Linked to 826 companies since Mar 1994. A filing names it for 61% of those. The rest come from a text search, which also finds a firm on the other side of a deal.
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
47 of these companies later showed signs of SEC or DOJ scrutiny and had another red flag. Comparable companies would show 48.1, so that is 0.98× what you would expect.
Each bar’s tick marks 1×, no more than comparable companies. A colored bar has q below 0.05, the usual bar.
| What came later | Companies | Expected | × expected | q |
|---|---|---|---|---|
| SEC or DOJ scrutiny and another red flag | 47 | 48.1 | 0.98 | 1.000 |
| SEC or DOJ scrutiny | 89 | 87.5 | 1.02 | 1.000 |
| Stopped filing, and the SEC acted | 5 | 28.1 | 0.18 | 1.000 |
| Shares fell 95% from their high | 84 | 103.5 | 0.81 | 1.000 |
| Two or more different red flags | 104 | 112.2 | 0.93 | 1.000 |
| Said its accounts could not be relied on | 101 | 105.5 | 0.96 | 1.000 |
| Bankruptcy or receivership | 37 | 35.6 | 1.04 | 1.000 |
| Restructuring or accelerated debt | 142 | 138.4 | 1.03 | 1.000 |
| Delisting notice | 260 | 240.3 | 1.08 | 0.696 |
| SEC accounting enforcement release | 21 | 19.7 | 1.06 | 1.000 |
| An SEC release or DOJ statement names it, an officer or its stock | 38 | 45.2 | 0.84 | 1.000 |
| # | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 1 | John C. KennedyPaul Weiss Rifkind Wharton & Garrison | 88 | 82% | 7 | 5.6 | 1.25 | 1.000 | 1.22 | 0.00 | 0.85 |
| 2 | Raphael M. RussoPaul Weiss Rifkind Wharton & Garrison | 72 | 81% | 6 | 3.8 | 1.57 | 1.000 | 1.67 | 0.00 | 0.99 |
| 3 | Christopher J. CummingsPaul Weiss Rifkind Wharton & Garrison | 60 | 78% | 3 | 3.2 | 0.94 | 1.000 | 1.20 | 0.38 | 0.69 |
| 4 | Scott A. BarshayPaul Weiss Rifkind Wharton & Garrison | 57 | 77% | 4 | 2.4 | 1.67 | 1.000 | 1.66 | 0.00 | 0.54 |
| 5 | Gregory A. EzringPaul Weiss Rifkind Wharton & Garrison | 55 | 60% | 2 | 3.1 | 0.65 | 1.000 | 0.35 | 0.00 | 1.01 |
| 6 | Jeffrey D. MarellPaul Weiss Rifkind Wharton & Garrison | 54 | 54% | 5 | 3.5 | 1.41 | 1.000 | 1.81 | 0.00 | 0.91 |
| 7 | David S. HuntingtonPaul Weiss Rifkind Wharton & Garrison | 51 | 88% | 2 | 2.3 | 0.86 | 1.000 | 0.67 | 0.00 | 0.78 |
| 8 | Robert B. SchumerPaul Weiss Rifkind Wharton & Garrison | 45 | 58% | 2 | 3.0 | 0.66 | 1.000 | 0.49 | 0.00 | 0.43 |
| 9 | Adam M. GivertzPaul Weiss Rifkind Wharton & Garrison | 43 | 77% | 1 | 1.9 | 0.53 | 1.000 | 0.84 | 0.00 | 0.63 |
| 10 | Steven J. WilliamsPaul Weiss Rifkind Wharton & Garrison | 35 | 54% | 1 | 1.7 | 0.58 | 1.000 | 0.48 | 0.00 | 1.41 |
| 11 | Andrew J. FoleyPaul Weiss Rifkind Wharton & Garrison | 33 | 82% | 1 | 2.4 | 0.42 | 1.000 | 0.46 | 0.78 | 0.78 |
| 12 | Lawrence G. WeePaul Weiss Rifkind Wharton & Garrison | 31 | 74% | 2 | 1.9 | 1.05 | 1.000 | 1.20 | 0.00 | 1.10 |
| 13 | DOUGLAS A. CIFUPaul Weiss Rifkind Wharton & Garrison | 26 | 27% | 4 | 1.9 | 2.07 | 1.000 | 1.28 | 0.00 | 0.55 |
| 14 | Edwin S. MaynardPaul Weiss Rifkind Wharton & Garrison | 26 | 85% | 1 | 2.9 | 0.35 | 1.000 | 0.23 | 0.00 | 0.99 |
| 15 | Tracey A. ZacconePaul Weiss Rifkind Wharton & Garrison | 26 | 69% | 1 | 1.3 | 0.75 | 1.000 | 1.14 | 0.00 | 0.99 |
| 16 | David A. CurtissPaul Weiss Rifkind Wharton & Garrison | 24 | 63% | 1 | 1.0 | 1.04 | 1.000 | 0.57 | 0.00 | 0.62 |
| 17 | Ariel J. DeckelbaumPaul Weiss Rifkind Wharton & Garrison | 22 | 41% | 1 | 1.5 | 0.65 | 1.000 | 0.31 | 2.16 | 1.64 |
| 18 | David E. SobelPaul Weiss Rifkind Wharton & Garrison | 20 | 50% | 1 | 0.7 | 1.35 | 1.000 | 0.58 | 0.00 | 1.15 |
| 19 | Mark S. BergmanPaul Weiss Rifkind Wharton & Garrison | 20 | 70% | 1 | 2.0 | 0.49 | 1.000 | 0.61 | 1.06 | 0.86 |
| 20 | Matthew W. AbbottPaul Weiss Rifkind Wharton & Garrison | 17 | 35% | 1 | 0.9 | 1.11 | 1.000 | 1.91 | 0.00 | 1.02 |
| 21 | Ross A. FieldstonPaul Weiss Rifkind Wharton & Garrison | 16 | 69% | 1 | 0.9 | 1.09 | 1.000 | 1.08 | 0.00 | 1.17 |
| 22 | Laura C. TuranoPaul Weiss Rifkind Wharton & Garrison | 14 | 64% | 1 | 0.3 | 3.29 | 1.000 | 2.06 | 0.00 | 1.33 |
| 23 | Michael VogelPaul Weiss Rifkind Wharton & Garrison | 13 | 39% | 1 | 0.7 | 1.48 | 1.000 | 0.88 | 0.00 | 1.31 |
| 24 | MITCHELL S. FISHMANPaul Weiss Rifkind Wharton & Garrison | 13 | 100% | 2 | 0.9 | 2.15 | 1.000 | 1.97 | 0.00 | 1.35 |
| 25 | Catherine L. GoodallPaul Weiss Rifkind Wharton & Garrison | 12 | 83% | 1 | 0.5 | 1.88 | 1.000 | 0.82 | 0.00 | 1.73 |
| 26 | JAMES M. DUBINPaul Weiss Rifkind Wharton & Garrison | 12 | 100% | 2 | 0.8 | 2.50 | 1.000 | 2.17 | 0.00 | 2.32 |
| 27 | Judith R. ThoyerPaul Weiss Rifkind Wharton & Garrison | 12 | 83% | 2 | 1.1 | 1.86 | 1.000 | 1.20 | 0.00 | 0.64 |
| 28 | RICHARD S. BORISOFFPaul Weiss Rifkind Wharton & Garrison | 11 | 82% | 1 | 1.4 | 0.70 | 1.000 | 0.44 | 0.00 | 0.00 |
| 29 | Paul D. GinsbergPaul Weiss Rifkind Wharton & Garrison | 10 | 70% | 1 | 0.8 | 1.30 | 1.000 | 0.82 | 0.00 | 0.86 |
| 30 | Brian P. FinneganPaul Weiss Rifkind Wharton & Garrison | 9 | 22% | 2 | 0.6 | 3.50 | 1.000 | 1.89 | 0.00 | 1.06 |
| 31 | David K. LakhdhirPaul Weiss Rifkind Wharton & Garrison | 9 | 67% | 1 | 0.7 | 1.46 | 1.000 | 0.87 | 0.00 | 1.19 |
| 32 | Brian L. SchorrPaul Weiss Rifkind Wharton & Garrison | 7 | 14% | 1 | 0.6 | 1.73 | 1.000 | 0.94 | 0.00 | 0.00 |
| 33 | Gary LiPaul Weiss Rifkind Wharton & Garrison | 6 | 33% | 1 | 0.3 | 2.90 | 1.000 | 1.86 | 0.00 | 0.90 |
| 34 | Brian M. JansonPaul Weiss Rifkind Wharton & Garrison | 39 | 72% | 0 | 1.3 | 0.00 | — | 0.00 | 0.00 | 0.99 |
| 35 | Monica K. ThurmondPaul Weiss Rifkind Wharton & Garrison | 32 | 66% | 0 | 2.5 | 0.00 | — | 0.46 | 0.00 | 1.01 |
| 36 | Kenneth M. SchneiderPaul Weiss Rifkind Wharton & Garrison | 23 | 22% | 0 | 1.6 | 0.00 | — | 0.38 | 0.00 | 0.78 |
| 37 | Kyle T. SeifriedPaul Weiss Rifkind Wharton & Garrison | 17 | 88% | 0 | 0.5 | 0.00 | — | 2.90 | 0.00 | 0.70 |
| 38 | Luke R. JenningsPaul Weiss Rifkind Wharton & Garrison | 17 | 88% | 0 | 0.6 | 0.00 | — | 0.00 | 0.00 | 0.48 |
| 39 | Bruce A. GutenplanPaul Weiss Rifkind Wharton & Garrison | 16 | 50% | 0 | 1.0 | 0.00 | — | 0.00 | 0.00 | 0.43 |
| 40 | Christian G. KurtzPaul Weiss Rifkind Wharton & Garrison | 14 | 93% | 0 | 0.5 | 0.00 | — | 0.00 | 0.00 | 0.82 |
| 41 | CARL L. REISNERPaul Weiss Rifkind Wharton & Garrison | 11 | 64% | 0 | 0.6 | 0.00 | — | 0.92 | 0.00 | 0.00 |
| 42 | John M. ScottPaul Weiss Rifkind Wharton & Garrison | 10 | 30% | 0 | 0.5 | 0.00 | — | 0.00 | 0.00 | 1.12 |
| 43 | Toby S. MyersonPaul Weiss Rifkind Wharton & Garrison | 10 | 50% | 0 | 1.2 | 0.00 | — | 0.52 | 0.00 | 0.66 |
| 44 | Ian HazlettPaul Weiss Rifkind Wharton & Garrison | 9 | 89% | 0 | 0.1 | 0.00 | — | 0.00 | 0.00 | 2.79 |
| 45 | Benjamin GoodchildPaul Weiss Rifkind Wharton & Garrison | 8 | 63% | 0 | 0.2 | 0.00 | — | 4.85 | 0.00 | 0.00 |
| 46 | Chelsea N. DarnellPaul Weiss Rifkind Wharton & Garrison | 8 | 75% | 0 | 0.3 | 0.00 | — | 3.53 | 0.00 | 0.00 |
| 47 | Tong YuPaul Weiss Rifkind Wharton & Garrison | 8 | 50% | 0 | 0.7 | 0.00 | — | 0.00 | 0.00 | 0.70 |
| 48 | Angelo BonvinoPaul Weiss Rifkind Wharton & Garrison | 7 | 14% | 0 | 0.3 | 0.00 | — | 0.00 | 0.00 | 1.00 |
| 49 | Benjamin A. AronovitchPaul Weiss Rifkind Wharton & Garrison | 7 | 43% | 0 | 0.3 | 0.00 | — | 0.00 | 0.00 | 0.00 |
| 50 | Kelley D. ParkerPaul Weiss Rifkind Wharton & Garrison | 7 | 57% | 0 | 0.3 | 0.00 | — | 0.00 | 0.00 | 0.00 |
| How it is known | |||
|---|---|---|---|
| COLLINS & AIKMAN CORPCKC (last ticker on record) | May 2002 | Text search only |
|
| FOAMEX INTERNATIONAL INC.FMXL (last ticker on record) | May 2001 | Named in SEC correspondence |
|
| IVANHOE ENERGY INCIVANF (last ticker on record) | Oct 2003 | Named in SEC correspondence |
|
| INTERPUBLIC GROUP OF COMPANIES, INC.IPG (last ticker on record) | Dec 2001 | Named in a filing |
|
| REVLON INCREVRQ (last ticker on record) | Feb 2002 | Named in SEC correspondence |
|
| Canopy Growth CorpCGC (last ticker on record) | Feb 2021 | Named in a filing |
|
| CITIGROUP INCC (last ticker on record) | Oct 2007 | Named in a filing |
|
| Cronos Group Inc.CRON (last ticker on record) | Mar 2018 | Named in a filing |
|
| Exela Technologies, Inc.XELA (last ticker on record) | May 2021 | Named in SEC correspondence |
|
| Future FinTech Group Inc.FTFT (last ticker on record) | Aug 2010 | Text search only |
|
| GENERAL ELECTRIC COGE (last ticker on record) | Apr 2002 | Text search only |
|
| Kraft Heinz CoKHC (last ticker on record) | Aug 2016 | Named in a filing |
|
| Lucid Group, Inc.LCID (last ticker on record) | May 2020 | Named in SEC correspondence |
|
| PENN TRAFFIC COPTFC (last ticker on record) | Oct 1999 | Named in a filing |
|
| SUN-TIMES MEDIA GROUP INCSVN (last ticker on record) | Apr 2006 | Named in SEC correspondence |
|
| Vivint Smart Home, Inc.VVNT (last ticker on record) | Aug 2017 | Named in SEC correspondence |
|
| WARNER MEDIA, LLCTWX (last ticker on record) | Feb 2003 | Named in a filing |
|
| WeWork Inc.WE (last ticker on record) | Sep 2021 | Text search only |
|
| AMBASSADORS GROUP INCEPAX (last ticker on record) | Sep 2003 | Named in a filing |
|
| BGC Group, Inc.BGC (last ticker on record) | Feb 2001 | Text search only |
|
| DUANE READE INCDRD (last ticker on record) | Mar 2004 | Named in SEC correspondence |
|
| EIDP, Inc.DD (last ticker on record) | Mar 2015 | Text search only |
|
| Elanco Animal Health IncELAN (last ticker on record) | Jan 2020 | Named in a filing |
|
| PACIFIC GAS & ELECTRIC CoPCG (last ticker on record) | Oct 2003 | Text search only |
|
| RALPH LAUREN CORPRL (last ticker on record) | Apr 1997 | Named in SEC correspondence |
|
| Spire Global, Inc.SPIR (last ticker on record) | May 2021 | Text search only |
|
| Spirit Aviation Holdings, Inc.FLYY (last ticker on record) | Feb 2015 | Named in a filing |
|
| Virtu KCG Holdings LLCKCG (last ticker on record) | Feb 2013 | Text search only |
|
| WESTMORELAND COAL CoWLB (last ticker on record) | Jun 2011 | Text search only |
|
| ABOVENET INCABVT (last ticker on record) | Aug 1997 | Named in a filing |
|
| BEAR STEARNS COMPANIES INCBSC (last ticker on record) | Nov 1996 | Named in a filing |
|
| BKF CAPITAL GROUP INCBKFG (last ticker on record) | Nov 2000 | Named in a filing |
|
| BOSTON SCIENTIFIC CORPBSX (last ticker on record) | May 2007 | Text search only |
|
| Claritev CorpCTEV (last ticker on record) | Dec 2019 | Named in a filing |
|
| Crumbs Bake Shop, Inc.CRMB (last ticker on record) | Apr 2010 | Text search only |
|
| Desktop Metal, Inc.DM (last ticker on record) | Sep 2020 | Named in SEC correspondence |
|
| EP Energy CorpEPEGQ (last ticker on record) | Sep 2013 | Named in SEC correspondence |
|
| Fathom Digital Manufacturing CorpFATH (last ticker on record) | Dec 2020 | Named in SEC correspondence |
|
| FINLAY ENTERPRISES INC /DEFNLY (last ticker on record) | Sep 1997 | Named in a filing |
|
| FreightCar America, Inc.RAIL (last ticker on record) | Mar 2005 | Text search only |
|
| Garrett Motion Inc.GTX (last ticker on record) | May 2018 | Named in SEC correspondence |
|
| Getty Images Holdings, Inc.GETY (last ticker on record) | Jan 2022 | Text search only |
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| Gridsum Holding Inc.GSUM (last ticker on record) | Jul 2015 | Text search only |
|
| HAWAIIAN HOLDINGS INCHA (last ticker on record) | May 2002 | Named in a filing |
|
| MOVADO GROUP INCMOV (last ticker on record) | Sep 1997 | Named in a filing |
|
| Neptune Wellness Solutions Inc.NEPTF (last ticker on record) | Apr 2011 | Named in SEC correspondence |
|
| NRX Pharmaceuticals, Inc.NRXP (last ticker on record) | Jan 2021 | Named in SEC correspondence |
|
| TARRAGON CORPTARRQ (last ticker on record) | Jul 2005 | Text search only |
|
| Viacom Inc.VIAB (last ticker on record) | Oct 2005 | Text search only |
|
| Wendy's CoWEN (last ticker on record) | Mar 1994 | Named in SEC correspondence |
|