Linked to 826 companies since Mar 1994. A filing names it for 61% of those. The rest come from a text search, which also finds a firm on the other side of a deal.
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
47 of these companies later showed signs of SEC or DOJ scrutiny and had another red flag. Comparable companies would show 48.1, so that is 0.98× what you would expect.
Each bar’s tick marks 1×, no more than comparable companies. A colored bar has q below 0.05, the usual bar.
| What came later | Companies | Expected | × expected | q |
|---|---|---|---|---|
| SEC or DOJ scrutiny and another red flag | 47 | 48.1 | 0.98 | 1.000 |
| SEC or DOJ scrutiny | 89 | 87.5 | 1.02 | 1.000 |
| Stopped filing, and the SEC acted | 5 | 28.1 | 0.18 | 1.000 |
| Shares fell 95% from their high | 84 | 103.5 | 0.81 | 1.000 |
| Two or more different red flags | 104 | 112.3 | 0.93 | 1.000 |
| Said its accounts could not be relied on | 101 | 105.7 | 0.96 | 1.000 |
| Bankruptcy or receivership | 38 | 35.7 | 1.07 | 1.000 |
| Restructuring or accelerated debt | 142 | 138.4 | 1.03 | 1.000 |
| Delisting notice | 260 | 240.4 | 1.08 | 0.698 |
| SEC accounting enforcement release | 21 | 19.7 | 1.06 | 1.000 |
| An SEC release or DOJ statement names it, an officer or its stock | 38 | 45.2 | 0.84 | 1.000 |
| # | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 1 | John C. KennedyPaul Weiss Rifkind Wharton & Garrison | 88 | 82% | 7 | 5.6 | 1.25 | 1.000 | 1.22 | 0.00 | 0.85 |
| 2 | Raphael M. RussoPaul Weiss Rifkind Wharton & Garrison | 72 | 81% | 6 | 3.8 | 1.57 | 1.000 | 1.67 | 0.00 | 0.99 |
| 3 | Christopher J. CummingsPaul Weiss Rifkind Wharton & Garrison | 60 | 78% | 3 | 3.2 | 0.94 | 1.000 | 1.20 | 0.38 | 0.69 |
| 4 | Scott A. BarshayPaul Weiss Rifkind Wharton & Garrison | 57 | 77% | 4 | 2.4 | 1.67 | 1.000 | 1.66 | 0.00 | 0.54 |
| 5 | Gregory A. EzringPaul Weiss Rifkind Wharton & Garrison | 55 | 60% | 2 | 3.1 | 0.65 | 1.000 | 0.35 | 0.00 | 1.01 |
| 6 | Jeffrey D. MarellPaul Weiss Rifkind Wharton & Garrison | 54 | 54% | 5 | 3.6 | 1.41 | 1.000 | 1.81 | 0.00 | 0.91 |
| 7 | David S. HuntingtonPaul Weiss Rifkind Wharton & Garrison | 51 | 88% | 2 | 2.3 | 0.86 | 1.000 | 0.67 | 0.00 | 0.78 |
| 8 | Robert B. SchumerPaul Weiss Rifkind Wharton & Garrison | 45 | 58% | 2 | 3.0 | 0.66 | 1.000 | 0.49 | 0.00 | 0.43 |
| 9 | Adam M. GivertzPaul Weiss Rifkind Wharton & Garrison | 43 | 77% | 1 | 1.9 | 0.53 | 1.000 | 0.84 | 0.00 | 0.63 |
| 10 | Steven J. WilliamsPaul Weiss Rifkind Wharton & Garrison | 35 | 54% | 1 | 1.7 | 0.58 | 1.000 | 0.48 | 0.00 | 1.41 |
| 11 | Andrew J. FoleyPaul Weiss Rifkind Wharton & Garrison | 33 | 82% | 1 | 2.4 | 0.42 | 1.000 | 0.46 | 0.78 | 0.78 |
| 12 | Lawrence G. WeePaul Weiss Rifkind Wharton & Garrison | 31 | 74% | 2 | 1.9 | 1.05 | 1.000 | 1.20 | 0.00 | 1.10 |
| 13 | DOUGLAS A. CIFUPaul Weiss Rifkind Wharton & Garrison | 26 | 27% | 4 | 1.9 | 2.07 | 1.000 | 1.28 | 0.00 | 0.55 |
| 14 | Edwin S. MaynardPaul Weiss Rifkind Wharton & Garrison | 26 | 85% | 1 | 2.9 | 0.35 | 1.000 | 0.23 | 0.00 | 0.99 |
| 15 | Tracey A. ZacconePaul Weiss Rifkind Wharton & Garrison | 26 | 69% | 1 | 1.3 | 0.75 | 1.000 | 1.14 | 0.00 | 0.99 |
| 16 | David A. CurtissPaul Weiss Rifkind Wharton & Garrison | 24 | 63% | 1 | 1.0 | 1.04 | 1.000 | 0.57 | 0.00 | 0.62 |
| 17 | Ariel J. DeckelbaumPaul Weiss Rifkind Wharton & Garrison | 22 | 41% | 1 | 1.5 | 0.65 | 1.000 | 0.31 | 2.16 | 1.64 |
| 18 | David E. SobelPaul Weiss Rifkind Wharton & Garrison | 20 | 50% | 1 | 0.8 | 1.34 | 1.000 | 0.58 | 0.00 | 1.15 |
| 19 | Mark S. BergmanPaul Weiss Rifkind Wharton & Garrison | 20 | 70% | 1 | 2.0 | 0.49 | 1.000 | 0.61 | 1.06 | 0.86 |
| 20 | Matthew W. AbbottPaul Weiss Rifkind Wharton & Garrison | 17 | 35% | 1 | 0.9 | 1.11 | 1.000 | 1.91 | 0.00 | 1.02 |
| 21 | Ross A. FieldstonPaul Weiss Rifkind Wharton & Garrison | 16 | 69% | 1 | 0.9 | 1.09 | 1.000 | 1.08 | 0.00 | 1.17 |
| 22 | Laura C. TuranoPaul Weiss Rifkind Wharton & Garrison | 14 | 64% | 1 | 0.3 | 3.29 | 1.000 | 2.06 | 0.00 | 1.33 |
| 23 | Michael VogelPaul Weiss Rifkind Wharton & Garrison | 13 | 39% | 1 | 0.7 | 1.48 | 1.000 | 0.88 | 0.00 | 1.31 |
| 24 | MITCHELL S. FISHMANPaul Weiss Rifkind Wharton & Garrison | 13 | 100% | 2 | 0.9 | 2.15 | 1.000 | 1.97 | 0.00 | 1.35 |
| 25 | Catherine L. GoodallPaul Weiss Rifkind Wharton & Garrison | 12 | 83% | 1 | 0.5 | 1.88 | 1.000 | 0.82 | 0.00 | 1.73 |
| 26 | JAMES M. DUBINPaul Weiss Rifkind Wharton & Garrison | 12 | 100% | 2 | 0.8 | 2.49 | 1.000 | 2.17 | 0.00 | 2.32 |
| 27 | Judith R. ThoyerPaul Weiss Rifkind Wharton & Garrison | 12 | 83% | 2 | 1.1 | 1.86 | 1.000 | 1.20 | 0.00 | 0.64 |
| 28 | RICHARD S. BORISOFFPaul Weiss Rifkind Wharton & Garrison | 11 | 82% | 1 | 1.4 | 0.70 | 1.000 | 0.44 | 0.00 | 0.00 |
| 29 | Paul D. GinsbergPaul Weiss Rifkind Wharton & Garrison | 10 | 70% | 1 | 0.8 | 1.30 | 1.000 | 0.82 | 0.00 | 0.86 |
| 30 | Brian P. FinneganPaul Weiss Rifkind Wharton & Garrison | 9 | 22% | 2 | 0.6 | 3.50 | 1.000 | 1.89 | 0.00 | 1.06 |
| 31 | David K. LakhdhirPaul Weiss Rifkind Wharton & Garrison | 9 | 67% | 1 | 0.7 | 1.46 | 1.000 | 0.87 | 0.00 | 1.19 |
| 32 | Brian L. SchorrPaul Weiss Rifkind Wharton & Garrison | 7 | 14% | 1 | 0.6 | 1.73 | 1.000 | 0.94 | 0.00 | 0.00 |
| 33 | Gary LiPaul Weiss Rifkind Wharton & Garrison | 6 | 33% | 1 | 0.3 | 2.90 | 1.000 | 1.86 | 0.00 | 0.90 |
| 34 | Brian M. JansonPaul Weiss Rifkind Wharton & Garrison | 39 | 72% | 0 | 1.3 | 0.00 | — | 0.00 | 0.00 | 0.99 |
| 35 | Monica K. ThurmondPaul Weiss Rifkind Wharton & Garrison | 32 | 66% | 0 | 2.5 | 0.00 | — | 0.46 | 0.00 | 1.01 |
| 36 | Kenneth M. SchneiderPaul Weiss Rifkind Wharton & Garrison | 23 | 22% | 0 | 1.6 | 0.00 | — | 0.38 | 0.00 | 0.78 |
| 37 | Kyle T. SeifriedPaul Weiss Rifkind Wharton & Garrison | 17 | 88% | 0 | 0.5 | 0.00 | — | 2.90 | 0.00 | 0.70 |
| 38 | Luke R. JenningsPaul Weiss Rifkind Wharton & Garrison | 17 | 88% | 0 | 0.6 | 0.00 | — | 0.00 | 0.00 | 0.48 |
| 39 | Bruce A. GutenplanPaul Weiss Rifkind Wharton & Garrison | 16 | 50% | 0 | 1.0 | 0.00 | — | 0.00 | 0.00 | 0.43 |
| 40 | Christian G. KurtzPaul Weiss Rifkind Wharton & Garrison | 14 | 93% | 0 | 0.5 | 0.00 | — | 0.00 | 0.00 | 0.82 |
| 41 | John M. ScottPaul Weiss Rifkind Wharton & Garrison | 12 | 25% | 0 | 0.7 | 0.00 | — | 0.00 | 0.00 | 1.09 |
| 42 | CARL L. REISNERPaul Weiss Rifkind Wharton & Garrison | 11 | 64% | 0 | 0.6 | 0.00 | — | 0.92 | 0.00 | 0.00 |
| 43 | Toby S. MyersonPaul Weiss Rifkind Wharton & Garrison | 10 | 50% | 0 | 1.2 | 0.00 | — | 0.52 | 0.00 | 0.66 |
| 44 | Ian HazlettPaul Weiss Rifkind Wharton & Garrison | 9 | 89% | 0 | 0.1 | 0.00 | — | 0.00 | 0.00 | 2.79 |
| 45 | Benjamin GoodchildPaul Weiss Rifkind Wharton & Garrison | 8 | 63% | 0 | 0.2 | 0.00 | — | 4.85 | 0.00 | 0.00 |
| 46 | Chelsea N. DarnellPaul Weiss Rifkind Wharton & Garrison | 8 | 75% | 0 | 0.3 | 0.00 | — | 3.53 | 0.00 | 0.00 |
| 47 | Tong YuPaul Weiss Rifkind Wharton & Garrison | 8 | 50% | 0 | 0.7 | 0.00 | — | 0.00 | 0.00 | 0.70 |
| 48 | Angelo BonvinoPaul Weiss Rifkind Wharton & Garrison | 7 | 14% | 0 | 0.3 | 0.00 | — | 0.00 | 0.00 | 1.00 |
| 49 | Benjamin A. AronovitchPaul Weiss Rifkind Wharton & Garrison | 7 | 43% | 0 | 0.3 | 0.00 | — | 0.00 | 0.00 | 0.00 |
| 50 | Kelley D. ParkerPaul Weiss Rifkind Wharton & Garrison | 7 | 57% | 0 | 0.3 | 0.00 | — | 0.00 | 0.00 | 0.00 |
| How it is known | |||
|---|---|---|---|
| COLLINS & AIKMAN CORPCKC (last ticker on record) | May 2002 | Text search only |
|
| IVANHOE ENERGY INCIVANF (last ticker on record) | Oct 2003 | Named in SEC correspondence |
|
| INTERPUBLIC GROUP OF COMPANIES, INC.IPG (last ticker on record) | Dec 2001 | Named in a filing |
|
| Canopy Growth CorpCGC (last ticker on record) | Feb 2021 | Named in a filing |
|
| Cronos Group Inc.CRON (last ticker on record) | Mar 2018 | Named in a filing |
|
| Exela Technologies, Inc.XELA (last ticker on record) | May 2021 | Named in SEC correspondence |
|
| GENERAL ELECTRIC COGE (last ticker on record) | Apr 2002 | Text search only |
|
| Kraft Heinz CoKHC (last ticker on record) | Aug 2016 | Named in a filing |
|
| Lucid Group, Inc.LCID (last ticker on record) | May 2020 | Named in SEC correspondence |
|
| Vivint Smart Home, Inc.VVNT (last ticker on record) | Aug 2017 | Named in SEC correspondence |
|
| WARNER MEDIA, LLCTWX (last ticker on record) | Feb 2003 | Named in a filing |
|
| BGC Group, Inc.BGC (last ticker on record) | Feb 2001 | Text search only |
|
| DUANE READE INCDRD (last ticker on record) | Mar 2004 | Named in SEC correspondence |
|
| EIDP, Inc.DD (last ticker on record) | Mar 2015 | Text search only |
|
| RALPH LAUREN CORPRL (last ticker on record) | Apr 1997 | Named in SEC correspondence |
|
| Spire Global, Inc.SPIR (last ticker on record) | May 2021 | Text search only |
|
| Spirit Aviation Holdings, Inc.FLYY (last ticker on record) | Feb 2015 | Named in a filing |
|
| Virtu KCG Holdings LLCKCG (last ticker on record) | Feb 2013 | Text search only |
|
| WESTMORELAND COAL CoWLB (last ticker on record) | Jun 2011 | Text search only |
|
| BKF CAPITAL GROUP INCBKFG (last ticker on record) | Nov 2000 | Named in a filing |
|
| Crumbs Bake Shop, Inc.CRMB (last ticker on record) | Apr 2010 | Text search only |
|
| Desktop Metal, Inc.DM (last ticker on record) | Sep 2020 | Named in SEC correspondence |
|
| Fathom Digital Manufacturing CorpFATH (last ticker on record) | Dec 2020 | Named in SEC correspondence |
|
| FreightCar America, Inc.RAIL (last ticker on record) | Mar 2005 | Text search only |
|
| Garrett Motion Inc.GTX (last ticker on record) | May 2018 | Named in SEC correspondence |
|
| HAWAIIAN HOLDINGS INCHA (last ticker on record) | May 2002 | Named in a filing |
|
| MOVADO GROUP INCMOV (last ticker on record) | Sep 1997 | Named in a filing |
|
| Neptune Wellness Solutions Inc.NEPTF (last ticker on record) | Apr 2011 | Named in SEC correspondence |
|
| NRX Pharmaceuticals, Inc.NRXP (last ticker on record) | Jan 2021 | Named in SEC correspondence |
|
| TARRAGON CORPTARRQ (last ticker on record) | Jul 2005 | Text search only |
|
| BUFFETS HOLDINGS, INC. | Jun 2004 | Named in a filing |
|
| Celularity IncCELU (last ticker on record) | Nov 2018 | Text search only |
|
| Change Healthcare Holdings, Inc.EM (last ticker on record) | Sep 2008 | Named in SEC correspondence |
|
| D-Wave Quantum Inc.QBTS (last ticker on record) | Mar 2022 | Named in SEC correspondence |
|
| EMISPHERE TECHNOLOGIES INCEMIS (last ticker on record) | Jan 1997 | Named in a filing |
|
| EMMIS CORPEMMS (last ticker on record) | Jun 2001 | Named in SEC correspondence |
|
| GASTAR EXPLORATION, INC.GST (last ticker on record) | Aug 2005 | Text search only |
|
| Global Business Travel Group, Inc.GBTG (last ticker on record) | Aug 2020 | Named in SEC correspondence |
|
| GRAPHIC PACKAGING CORPGPK (last ticker on record) | May 2003 | Text search only |
|
| HEXION INC. | Jun 2011 | Named in SEC correspondence |
|
| HII Mission Technologies Corp. | Jun 2002 | Text search only |
|
| LESAKA TECHNOLOGIES INCLSAK (last ticker on record) | Jul 2005 | Text search only |
|
| Momentive Performance Materials Inc. | Jun 2011 | Named in SEC correspondence |
|
| NBC ACQUISITION CORP | Mar 1998 | Named in a filing |
|
| Offerpad Solutions Inc.OPAD (last ticker on record) | Apr 2021 | Text search only |
|
| PLY GEM HOLDINGS INCPGEM (last ticker on record) | Mar 2004 | Named in SEC correspondence |
|
| Skillsoft Corp.SKIL (last ticker on record) | May 2019 | Named in SEC correspondence |
|
| Symbotic Inc.SYM (last ticker on record) | Feb 2022 | Named in SEC correspondence |
|
| TERAWULF INC.WULF (last ticker on record) | Jul 2021 | Named in SEC correspondence |
|
| Vertiv Holdings CoVRT (last ticker on record) | Aug 2020 | Named in a filing |
|