Linked to 783 companies since Jan 1994. A filing names it for 72% of those. The rest come from a text search, which also finds a firm on the other side of a deal.
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
64 of these companies later showed signs of SEC or DOJ scrutiny and had another red flag. Comparable companies would show 52.5, so that is 1.22× what you would expect.
Each bar’s tick marks 1×, no more than comparable companies. A colored bar has q below 0.05, the usual bar.
| What came later | Companies | Expected | × expected | q |
|---|---|---|---|---|
| SEC or DOJ scrutiny and another red flag | 64 | 52.5 | 1.22 | 0.750 |
| SEC or DOJ scrutiny | 95 | 87.0 | 1.09 | 1.000 |
| Stopped filing, and the SEC acted | 4 | 37.4 | 0.11 | 1.000 |
| Shares fell 95% from their high | 123 | 118.8 | 1.03 | 1.000 |
| Two or more different red flags | 153 | 126.8 | 1.21 | 0.220 |
| Said its accounts could not be relied on | 126 | 116.6 | 1.08 | 1.000 |
| Bankruptcy or receivership | 76 | 46.2 | 1.65 | 0.006 |
| Restructuring or accelerated debt | 182 | 145.0 | 1.26 | 0.053 |
| Delisting notice | 338 | 239.3 | 1.41 | <0.001 |
| SEC accounting enforcement release | 30 | 19.2 | 1.56 | 0.964 |
| An SEC release or DOJ statement names it, an officer or its stock | 47 | 42.2 | 1.11 | 1.000 |
| # | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Robert L. KimballVinson & Elkins L.L.P. | 25 | 76% | 6 | 1.6 | 3.71 | 0.512 | 2.50 | 0.00 | 0.63 |
| 2 | C. MICHAEL HARRINGTONVinson & Elkins L.L.P. | 10 | 70% | 4 | 1.0 | 3.95 | 0.766 | 2.40 | 0.00 | 2.61 |
| 3 | T. Mark KellyVinson & Elkins L.L.P. | 55 | 73% | 8 | 4.3 | 1.85 | 0.914 | 1.64 | 0.20 | 1.96 |
| 4 | David P. OelmanVinson & Elkins L.L.P. | 78 | 87% | 9 | 6.2 | 1.45 | 1.000 | 1.62 | 0.00 | 1.28 |
| 5 | Douglas E. McWilliamsVinson & Elkins L.L.P. | 62 | 90% | 1 | 3.7 | 0.27 | 1.000 | 0.75 | 0.00 | 1.10 |
| 6 | Sarah K. MorganVinson & Elkins L.L.P. | 36 | 100% | 1 | 1.9 | 0.54 | 1.000 | 0.94 | 0.00 | 1.17 |
| 7 | Stephen M. GillVinson & Elkins L.L.P. | 33 | 82% | 2 | 1.5 | 1.35 | 1.000 | 1.69 | 0.00 | 1.17 |
| 8 | Brenda LenahanVinson & Elkins L.L.P. | 31 | 100% | 3 | 1.9 | 1.59 | 1.000 | 1.52 | 0.00 | 1.36 |
| 9 | Alan BeckVinson & Elkins L.L.P. | 26 | 92% | 2 | 1.9 | 1.07 | 1.000 | 2.03 | 0.00 | 0.75 |
| 10 | James M. PrinceVinson & Elkins L.L.P. | 26 | 73% | 5 | 2.8 | 1.78 | 1.000 | 1.26 | 0.00 | 1.61 |
| 11 | Lawrence S. ElbaumVinson & Elkins L.L.P. | 26 | 77% | 1 | 0.9 | 1.14 | 1.000 | 1.17 | 0.00 | 0.80 |
| 12 | Michael S. TelleVinson & Elkins L.L.P. | 26 | 100% | 3 | 1.1 | 2.72 | 1.000 | 1.53 | 0.00 | 1.29 |
| 13 | Alan J. BogdanowVinson & Elkins L.L.P. | 25 | 84% | 4 | 2.3 | 1.74 | 1.000 | 1.61 | 0.00 | 1.07 |
| 14 | Gillian A. HobsonVinson & Elkins L.L.P. | 24 | 79% | 3 | 2.3 | 1.31 | 1.000 | 1.07 | 0.00 | 1.28 |
| 15 | KEITH R. FULLENWEIDERVinson & Elkins L.L.P. | 22 | 64% | 2 | 1.3 | 1.57 | 1.000 | 1.27 | 0.00 | 0.65 |
| 16 | Jeffery B. FloydVinson & Elkins L.L.P. | 21 | 86% | 3 | 1.5 | 2.00 | 1.000 | 1.18 | 0.00 | 1.58 |
| 17 | Thomas P. MasonVinson & Elkins L.L.P. | 20 | 90% | 4 | 1.8 | 2.22 | 1.000 | 1.46 | 0.72 | 1.62 |
| 18 | W. Matthew StrockVinson & Elkins L.L.P. | 20 | 65% | 1 | 1.5 | 0.68 | 1.000 | 1.23 | 0.00 | 2.02 |
| 19 | Alan P. BadenVinson & Elkins L.L.P. | 18 | 94% | 2 | 1.4 | 1.41 | 1.000 | 0.86 | 0.00 | 1.88 |
| 20 | Patrick GadsonVinson & Elkins L.L.P. | 17 | 53% | 1 | 0.6 | 1.65 | 1.000 | 1.78 | 0.00 | 1.00 |
| 21 | Matthew StrockVinson & Elkins L.L.P. | 15 | 20% | 1 | 1.4 | 0.73 | 1.000 | 0.95 | 0.00 | 2.29 |
| 22 | P. GREGORY HIDALGOVinson & Elkins L.L.P. | 13 | 39% | 2 | 1.1 | 1.85 | 1.000 | 1.68 | 0.00 | 0.63 |
| 23 | Shelley A. BarberVinson & Elkins L.L.P. | 13 | 100% | 1 | 0.5 | 2.19 | 1.000 | 1.17 | 0.00 | 3.05 |
| 24 | Catherine S. GallagherVinson & Elkins L.L.P. | 12 | 75% | 2 | 1.6 | 1.22 | 1.000 | 0.84 | 0.00 | 1.67 |
| 25 | Jeffery K. MalonsonVinson & Elkins L.L.P. | 12 | 75% | 2 | 1.2 | 1.62 | 1.000 | 1.47 | 0.00 | 0.97 |
| 26 | Doug McWilliamsVinson & Elkins L.L.P. | 11 | 55% | 1 | 0.5 | 2.09 | 1.000 | 1.15 | 0.00 | 1.22 |
| 27 | Michael J. SwidlerVinson & Elkins L.L.P. | 11 | 91% | 1 | 0.7 | 1.37 | 1.000 | 1.30 | 0.00 | 0.00 |
| 28 | SCOTT N. WULFEVinson & Elkins L.L.P. | 11 | 100% | 3 | 1.3 | 2.39 | 1.000 | 1.65 | 0.00 | 1.20 |
| 29 | Kevin P. LewisVinson & Elkins L.L.P. | 10 | 90% | 2 | 0.9 | 2.18 | 1.000 | 1.31 | 0.00 | 2.71 |
| 30 | MICHAEL D. WORTLEYVinson & Elkins L.L.P. | 10 | 80% | 1 | 0.7 | 1.36 | 1.000 | 0.85 | 0.00 | 0.68 |
| 31 | Michael P. FinchVinson & Elkins L.L.P. | 10 | 80% | 2 | 1.3 | 1.59 | 1.000 | 2.25 | 1.25 | 0.98 |
| 32 | Jim PrinceVinson & Elkins L.L.P. | 9 | 67% | 3 | 1.0 | 3.05 | 1.000 | 2.18 | 0.00 | 2.14 |
| 33 | Robert B. LittleVinson & Elkins L.L.P. | 9 | 78% | 1 | 0.6 | 1.82 | 1.000 | 1.61 | 0.00 | 0.00 |
| 34 | Shane M. TuckerVinson & Elkins L.L.P. | 9 | 100% | 1 | 0.4 | 2.28 | 1.000 | 1.22 | 0.00 | 0.00 |
| 35 | William R. VolkVinson & Elkins L.L.P. | 9 | 56% | 2 | 0.8 | 2.68 | 1.000 | 1.66 | 0.00 | 0.87 |
| 36 | Christine A. HathawayVinson & Elkins L.L.P. | 8 | 100% | 1 | 0.6 | 1.78 | 1.000 | 1.81 | 0.00 | 0.00 |
| 37 | MARK EARLYVinson & Elkins L.L.P. | 8 | 75% | 1 | 0.6 | 1.61 | 1.000 | 0.99 | 0.00 | 1.07 |
| 38 | David H. StoneVinson & Elkins L.L.P. | 7 | 57% | 1 | 0.5 | 2.05 | 1.000 | 2.45 | 0.00 | 2.24 |
| 39 | Dan A. FleckmanVinson & Elkins L.L.P. | 6 | 100% | 1 | 0.9 | 1.16 | 1.000 | 0.78 | 0.00 | 2.77 |
| 40 | JOHN S. WATSONVinson & Elkins L.L.P. | 6 | 83% | 1 | 0.7 | 1.50 | 1.000 | 1.00 | 0.00 | 0.00 |
| 41 | ROBERT S. BAIRDVinson & Elkins L.L.P. | 6 | 83% | 2 | 0.7 | 2.78 | 1.000 | 2.76 | 0.00 | 1.19 |
| 42 | WILLIAM E. JOOR IIIVinson & Elkins L.L.P. | 6 | 100% | 2 | 0.4 | 5.42 | 1.000 | 3.13 | 0.00 | 0.00 |
| 43 | A. WINSTON OXLEYVinson & Elkins L.L.P. | 5 | 80% | 1 | 0.3 | 3.58 | 1.000 | 2.01 | 0.00 | 0.00 |
| 44 | Caroline B. BlitzerVinson & Elkins L.L.P. | 5 | 100% | 1 | 0.5 | 2.13 | 1.000 | 1.44 | 0.00 | 2.24 |
| 45 | Caroline Blitzer PhillipsVinson & Elkins L.L.P. | 5 | 60% | 1 | 0.2 | 4.68 | 1.000 | 3.18 | 0.00 | 2.77 |
| 46 | Christopher G. SchmittVinson & Elkins L.L.P. | 5 | 80% | 1 | 0.3 | 3.49 | 1.000 | 1.74 | 0.00 | 0.00 |
| 47 | JAMES H. WILSONVinson & Elkins L.L.P. | 5 | 100% | 2 | 0.5 | 3.95 | 1.000 | 2.79 | 0.00 | 0.93 |
| 48 | Philip T. WarmanVinson & Elkins L.L.P. | 5 | 60% | 1 | 0.5 | 2.17 | 1.000 | 1.43 | 0.00 | 0.88 |
| 49 | Scott D. RubinskyVinson & Elkins L.L.P. | 26 | 96% | 0 | 0.7 | 0.00 | — | 0.00 | 0.00 | 0.73 |
| 50 | Thomas G. ZentnerVinson & Elkins L.L.P. | 21 | 91% | 0 | 0.7 | 0.00 | — | 0.00 | 0.00 | 1.01 |
| How it is known | |||
|---|---|---|---|
| Bristow Group IncBRSWQ (last ticker on record) | Jul 2003 | Named in a filing |
|
| Refco Inc.RFX (last ticker on record) | Mar 2005 | Text search only |
|
| Calumet Specialty Products Partners, L.P.CLMT (last ticker on record) | Oct 2005 | Named in SEC correspondence |
|
| Energy XXI LtdEXXIQ (last ticker on record) | Oct 2006 | Named in SEC correspondence |
|
| IES Holdings, Inc.IESC (last ticker on record) | Jun 2001 | Named in a filing |
|
| PARKER DRILLING COPKD (last ticker on record) | Jan 1997 | Named in a filing |
|
| SANDRIDGE ENERGY INCSD (last ticker on record) | Jan 2006 | Named in SEC correspondence |
|
| COMPUTER SCIENCES CORPCSC (last ticker on record) | Jun 1996 | Named in SEC correspondence |
|
| Core Scientific, Inc./txCORZ (last ticker on record) | Jan 2021 | Named in SEC correspondence |
|
| ELECTRONIC DATA SYSTEMS CORPEDS (last ticker on record) | Jun 2001 | Named in a filing |
|
| HAIN CELESTIAL GROUP INCHAIN (last ticker on record) | Jun 1998 | Named in a filing |
|
| Hyzon Motors Inc.HYZN (last ticker on record) | Aug 2020 | Named in SEC correspondence |
|
| MAGNUM HUNTER RESOURCES CORPMHRCQ (last ticker on record) | Jun 2006 | Text search only |
|
| Pediatrix Medical Group, Inc.MD (last ticker on record) | Mar 2001 | Text search only |
|
| Pressburg, LLCROAN (last ticker on record) | Jun 2005 | Named in SEC correspondence |
|
| REDDY ICE HOLDINGS INCFRZ (last ticker on record) | Nov 2003 | Text search only |
|
| TALOS PETROLEUM LLCSGY (last ticker on record) | Oct 1996 | Named in SEC correspondence |
|
| DYNEGY ILLINOIS INC.DYN (last ticker on record) | Sep 1996 | Named in SEC correspondence |
|
| EPL OIL & GAS, INC.EPL (last ticker on record) | Jul 2006 | Named in a filing |
|
| EXPAND ENERGY CorpEXE (last ticker on record) | May 2001 | Named in SEC correspondence |
|
| EXPRO GROUP HOLDINGS N.V.XPRO (last ticker on record) | May 2013 | Named in SEC correspondence |
|
| EZCORP INCEZPW (last ticker on record) | Dec 2010 | Named in SEC correspondence |
|
| Harvest Oil & Gas Corp.EVEP (last ticker on record) | May 2006 | Named in SEC correspondence |
|
| HERCULES OFFSHORE, INC.HERO (last ticker on record) | Jul 2005 | Named in a filing |
|
| NATCO GROUP INCNTG (last ticker on record) | Mar 1998 | Named in a filing |
|
| United Airlines Holdings, Inc.UAL (last ticker on record) | Jun 2010 | Named in SEC correspondence |
|
| UNITED AIRLINES, INC.CAL (last ticker on record) | Jun 1999 | Named in a filing |
|
| Archrock, Inc.AROC (last ticker on record) | Mar 2007 | Named in SEC correspondence |
|
| Chord Energy CorpCHRD (last ticker on record) | Mar 2010 | Named in SEC correspondence |
|
| CIRRUS LOGIC, INC.CRUS (last ticker on record) | Aug 2006 | Named in a filing |
|
| COMSCORE, INC.SCOR (last ticker on record) | May 2019 | Named in SEC correspondence |
|
| CYBERONICS INCLIVN (last ticker on record) | Feb 2001 | Named in a filing |
|
| DYNEGY HOLDINGS, LLC | Sep 2000 | Named in a filing |
|
| Enviva, LLCEVVAQ (last ticker on record) | Dec 2013 | Named in SEC correspondence |
|
| Extraction Oil & Gas, Inc.XOG (last ticker on record) | Oct 2015 | Named in SEC correspondence |
|
| Fisker Inc./DEFSRN (last ticker on record) | Oct 2017 | Named in SEC correspondence |
|
| HALLIBURTON COHAL (last ticker on record) | Aug 1994 | Named in SEC correspondence |
|
| Jones Energy, Inc.JONE (last ticker on record) | Mar 2013 | Named in SEC correspondence |
|
| LSB INDUSTRIES, INC.LXU (last ticker on record) | Mar 2016 | Named in SEC correspondence |
|
| MONEYGRAM INTERNATIONAL INCMGI (last ticker on record) | Dec 2010 | Named in SEC correspondence |
|
| NABORS INDUSTRIES LTDNBR (last ticker on record) | Aug 2003 | Named in a filing |
|
| NBTY INCNTY (last ticker on record) | Mar 2006 | Text search only |
|
| Rosehill Resources Inc.ROSE (last ticker on record) | Jan 2017 | Named in SEC correspondence |
|
| SHAW GROUP INCSHAW (last ticker on record) | Oct 1999 | Named in SEC correspondence |
|
| Sunlight Financial Holdings Inc.SUNL (last ticker on record) | Aug 2020 | Named in SEC correspondence |
|
| Acer Therapeutics Inc.ACER (last ticker on record) | Jul 2005 | Named in SEC correspondence |
|
| Alta Mesa Resources, Inc. /DEAMR (last ticker on record) | Nov 2016 | Named in SEC correspondence |
|
| Amplify Energy Holdings LLCMEMP (last ticker on record) | Jun 2011 | Named in SEC correspondence |
|
| ANADARKO PETROLEUM CORPAPC (last ticker on record) | May 2010 | Named in SEC correspondence |
|
| AT&T INC.T (last ticker on record) | Oct 2001 | Text search only |
|