Greenberg Traurig

Linked to 1,223 companies since May 1995. A filing names it for 64% of those. The rest come from a text search, which also finds a firm on the other side of a deal.

These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.

80 of these companies later showed signs of SEC or DOJ scrutiny and had another red flag. Comparable companies would show 70.7, so that is 1.13× what you would expect.

SEC or DOJ scrutiny and another red flag: 1.13×; 80 companies, 70.7 expected, q 0.862
SEC or DOJ scrutiny: 1.01×; 118 companies, 117.1 expected, q 1.000
Stopped filing, and the SEC acted: 1.03×; 64 companies, 61.9 expected, q 1.000
Shares fell 95% from their high: 1.10×; 235 companies, 212.9 expected, q 0.743

Each bar’s tick marks 1×, no more than comparable companies. A colored bar has q below 0.05, the usual bar.

Every outcome

What came later among these companies, against comparable companies
What came later	Companies	Expected	× expected	q
SEC or DOJ scrutiny and another red flag	80	70.7	1.13	0.862
SEC or DOJ scrutiny	118	117.1	1.01	1.000
Stopped filing, and the SEC acted	64	61.9	1.03	1.000
Shares fell 95% from their high	235	212.9	1.10	0.743
Two or more different red flags	236	199.0	1.19	0.104
Said its accounts could not be relied on	229	196.6	1.17	0.579
Bankruptcy or receivership	92	57.1	1.61	0.003
Restructuring or accelerated debt	236	205.3	1.15	0.211
Delisting notice	460	402.5	1.14	0.079
SEC accounting enforcement release	31	25.8	1.20	1.000
An SEC release or DOJ statement names it, an officer or its stock	60	62.0	0.97	1.000

What each of these means

SEC or DOJ scrutiny and another red flag: The SEC or DOJ took an interest, and the company also fell 95%, restated its accounts, restructured or went bankrupt.
SEC or DOJ scrutiny: An enforcement release; a Wells notice, a formal order, a subpoena or a statement that it is cooperating with the SEC or Justice Department in the company's own filings; or far more SEC letters than a company normally draws. Whether or not the company was ever charged: most cases settle, or end in nothing public.
Stopped filing, and the SEC acted: The SEC revoked the company's registration, or suspended trading, for nothing but not filing.
Shares fell 95% from their high: A close at least 95% below the earlier high, with no close above a fifth of that high in the next ten, so that one bad print does not count. It can recover later.
Two or more different red flags: Any two of: SEC or DOJ scrutiny, a 95% fall, a restatement, a restructuring, a bankruptcy.
Said its accounts could not be relied on: The company's own Item 4.02 notice on Form 8-K.
Bankruptcy or receivership: The company's Item 1.03 notice on Form 8-K. This follows how much debt clients carry, so restructuring practices read high here.
Restructuring or accelerated debt: Item 2.05 or Item 2.04 on Form 8-K.
Delisting notice: Item 3.01 on Form 8-K. Mergers and transfers between exchanges report under it too, so it is shown but counts as no red flag.
SEC accounting enforcement release: An Accounting and Auditing Enforcement Release that names the company.
An SEC release or DOJ statement names it, an officer or its stock: The text of a release or a DOJ statement names the company, one of its officers, or its stock as what a scheme sold or moved. It does not say the company did wrong: a company can be the victim. This is about the company, never its lawyers.

Lawyers at this firm

Rank by

Lawyers ranked by SEC or DOJ scrutiny and another red flag. Click a column to sort.
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1	Paul BerkowitzGreenberg Traurig	21	76%	4	1.4	2.82	0.914	2.53	0.70	0.35
2	Alan I. AnnexGreenberg Traurig	153	93%	5	6.3	0.79	1.000	0.55	0.24	1.15
3	Jason T. SimonGreenberg Traurig	120	95%	5	5.1	0.99	1.000	0.68	0.30	1.11
4	Mark C. LeeGreenberg Traurig	44	86%	2	2.3	0.86	1.000	0.70	3.20	1.75
5	Stephen A. WeissGreenberg Traurig	36	100%	1	2.0	0.51	1.000	0.87	3.24	1.92
6	Anthony J. MarsicoGreenberg Traurig	33	67%	1	1.5	0.67	1.000	0.38	3.57	1.29
7	Daniel K. DonahueGreenberg Traurig	31	100%	3	1.6	1.90	1.000	1.10	0.38	1.68
8	Brian H. BlaneyGreenberg Traurig	29	97%	3	1.6	1.85	1.000	1.09	1.03	1.32
9	Kara L. MacCulloughGreenberg Traurig	26	100%	1	2.1	0.47	1.000	0.55	2.41	0.81
10	GARY EPSTEINGreenberg Traurig	25	92%	2	2.1	0.95	1.000	0.87	0.63	1.32
11	Ira N. RosnerGreenberg Traurig	24	63%	1	1.9	0.54	1.000	0.63	1.00	1.10
12	Drew M. AltmanGreenberg Traurig	23	100%	1	1.2	0.85	1.000	1.83	0.00	1.53
13	Robert S. KantGreenberg Traurig	22	96%	4	1.7	2.32	1.000	2.30	2.07	0.87
14	Mark J. KelsonGreenberg Traurig	21	100%	3	1.3	2.31	1.000	1.31	0.00	1.84
15	Brian J. GavsieGreenberg Traurig	20	100%	1	1.3	0.76	1.000	1.01	0.81	0.64
16	Clifford E. NeimethGreenberg Traurig	20	80%	1	1.3	0.76	1.000	0.88	0.00	0.80
17	Adam NamouryGreenberg Traurig	18	72%	1	0.6	1.76	1.000	1.50	0.00	0.59
18	Bruce C. RosettoGreenberg Traurig	17	88%	2	1.0	1.99	1.000	1.17	1.13	0.97
19	Donn A. BeloffGreenberg Traurig	16	81%	1	0.9	1.17	1.000	0.62	1.67	0.83
20	BRUCE E. MACDONOUGHGreenberg Traurig	15	100%	2	1.2	1.62	1.000	0.97	0.00	1.38
21	Raymond A. LeeGreenberg Traurig	15	87%	2	1.1	1.79	1.000	1.13	0.00	1.54
22	Joshua M. SamekGreenberg Traurig	14	93%	2	0.9	2.30	1.000	2.49	0.00	1.48
23	Mark J. WishnerGreenberg Traurig	13	100%	1	0.9	1.08	1.000	0.64	1.74	2.24
24	Randolph H. FieldsGreenberg Traurig	13	85%	1	0.7	1.42	1.000	1.54	3.01	0.80
25	Tricia BrankerGreenberg Traurig	13	100%	1	0.2	4.41	1.000	3.28	0.00	0.61
26	Andrew E. BalogGreenberg Traurig	11	100%	1	0.9	1.12	1.000	0.73	0.00	1.49
27	Michael L. PflaumGreenberg Traurig	11	91%	1	0.8	1.30	1.000	0.80	0.80	0.77
28	Bradley A. JacobsonGreenberg Traurig	9	56%	1	0.7	1.43	1.000	1.02	0.00	0.93
29	MICHAEL L. KAPLANGreenberg Traurig	9	100%	1	0.6	1.55	1.000	1.84	1.95	2.22
30	Michael LeveilleGreenberg Traurig	9	22%	1	0.6	1.63	1.000	1.98	0.00	0.00
31	Rebecca R. OrandGreenberg Traurig	8	100%	1	0.9	1.16	1.000	0.73	0.00	1.38
32	Morris C. BrownGreenberg Traurig	7	86%	1	0.3	3.27	1.000	3.57	1.70	0.00
33	Thomas R. MartinGreenberg Traurig	7	100%	1	0.2	4.82	1.000	3.64	0.00	0.97
34	William WongGreenberg Traurig	7	100%	1	0.3	2.87	1.000	1.62	0.00	1.14
35	Sung KimGreenberg Traurig	6	83%	1	0.4	2.28	1.000	1.24	6.24	1.34
36	Derek J. MirzaGreenberg Traurig	5	100%	1	0.3	3.97	1.000	2.16	4.95	2.59
37	Elizabeth W. FraserGreenberg Traurig	5	100%	2	0.6	3.65	1.000	2.69	7.58	1.38
38	Jeremy D. ZangaraGreenberg Traurig	5	100%	2	0.3	7.49	1.000	4.01	0.00	3.58
39	Jonathan BellGreenberg Traurig	5	40%	1	0.4	2.35	1.000	1.64	0.00	1.33
40	MICHAEL G. TAYLORGreenberg Traurig	5	100%	1	0.5	1.84	1.000	2.26	0.00	2.28
41	Phillip J. KushnerGreenberg Traurig	5	80%	2	0.7	3.04	1.000	2.00	2.26	3.61
42	David HubermanGreenberg Traurig	33	94%	0	1.0	0.00	—	0.00	5.98	0.71
43	Robert L. GrossmanGreenberg Traurig	29	93%	0	1.8	0.00	—	0.77	0.00	1.39
44	Joseph A. HerzGreenberg Traurig	26	92%	0	1.2	0.00	—	0.00	0.89	0.96
45	Laurie L. GreenGreenberg Traurig	26	92%	0	1.5	0.00	—	0.00	0.00	1.71
46	Flora R. PerezGreenberg Traurig	22	23%	0	1.2	0.00	—	0.00	0.00	1.05
47	Michael SoumasGreenberg Traurig	21	100%	0	0.5	0.00	—	0.00	0.00	0.00
48	Barbara A. JonesGreenberg Traurig	18	100%	0	0.8	0.00	—	0.64	3.01	1.29
49	Judith D. FryerGreenberg Traurig	17	71%	0	0.8	0.00	—	0.00	0.00	0.66
50	SCOTT K. WEISSGreenberg Traurig	15	100%	0	1.1	0.00	—	1.12	1.05	2.38

Linked companies

WithSortOnly where a filing names them

Companies linked to this firm or lawyer, and what came later among them. Click a column to sort.
		How it is known
SYNTAX-BRILLIAN CORPBRLC (last ticker on record)	May 2003	Named in SEC correspondence	SEC/DOJ scrutiny 95% wipeout Restatement Bankruptcy Restructuring Delisting notice (not a red flag) Went dark (not a red flag)
DMK PHARMACEUTICALS CorpDMK (last ticker on record)	Jan 2009	Text search only	SEC/DOJ scrutiny 95% wipeout Restatement Bankruptcy Restructuring Delisting notice (not a red flag)
GTT Communications, Inc.GTT (last ticker on record)	Jun 2006	Named in a filing	SEC/DOJ scrutiny 95% wipeout Restatement Bankruptcy Restructuring Delisting notice (not a red flag)
Revolution Lighting Technologies, Inc.RVLT (last ticker on record)	Jan 1999	Named in a filing	SEC/DOJ scrutiny 95% wipeout Restatement Restructuring Delisting notice (not a red flag) Went dark (not a red flag)
AMERICAN HOME MORTGAGE INVESTMENT CORPAHM (last ticker on record)	Aug 2003	Text search only	SEC/DOJ scrutiny Restatement Bankruptcy Restructuring Delisting notice (not a red flag)
Nikola CorpNKLA (last ticker on record)	Feb 2018	Named in SEC correspondence	SEC/DOJ scrutiny 95% wipeout Restatement Bankruptcy Restructuring Delisting notice (not a red flag)
Roadrunner Transportation Systems, Inc.RRTS (last ticker on record)	Jul 2008	Named in SEC correspondence	SEC/DOJ scrutiny 95% wipeout Restatement Restructuring Delisting notice (not a red flag)
DYADIC INTERNATIONAL INCDYAI (last ticker on record)	Aug 2006	Named in a filing	SEC/DOJ scrutiny Restatement Restructuring Delisting notice (not a red flag)
GLG Partners, Inc.GLG (last ticker on record)	Aug 2006	Named in SEC correspondence	SEC/DOJ scrutiny Restatement Restructuring Delisting notice (not a red flag)
Helios & Matheson Analytics Inc.HMNY (last ticker on record)	Jan 2018	Named in SEC correspondence	SEC/DOJ scrutiny 95% wipeout Restatement Bankruptcy Delisting notice (not a red flag)
Liquid Holdings Group, Inc.LIQD (last ticker on record)	Dec 2012	Text search only	SEC/DOJ scrutiny 95% wipeout Restatement Bankruptcy Restructuring Delisting notice (not a red flag)
MAGNACHIP SEMICONDUCTOR CorpMX (last ticker on record)	Jun 2005	Named in a filing	SEC/DOJ scrutiny Restatement Restructuring Delisting notice (not a red flag)
MAGNUM HUNTER RESOURCES CORPMHRCQ (last ticker on record)	Jul 2009	Named in SEC correspondence	SEC/DOJ scrutiny 95% wipeout Restatement Bankruptcy Restructuring Delisting notice (not a red flag)
Pediatrix Medical Group, Inc.MD (last ticker on record)	Jun 1996	Named in SEC correspondence	SEC/DOJ scrutiny Restatement Restructuring Delisting notice (not a red flag)
PIKSEL, INC.KITD (last ticker on record)	Oct 2008	Named in SEC correspondence	SEC/DOJ scrutiny Restatement Bankruptcy Restructuring
WELLCARE HEALTH PLANS, INC.WCG (last ticker on record)	Feb 2004	Named in SEC correspondence	SEC/DOJ scrutiny Restatement Restructuring Delisting notice (not a red flag)
Allarity Therapeutics, Inc.ALLR (last ticker on record)	Aug 2021	Text search only	SEC/DOJ scrutiny 95% wipeout Restatement Delisting notice (not a red flag)
BANKUNITED FINANCIAL CORPBKUNA (last ticker on record)	Apr 1998	Named in a filing	SEC/DOJ scrutiny 95% wipeout Restatement Bankruptcy Delisting notice (not a red flag)
EZCORP INCEZPW (last ticker on record)	Sep 2008	Text search only	SEC/DOJ scrutiny Restatement Restructuring Delisting notice (not a red flag)
Golden Mountain Financial CorpFNBC (last ticker on record)	Nov 2012	Text search only	SEC/DOJ scrutiny Restatement Bankruptcy Restructuring Delisting notice (not a red flag)
Lifeway Foods, Inc.LWAY (last ticker on record)	Nov 2016	Named in SEC correspondence	SEC/DOJ scrutiny Restatement Delisting notice (not a red flag)
Outdoor Holding CoPOWW (last ticker on record)	Jul 2018	Named in a filing	SEC/DOJ scrutiny Restatement Delisting notice (not a red flag)
PRECIGEN, INC.PGEN (last ticker on record)	May 2013	Text search only	SEC/DOJ scrutiny 95% wipeout Restatement Delisting notice (not a red flag)
ACACIA RESEARCH CORPACTG (last ticker on record)	Oct 2004	Named in SEC correspondence	SEC/DOJ scrutiny 95% wipeout Restatement Delisting notice (not a red flag)
Airspan Networks Holdings Inc.MIMO (last ticker on record)	Sep 2020	Named in SEC correspondence	95% wipeout Restatement Bankruptcy Restructuring Delisting notice (not a red flag)
ALERE INC.ALR (last ticker on record)	Apr 2008	Text search only	SEC/DOJ scrutiny Restatement Restructuring Delisting notice (not a red flag)
AXION INTERNATIONAL HOLDINGS, INC.AXIH (last ticker on record)	Dec 2011	Named in a filing	95% wipeout Restatement Bankruptcy Delisting notice (not a red flag) Went dark (not a red flag)
BAKERS FOOTWEAR GROUP INCBKRS (last ticker on record)	Apr 2002	Named in a filing	95% wipeout Restatement Bankruptcy Restructuring Delisting notice (not a red flag)
Celsius Holdings, Inc.CELH (last ticker on record)	Jun 2021	Named in SEC correspondence	SEC/DOJ scrutiny Restatement
DEBT RESOLVE INCDRSV (last ticker on record)	Mar 2003	Named in SEC correspondence	SEC/DOJ scrutiny Restatement Delisting notice (not a red flag) Went dark (not a red flag)
Edgio, Inc.EGIO (last ticker on record)	Apr 2007	Text search only	95% wipeout Restatement Bankruptcy Restructuring Delisting notice (not a red flag)
EPM Live, Inc.HIPP (last ticker on record)	Mar 2001	Text search only	SEC/DOJ scrutiny Restatement Bankruptcy Restructuring
ERHC Energy IncERHE (last ticker on record)	Jan 1998	Named in a filing	SEC/DOJ scrutiny 95% wipeout Restatement Went dark (not a red flag)
EXACTECH INCEXAC (last ticker on record)	May 1996	Named in SEC correspondence	SEC/DOJ scrutiny Restatement Delisting notice (not a red flag)
Fusion Connect, Inc.FSNN (last ticker on record)	Nov 2004	Text search only	95% wipeout Restatement Bankruptcy Restructuring Delisting notice (not a red flag)
HARTCOURT COMPANIES INC	Sep 2005	Named in SEC correspondence	SEC/DOJ scrutiny Restatement
Jones Energy, Inc.JONE (last ticker on record)	Mar 2013	Text search only	95% wipeout Restatement Bankruptcy Restructuring Delisting notice (not a red flag)
MASTEC INCMTZ (last ticker on record)	Jan 2004	Named in SEC correspondence	SEC/DOJ scrutiny Restatement Restructuring Delisting notice (not a red flag)
Perfumania Holdings, Inc.PERF (last ticker on record)	Aug 1996	Named in SEC correspondence	95% wipeout Restatement Bankruptcy Restructuring Delisting notice (not a red flag)
PROGRESSIVE GAMING INTERNATIONAL CORPPGIC (last ticker on record)	Sep 2001	Named in a filing	95% wipeout Restatement Bankruptcy Restructuring Delisting notice (not a red flag)
RALPH LAUREN CORPRL (last ticker on record)	Feb 2004	Text search only	SEC/DOJ scrutiny Restatement Restructuring
STANLEY BLACK & DECKER, INC.SWK (last ticker on record)	Jan 2010	Text search only	SEC/DOJ scrutiny Restatement
U S ENERGY SYSTEMS INCUSEY (last ticker on record)	Feb 2000	Named in a filing	95% wipeout Restatement Bankruptcy Restructuring Delisting notice (not a red flag)
VERITEQVTEQ (last ticker on record)	Mar 2001	Text search only	95% wipeout Restatement Restructuring Delisting notice (not a red flag) Went dark (not a red flag)
Vintage Wine Estates, Inc.VWE (last ticker on record)	Mar 2021	Text search only	95% wipeout Restatement Bankruptcy Restructuring Delisting notice (not a red flag)
AlTi Global, Inc.ALTI (last ticker on record)	Jan 2021	Named in SEC correspondence	SEC/DOJ scrutiny Restatement Restructuring
American Virtual Cloud Technologies, Inc.AVCT (last ticker on record)	May 2017	Named in SEC correspondence	95% wipeout Restatement Bankruptcy Delisting notice (not a red flag)
ANCHOR GLASS CONTAINER CORP /NEWAGCC (last ticker on record)	Jun 2003	Text search only	Restatement Bankruptcy Restructuring Delisting notice (not a red flag)
Appgate, Inc.APGT (last ticker on record)	Dec 2021	Named in a filing	95% wipeout Restatement Bankruptcy Restructuring
APPLICA INCAPN (last ticker on record)	Jun 1996	Named in SEC correspondence	SEC/DOJ scrutiny Restatement Delisting notice (not a red flag)

At a glance

Every outcome

Lawyers at this firm

Linked companies

At a glance

Every outcome

Lawyers at this firm

Linked companies