in SEC correspondence	30	1.58	0.00	0.35
Jeffrey S. CannonFRESHMAN, MARANTZ, ORLANSKI, COOPER & KLEIN	Jan 2006	Named in SEC correspondence	9	2.15	0.00	0.00
Shawn J. LindquistSimpson Thacher & Bartlett	Sep 2005	Named in SEC correspondence	5	1.52	0.00	0.00
Michael L. HermsenMayer Brown	Oct 2003	Named in a filing	14	1.27	0.00	0.00
David J. BergerWilson Sonsini Goodrich & Rosati	Mar 2009	Text search only	6	1.76	0.00	1.13
Dennis J. FriedmanGibson, Dunn & Crutcher LLP	Jul 2002	Text search only	17	0.83	0.00	0.83
Jeffrey C. HaddenGoodwin Procter	Jul 2002	Text search only	10	1.14	0.00	0.00
JAMES D. EPSTEINPepper Hamilton	Jun 2002	Text search only	7	2.03	0.00	0.00