Linked to 1,468 companies since Feb 1994. A filing names it for 66% of those. The rest come from a text search, which also finds a firm on the other side of a deal.
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
139 of these companies later showed signs of SEC or DOJ scrutiny and had another red flag. Comparable companies would show 101.7, so that is 1.37× what you would expect.
Each bar’s tick marks 1×, no more than comparable companies. A colored bar has q below 0.05, the usual bar.
| What came later | Companies | Expected | × expected | q |
|---|---|---|---|---|
| SEC or DOJ scrutiny and another red flag | 139 | 101.7 | 1.37 | 0.025 |
| SEC or DOJ scrutiny | 181 | 166.3 | 1.09 | 0.966 |
| Stopped filing, and the SEC acted | 33 | 54.9 | 0.60 | 1.000 |
| Shares fell 95% from their high | 350 | 248.8 | 1.41 | <0.001 |
| Two or more different red flags | 363 | 254.7 | 1.43 | <0.001 |
| Said its accounts could not be relied on | 227 | 211.6 | 1.07 | 0.980 |
| Bankruptcy or receivership | 72 | 64.5 | 1.12 | 0.669 |
| Restructuring or accelerated debt | 505 | 294.4 | 1.72 | <0.001 |
| Delisting notice | 680 | 475.9 | 1.43 | <0.001 |
| SEC accounting enforcement release | 48 | 39.0 | 1.23 | 1.000 |
| An SEC release or DOJ statement names it, an officer or its stock | 98 | 87.8 | 1.12 | 1.000 |
| # | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 1 | John A. ForeWilson Sonsini Goodrich & Rosati | 56 | 82% | 15 | 6.6 | 2.26 | 0.325 | 1.86 | 1.00 | 1.12 |
| 2 | Jack HelfandWilson Sonsini Goodrich & Rosati | 7 | 57% | 4 | 0.5 | 7.46 | 0.350 | 4.51 | 3.58 | 0.00 |
| 3 | Don S. WilliamsWilson Sonsini Goodrich & Rosati | 7 | 100% | 4 | 1.0 | 4.01 | 0.590 | 2.70 | 0.00 | 0.86 |
| 4 | David J. SegreWilson Sonsini Goodrich & Rosati | 55 | 96% | 10 | 4.7 | 2.13 | 0.747 | 1.34 | 0.00 | 1.49 |
| 5 | Donna M. PetkanicsWilson Sonsini Goodrich & Rosati | 27 | 93% | 7 | 2.9 | 2.39 | 0.759 | 1.54 | 0.00 | 1.05 |
| 6 | JUDITH M. O'BRIENWilson Sonsini Goodrich & Rosati | 20 | 90% | 6 | 2.3 | 2.64 | 0.759 | 1.68 | 2.00 | 3.23 |
| 7 | Katharine A. MartinWilson Sonsini Goodrich & Rosati | 37 | 100% | 7 | 2.9 | 2.39 | 0.792 | 1.38 | 0.00 | 1.09 |
| 8 | Jeffrey D. SaperWilson Sonsini Goodrich & Rosati | 102 | 96% | 13 | 7.4 | 1.76 | 0.838 | 1.25 | 0.84 | 1.44 |
| 9 | Robert G. DayWilson Sonsini Goodrich & Rosati | 37 | 95% | 6 | 2.3 | 2.56 | 0.838 | 1.52 | 1.13 | 1.87 |
| 10 | FRANCIS S. CURRIEWilson Sonsini Goodrich & Rosati | 16 | 100% | 4 | 1.2 | 3.39 | 0.838 | 2.33 | 1.38 | 1.22 |
| 11 | John E. AguirreWilson Sonsini Goodrich & Rosati | 11 | 100% | 5 | 2.0 | 2.54 | 0.838 | 1.71 | 0.00 | 0.00 |
| 12 | Martin J. WatersWilson Sonsini Goodrich & Rosati | 24 | 100% | 5 | 1.8 | 2.78 | 0.842 | 1.91 | 0.88 | 2.40 |
| 13 | Steven E. BochnerWilson Sonsini Goodrich & Rosati | 63 | 79% | 9 | 4.6 | 1.95 | 0.845 | 1.34 | 0.00 | 0.68 |
| 14 | Larry W. SonsiniWilson Sonsini Goodrich & Rosati | 44 | 100% | 9 | 4.8 | 1.87 | 0.850 | 1.22 | 0.73 | 1.21 |
| 15 | Thomas E. HornishWilson Sonsini Goodrich & Rosati | 11 | 91% | 3 | 0.7 | 4.44 | 0.868 | 4.09 | 0.00 | 1.98 |
| 16 | Andrew T. HillWilson Sonsini Goodrich & Rosati | 18 | 100% | 3 | 0.6 | 4.68 | 0.873 | 1.94 | 0.00 | 2.54 |
| 17 | Roger SternWilson Sonsini Goodrich & Rosati | 8 | 75% | 3 | 0.8 | 3.83 | 0.906 | 2.49 | 0.00 | 1.75 |
| 18 | J. Robert SuffolettaWilson Sonsini Goodrich & Rosati | 34 | 94% | 5 | 2.2 | 2.29 | 0.912 | 1.57 | 2.48 | 2.42 |
| 19 | Michael A. OcchioliniWilson Sonsini Goodrich & Rosati | 31 | 94% | 6 | 3.1 | 1.94 | 0.954 | 1.33 | 0.00 | 2.58 |
| 20 | Martin W. KormanWilson Sonsini Goodrich & Rosati | 30 | 90% | 6 | 3.1 | 1.92 | 0.954 | 1.58 | 0.00 | 0.34 |
| 21 | KENNETH M. SIEGELWilson Sonsini Goodrich & Rosati | 11 | 100% | 3 | 0.9 | 3.50 | 0.962 | 2.20 | 0.00 | 0.66 |
| 22 | Aaron J. AlterWilson Sonsini Goodrich & Rosati | 46 | 89% | 3 | 4.1 | 0.73 | 1.000 | 0.59 | 1.05 | 1.24 |
| 23 | Robert T. IshiiWilson Sonsini Goodrich & Rosati | 43 | 81% | 1 | 2.4 | 0.43 | 1.000 | 0.43 | 0.00 | 0.39 |
| 24 | Michael NordtvedtWilson Sonsini Goodrich & Rosati | 42 | 88% | 2 | 2.5 | 0.81 | 1.000 | 0.50 | 0.00 | 1.27 |
| 25 | Bradley L. FinkelsteinWilson Sonsini Goodrich & Rosati | 41 | 88% | 5 | 2.9 | 1.72 | 1.000 | 1.62 | 0.00 | 0.74 |
| 26 | Dan OuyangWilson Sonsini Goodrich & Rosati | 41 | 88% | 2 | 1.4 | 1.45 | 1.000 | 1.30 | 2.57 | 1.78 |
| 27 | Mark B. BaudlerWilson Sonsini Goodrich & Rosati | 41 | 88% | 5 | 2.3 | 2.13 | 1.000 | 1.69 | 0.00 | 1.51 |
| 28 | Steven V. BernardWilson Sonsini Goodrich & Rosati | 40 | 93% | 4 | 2.5 | 1.61 | 1.000 | 0.96 | 0.00 | 1.08 |
| 29 | Patrick J. SchultheisWilson Sonsini Goodrich & Rosati | 38 | 95% | 3 | 3.1 | 0.96 | 1.000 | 1.02 | 0.72 | 1.33 |
| 30 | John T. SheridanWilson Sonsini Goodrich & Rosati | 37 | 95% | 4 | 2.8 | 1.42 | 1.000 | 1.51 | 0.00 | 1.51 |
| 31 | Michael J. DanaherWilson Sonsini Goodrich & Rosati | 37 | 89% | 2 | 3.2 | 0.63 | 1.000 | 1.01 | 1.51 | 1.85 |
| 32 | J. CASEY MCGLYNNWilson Sonsini Goodrich & Rosati | 36 | 53% | 1 | 2.4 | 0.42 | 1.000 | 0.52 | 0.44 | 1.11 |
| 33 | Michael S. RinglerWilson Sonsini Goodrich & Rosati | 36 | 86% | 4 | 2.5 | 1.57 | 1.000 | 0.86 | 0.00 | 1.43 |
| 34 | BARRY E. TAYLORWilson Sonsini Goodrich & Rosati | 33 | 91% | 3 | 2.7 | 1.11 | 1.000 | 0.70 | 1.36 | 1.95 |
| 35 | Allison B. SpinnerWilson Sonsini Goodrich & Rosati | 32 | 88% | 4 | 1.7 | 2.31 | 1.000 | 1.30 | 0.00 | 1.91 |
| 36 | Lisa L. StimmellWilson Sonsini Goodrich & Rosati | 30 | 77% | 4 | 1.6 | 2.51 | 1.000 | 1.23 | 0.00 | 1.66 |
| 37 | Julia ReigelWilson Sonsini Goodrich & Rosati | 29 | 83% | 4 | 2.2 | 1.78 | 1.000 | 1.54 | 0.00 | 0.95 |
| 38 | Robert F. KornegayWilson Sonsini Goodrich & Rosati | 29 | 100% | 1 | 2.4 | 0.42 | 1.000 | 1.10 | 0.00 | 1.40 |
| 39 | Andrew D. HoffmanWilson Sonsini Goodrich & Rosati | 27 | 85% | 1 | 1.6 | 0.63 | 1.000 | 0.35 | 0.00 | 1.07 |
| 40 | Chris F. FennellWilson Sonsini Goodrich & Rosati | 27 | 85% | 1 | 2.2 | 0.45 | 1.000 | 0.28 | 0.00 | 0.85 |
| 41 | HERBERT P. FOCKLERWilson Sonsini Goodrich & Rosati | 26 | 96% | 3 | 2.2 | 1.34 | 1.000 | 1.42 | 0.00 | 1.31 |
| 42 | MARIO M. ROSATIWilson Sonsini Goodrich & Rosati | 26 | 69% | 1 | 1.5 | 0.65 | 1.000 | 0.76 | 0.00 | 1.47 |
| 43 | Douglas K. SchnellWilson Sonsini Goodrich & Rosati | 25 | 84% | 2 | 1.3 | 1.60 | 1.000 | 1.06 | 2.80 | 0.58 |
| 44 | Mark L. ReinstraWilson Sonsini Goodrich & Rosati | 24 | 88% | 3 | 2.3 | 1.32 | 1.000 | 1.10 | 0.83 | 2.62 |
| 45 | Megan J. BaierWilson Sonsini Goodrich & Rosati | 24 | 92% | 1 | 1.3 | 0.76 | 1.000 | 0.44 | 0.00 | 1.98 |
| 46 | Michael E. CokeWilson Sonsini Goodrich & Rosati | 24 | 92% | 2 | 1.4 | 1.39 | 1.000 | 1.22 | 0.00 | 1.46 |
| 47 | MARK A. BERTELSENWilson Sonsini Goodrich & Rosati | 22 | 96% | 3 | 1.2 | 2.59 | 1.000 | 1.41 | 0.00 | 1.60 |
| 48 | CHRISTOPHER D. MITCHELLWilson Sonsini Goodrich & Rosati | 21 | 95% | 1 | 1.4 | 0.72 | 1.000 | 0.44 | 0.00 | 0.93 |
| 49 | Robert L. Wernli Jr.Wilson Sonsini Goodrich & Rosati | 21 | 95% | 3 | 0.9 | 3.21 | 1.000 | 2.47 | 4.62 | 1.95 |
| 50 | Carmen ChangWilson Sonsini Goodrich & Rosati | 20 | 90% | 3 | 1.9 | 1.61 | 1.000 | 0.90 | 0.00 | 1.16 |
| How it is known | |||
|---|---|---|---|
| AMYRIS, INC.AMRS (last ticker on record) | Apr 2010 | Named in SEC correspondence |
|
| DZS INC.DZSI (last ticker on record) | Mar 2001 | Text search only |
|
| ARTHROCARE CORPARTC (last ticker on record) | Jun 1996 | Named in SEC correspondence |
|
| COMSCORE, INC.SCOR (last ticker on record) | Apr 2007 | Named in SEC correspondence |
|
| QUANTUM CORPQMCO (last ticker on record) | Jun 1994 | Named in SEC correspondence |
|
| UTSTARCOM HOLDINGS CORP.UTSI (last ticker on record) | Feb 2000 | Named in SEC correspondence |
|
| VITESSE SEMICONDUCTOR CORPVTSS (last ticker on record) | Oct 1996 | Named in a filing |
|
| BROADCOM CORPBRCM (last ticker on record) | May 2001 | Named in a filing |
|
| BROCADE COMMUNICATIONS SYSTEMS INCBRCD (last ticker on record) | May 1999 | Named in SEC correspondence |
|
| Cambium Networks CorpCMBMF (last ticker on record) | May 2018 | Named in SEC correspondence |
|
| Isilon Systems, Inc.ISLN (last ticker on record) | Sep 2006 | Named in SEC correspondence |
|
| JOIN Entertainment Holdings, Inc.RINO (last ticker on record) | Oct 2009 | Named in SEC correspondence |
|
| JUNIPER NETWORKS INCJNPR (last ticker on record) | Jun 1999 | Named in a filing |
|
| LOGITECH INTERNATIONAL S.A.LOGI (last ticker on record) | Nov 1998 | Named in SEC correspondence |
|
| MAGNACHIP SEMICONDUCTOR CorpMX (last ticker on record) | Jun 2005 | Text search only |
|
| MAXWELL TECHNOLOGIES INCMXWL (last ticker on record) | Sep 2005 | Named in a filing |
|
| McAfee, Inc.MFE (last ticker on record) | Apr 1997 | Named in SEC correspondence |
|
| MICROTUNE INCTUNE (last ticker on record) | May 2000 | Named in a filing |
|
| SAFENET INCSFNT (last ticker on record) | Nov 2003 | Text search only |
|
| SUNPOWER CORPSPWR (last ticker on record) | Aug 2005 | Named in a filing |
|
| THQ INCTHQIQ (last ticker on record) | Aug 2001 | Text search only |
|
| AutoWeb, Inc.AUTO (last ticker on record) | Mar 1997 | Named in a filing |
|
| CADENCE DESIGN SYSTEMS INCCDNS (last ticker on record) | Nov 1996 | Named in a filing |
|
| Capstone Energy Plus, Inc.CEPL (last ticker on record) | Dec 2002 | Named in a filing |
|
| Clearday, Inc.CLRD (last ticker on record) | Aug 1996 | Named in SEC correspondence |
|
| CLOVER HEALTH INVESTMENTS, CORP. /DECLOV (last ticker on record) | Oct 2020 | Text search only |
|
| CTI BIOPHARMA CORPCTIC (last ticker on record) | Dec 1999 | Named in a filing |
|
| CURON MEDICAL INCCRNM (last ticker on record) | Aug 2000 | Named in SEC correspondence |
|
| DELL INCDELL (last ticker on record) | Apr 1995 | Named in SEC correspondence |
|
| EMBARCADERO TECHNOLOGIES INCEMBT (last ticker on record) | Feb 2001 | Text search only |
|
| EXTREME NETWORKS INCEXTR (last ticker on record) | Feb 2002 | Text search only |
|
| Gen Digital Inc.GEN (last ticker on record) | Jan 2002 | Text search only |
|
| IEC ELECTRONICS CORPIEC (last ticker on record) | Dec 2014 | Text search only |
|
| INDUS INTERNATIONAL INCIINT (last ticker on record) | Aug 1997 | Named in a filing |
|
| INTEGRATED SILICON SOLUTION INCISSI (last ticker on record) | Apr 1997 | Named in SEC correspondence |
|
| KLA CORPKLAC (last ticker on record) | Mar 1997 | Named in SEC correspondence |
|
| MAXIM INTEGRATED PRODUCTS INCMXIM (last ticker on record) | Feb 2006 | Named in a filing |
|
| MERCURY INTERACTIVE CORPMERQ (last ticker on record) | Aug 1996 | Named in SEC correspondence |
|
| NOVANTA INCNOVT (last ticker on record) | Oct 2008 | Named in SEC correspondence |
|
| SALIX PHARMACEUTICALS LTDSLXP (last ticker on record) | Aug 1997 | Named in a filing |
|
| SANMINA CORPSANM (last ticker on record) | Mar 1997 | Named in SEC correspondence |
|
| SIGMA DESIGNS INCSIGM (last ticker on record) | Feb 1996 | Named in SEC correspondence |
|
| SOLARCITY CORPSCTY (last ticker on record) | Oct 2012 | Named in SEC correspondence |
|
| SUN MICROSYSTEMS, INC.JAVA (last ticker on record) | Nov 1994 | Named in SEC correspondence |
|
| Sunovion Pharmaceuticals Inc.SEPR (last ticker on record) | Jan 2002 | Text search only |
|
| Super Micro Computer, Inc.SMCI (last ticker on record) | Nov 2006 | Named in a filing |
|
| TANGOE INCTNGO (last ticker on record) | Apr 2010 | Text search only |
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| Vivint Smart Home, Inc.VVNT (last ticker on record) | Sep 2019 | Text search only |
|
| Vyome Holdings, IncHIND (last ticker on record) | Aug 2018 | Text search only |
|
| WAGEWORKS, INC.WAGE (last ticker on record) | Apr 2011 | Named in SEC correspondence |
|