Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.

Linked to 567 companies since Mar 1995. A filing names it for 60% of those. The rest come from a text search, which also finds a firm on the other side of a deal.

These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.

41 of these companies later showed signs of SEC or DOJ scrutiny and had another red flag. Comparable companies would show 39.1, so that is 1.05× what you would expect.

SEC or DOJ scrutiny and another red flag: 1.05×; 41 companies, 39.1 expected, q 1.000
SEC or DOJ scrutiny: 0.92×; 54 companies, 58.7 expected, q 1.000
Stopped filing, and the SEC acted: 0.60×; 16 companies, 26.7 expected, q 1.000
Shares fell 95% from their high: 1.18×; 174 companies, 147.5 expected, q 0.477

Each bar’s tick marks 1×, no more than comparable companies. A colored bar has q below 0.05, the usual bar.

Every outcome

What came later among these companies, against comparable companies
What came later	Companies	Expected	× expected	q
SEC or DOJ scrutiny and another red flag	41	39.1	1.05	1.000
SEC or DOJ scrutiny	54	58.7	0.92	1.000
Stopped filing, and the SEC acted	16	26.7	0.60	1.000
Shares fell 95% from their high	174	147.5	1.18	0.477
Two or more different red flags	152	123.3	1.23	0.073
Said its accounts could not be relied on	77	84.5	0.91	1.000
Bankruptcy or receivership	45	28.7	1.57	0.055
Restructuring or accelerated debt	181	127.1	1.42	<0.001
Delisting notice	267	219.9	1.21	0.003
SEC accounting enforcement release	15	12.2	1.23	1.000
An SEC release or DOJ statement names it, an officer or its stock	33	32.0	1.03	1.000

What each of these means

SEC or DOJ scrutiny and another red flag: The SEC or DOJ took an interest, and the company also fell 95%, restated its accounts, restructured or went bankrupt.
SEC or DOJ scrutiny: An enforcement release; a Wells notice, a formal order, a subpoena or a statement that it is cooperating with the SEC or Justice Department in the company's own filings; or far more SEC letters than a company normally draws. Whether or not the company was ever charged: most cases settle, or end in nothing public.
Stopped filing, and the SEC acted: The SEC revoked the company's registration, or suspended trading, for nothing but not filing.
Shares fell 95% from their high: A close at least 95% below the earlier high, with no close above a fifth of that high in the next ten, so that one bad print does not count. It can recover later.
Two or more different red flags: Any two of: SEC or DOJ scrutiny, a 95% fall, a restatement, a restructuring, a bankruptcy.
Said its accounts could not be relied on: The company's own Item 4.02 notice on Form 8-K.
Bankruptcy or receivership: The company's Item 1.03 notice on Form 8-K. This follows how much debt clients carry, so restructuring practices read high here.
Restructuring or accelerated debt: Item 2.05 or Item 2.04 on Form 8-K.
Delisting notice: Item 3.01 on Form 8-K. Mergers and transfers between exchanges report under it too, so it is shown but counts as no red flag.
SEC accounting enforcement release: An Accounting and Auditing Enforcement Release that names the company.
An SEC release or DOJ statement names it, an officer or its stock: The text of a release or a DOJ statement names the company, one of its officers, or its stock as what a scheme sold or moved. It does not say the company did wrong: a company can be the victim. This is about the company, never its lawyers.

Lawyers at this firm

Rank by

Lawyers ranked by SEC or DOJ scrutiny and another red flag. Click a column to sort.
#
1	Kenneth R. KochMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	63	100%	10	4.2	2.40	0.590	1.73	0.67	1.83
2	Daniel A. BagliebterMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	25	96%	5	1.3	3.76	0.717	2.70	0.00	1.48
3	Jeffrey P. SchultzMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	46	100%	7	2.6	2.66	0.751	2.10	0.66	1.57
4	Megan N. GatesMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	43	100%	3	3.4	0.89	1.000	0.60	0.56	1.48
5	Jonathan L. KravetzMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	35	94%	1	3.7	0.27	1.000	0.20	0.00	1.12
6	William C. HicksMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	33	61%	1	1.9	0.53	1.000	0.40	0.00	0.93
7	Ivan K. BlumenthalMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	29	66%	3	1.7	1.76	1.000	1.30	0.00	1.56
8	Matthew J. GardellaMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	27	100%	3	2.2	1.37	1.000	0.85	0.00	0.60
9	William T. WhelanMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	19	100%	1	1.6	0.62	1.000	0.46	0.00	1.08
10	Lewis J. GeffenMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	17	71%	2	1.1	1.89	1.000	1.30	0.00	1.04
11	Joel I. PapernikMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	14	64%	1	1.3	0.78	1.000	0.61	2.47	1.32
12	Melissa V. FrayerMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	13	100%	2	0.6	3.27	1.000	2.40	0.00	1.41
13	Scott A. SamuelsMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	12	92%	1	1.6	0.63	1.000	0.39	0.00	1.28
14	Matthew W. TikonoffMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	8	100%	1	0.4	2.71	1.000	1.85	0.00	0.66
15	Garrett M. WinslowMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	7	71%	1	0.4	2.45	1.000	1.67	0.00	1.21
16	Thomas R. Burton IIIMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	5	100%	1	0.4	2.65	1.000	1.91	0.00	3.15
17	John T. RudyMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	33	58%	0	1.4	0.00	—	0.00	0.00	0.82
18	Michael L. FantozziMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	24	96%	0	2.7	0.00	—	0.70	0.00	0.88
19	Brian P. KeaneMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	18	94%	0	1.8	0.00	—	0.00	0.00	1.26
20	Daniel T. KajunskiMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	17	77%	0	1.5	0.00	—	0.00	0.00	0.98
21	Jeffrey D. CohanMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	14	79%	0	0.5	0.00	—	0.00	0.00	0.44
22	Melanie Ruthrauff LevyMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	14	100%	0	0.5	0.00	—	1.31	0.00	0.85
23	Adam C. LenainMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	12	92%	0	1.1	0.00	—	0.00	0.00	0.87
24	Jason S. McCaffreyMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	12	100%	0	0.6	0.00	—	0.00	0.00	0.99
25	Jeffrey M. WiesenMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	12	33%	0	1.8	0.00	—	0.00	0.00	1.18
26	John P. CondonMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	12	100%	0	1.0	0.00	—	0.00	0.00	1.42
27	Daniel H. FollansbeeMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	9	89%	0	1.1	0.00	—	0.00	0.00	0.51
28	Edwin C. PeaseMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	9	56%	0	0.5	0.00	—	0.00	0.00	0.48
29	Marc D. MantellMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	9	67%	0	0.6	0.00	—	0.00	0.00	1.86
30	Melanie RuthrauffMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	9	11%	0	0.5	0.00	—	1.43	0.00	0.93
31	PETER S. LAWRENCEMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	8	88%	0	0.6	0.00	—	0.00	0.00	1.74
32	Jeffrey P. RiedlerMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	7	100%	0	0.9	0.00	—	0.71	0.00	0.56
33	John J. CheneyMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	7	29%	0	0.7	0.00	—	0.00	0.00	1.38
34	R. Mark ChamberlinMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	7	57%	0	0.9	0.00	—	0.77	0.00	1.22
35	NEIL H. ARONSON UIREMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	6	100%	0	0.4	0.00	—	1.63	0.00	2.40
36	Allyson WilkinsonMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	5	100%	0	0.2	0.00	—	0.00	0.00	0.43
37	Austin StephensonMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	5	40%	0	0.5	0.00	—	0.00	0.00	1.31
38	Daniel I. DeWolfMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	5	60%	0	0.3	0.00	—	0.00	1.66	2.35
39	Linda RockettMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	5	80%	0	0.4	0.00	—	0.00	0.00	2.59
40	Pamela B. GreeneMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	5	100%	0	0.3	0.00	—	0.00	0.00	2.28
41	Stephanie LeopoldMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	5	100%	0	0.2	0.00	—	0.00	0.00	1.25

Linked companies

WithSortOnly where a filing names them

Companies linked to this firm or lawyer, and what came later among them. Click a column to sort.
		How it is known
APOGEE TECHNOLOGY INCATCS (last ticker on record)	May 2001	Named in a filing	SEC/DOJ scrutiny 95% wipeout Restatement Delisting notice (not a red flag) Went dark (not a red flag)
Energy XXI LtdEXXIQ (last ticker on record)	Oct 2006	Text search only	SEC/DOJ scrutiny 95% wipeout Restatement Bankruptcy Restructuring Delisting notice (not a red flag)
ShiftPixy, Inc.PIXY (last ticker on record)	Mar 2020	Named in SEC correspondence	SEC/DOJ scrutiny 95% wipeout Restatement Bankruptcy Delisting notice (not a red flag)
BIORA THERAPEUTICS, INC.BIOR (last ticker on record)	Jun 2020	Text search only	SEC/DOJ scrutiny 95% wipeout Bankruptcy Restructuring Delisting notice (not a red flag)
CSC HOLDINGS LLCCVC (last ticker on record)	Sep 1995	Named in a filing	SEC/DOJ scrutiny Restatement Restructuring Delisting notice (not a red flag)
ATHENAHEALTH INCATHN (last ticker on record)	Jul 2007	Text search only	SEC/DOJ scrutiny Restatement Restructuring Delisting notice (not a red flag)
AVEO PHARMACEUTICALS, INC.AVEO (last ticker on record)	Dec 2009	Text search only	SEC/DOJ scrutiny 95% wipeout Restructuring Delisting notice (not a red flag)
Cocrystal Pharma, Inc.COCP (last ticker on record)	Sep 2012	Text search only	SEC/DOJ scrutiny 95% wipeout Delisting notice (not a red flag)
DMK PHARMACEUTICALS CorpDMK (last ticker on record)	Jul 2023	Named in a filing	SEC/DOJ scrutiny Bankruptcy Delisting notice (not a red flag)
ELECTRO SCIENTIFIC INDUSTRIES INCESIO (last ticker on record)	Mar 2002	Named in a filing	SEC/DOJ scrutiny Restructuring Delisting notice (not a red flag)
EXAGEN INC.XGN (last ticker on record)	May 2022	Named in SEC correspondence	SEC/DOJ scrutiny 95% wipeout Restatement Restructuring
Happen, Inc.HAPN (last ticker on record)	Aug 2014	Text search only	SEC/DOJ scrutiny 95% wipeout Restructuring Delisting notice (not a red flag)
IMMUNE PHARMACEUTICALS INCIMNPQ (last ticker on record)	Apr 2014	Named in SEC correspondence	SEC/DOJ scrutiny Bankruptcy Restructuring Delisting notice (not a red flag) Went dark (not a red flag)
Neurotrope, Inc.NTRP (last ticker on record)	Dec 2015	Named in SEC correspondence	SEC/DOJ scrutiny 95% wipeout Delisting notice (not a red flag)
POLARITYTE, INC.PTE (last ticker on record)	Dec 2003	Named in SEC correspondence	SEC/DOJ scrutiny 95% wipeout Bankruptcy Restructuring Delisting notice (not a red flag)
RESPONSE GENETICS INCRGDX (last ticker on record)	Dec 2006	Named in SEC correspondence	SEC/DOJ scrutiny 95% wipeout Bankruptcy Restructuring Delisting notice (not a red flag)
Spero Therapeutics, Inc.SPRO (last ticker on record)	Aug 2017	Named in SEC correspondence	SEC/DOJ scrutiny 95% wipeout Restructuring Delisting notice (not a red flag)
SPRUCE POWER HOLDING CORPSPRU (last ticker on record)	Oct 2020	Named in SEC correspondence	SEC/DOJ scrutiny 95% wipeout Restatement Restructuring
Tempest Therapeutics, Inc.TPST (last ticker on record)	May 2013	Named in SEC correspondence	SEC/DOJ scrutiny 95% wipeout Restructuring Delisting notice (not a red flag)
Tingo Group, Inc.TIO (last ticker on record)	Nov 2018	Named in SEC correspondence	SEC/DOJ scrutiny Restatement Restructuring Delisting notice (not a red flag)
WARNER MEDIA, LLCTWX (last ticker on record)	Feb 2000	Named in a filing	SEC/DOJ scrutiny Restatement Delisting notice (not a red flag)
XWELL, Inc.XWEL (last ticker on record)	Jan 2010	Named in SEC correspondence	SEC/DOJ scrutiny 95% wipeout Restatement Delisting notice (not a red flag)
Akari Therapeutics PlcAKTX (last ticker on record)	Jul 2012	Named in SEC correspondence	SEC/DOJ scrutiny 95% wipeout Restructuring Delisting notice (not a red flag)
BRC Group Holdings, Inc.RILY (last ticker on record)	Aug 2018	Named in a filing	SEC/DOJ scrutiny 95% wipeout Restatement Delisting notice (not a red flag)
CABLEVISION SYSTEMS CORP /NYCVC (last ticker on record)	Oct 2001	Text search only	SEC/DOJ scrutiny Restatement Restructuring Delisting notice (not a red flag)
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.CRL (last ticker on record)	Feb 2001	Text search only	SEC/DOJ scrutiny Restructuring Delisting notice (not a red flag)
COWEN INC.COWN (last ticker on record)	Dec 2009	Text search only	SEC/DOJ scrutiny Restructuring Delisting notice (not a red flag)
CVS HEALTH CorpCVS (last ticker on record)	Dec 2006	Text search only	SEC/DOJ scrutiny Restructuring
FORUM MARKETS IncFRMM (last ticker on record)	Nov 2019	Named in SEC correspondence	SEC/DOJ scrutiny 95% wipeout Restatement Delisting notice (not a red flag)
GENZYME CORPGENZ (last ticker on record)	Nov 2000	Named in a filing	SEC/DOJ scrutiny Restructuring Delisting notice (not a red flag)
Harbor Custom Development, Inc.HCDI (last ticker on record)	Jan 2020	Named in SEC correspondence	95% wipeout Restatement Bankruptcy Restructuring Delisting notice (not a red flag)
IndiePub Entertainment, Inc.IPUB (last ticker on record)	Dec 2009	Named in SEC correspondence	SEC/DOJ scrutiny Restatement Restructuring Delisting notice (not a red flag)
INTERCEPT PHARMACEUTICALS, INC.ICPT (last ticker on record)	Jul 2012	Named in SEC correspondence	SEC/DOJ scrutiny 95% wipeout Restructuring Delisting notice (not a red flag)
Nuvve Holding Corp.NVVE (last ticker on record)	Jul 2022	Named in a filing	SEC/DOJ scrutiny 95% wipeout Restatement Delisting notice (not a red flag)
Ontrak, Inc.OTRK (last ticker on record)	Apr 2011	Named in SEC correspondence	SEC/DOJ scrutiny 95% wipeout Restructuring Delisting notice (not a red flag)
PLATINUM ENERGY RESOURCES INCPGRI (last ticker on record)	Jun 2005	Named in SEC correspondence	SEC/DOJ scrutiny Restatement Bankruptcy Restructuring
SIGHT RESOURCE CORPVISN (last ticker on record)	May 1996	Named in SEC correspondence	SEC/DOJ scrutiny Bankruptcy
Teligent, Inc.TLGT (last ticker on record)	Mar 2013	Named in SEC correspondence	95% wipeout Restatement Bankruptcy Restructuring Delisting notice (not a red flag)
Youngevity International, Inc.YGYI (last ticker on record)	Feb 2013	Text search only	95% wipeout Restatement Restructuring Delisting notice (not a red flag) Went dark (not a red flag)
Adverum Biotechnologies, Inc.ADVM (last ticker on record)	Aug 2017	Text search only	95% wipeout Restatement Restructuring Delisting notice (not a red flag)
Alphatec Holdings, Inc.ATEC (last ticker on record)	Feb 2006	Named in SEC correspondence	95% wipeout Restatement Restructuring Delisting notice (not a red flag)
AMERICA ONLINE LATIN AMERICA INCAOLA (last ticker on record)	Jan 2000	Named in a filing	95% wipeout Bankruptcy Restructuring Delisting notice (not a red flag)
Butterfly Network, Inc.BFLY (last ticker on record)	Nov 2020	Named in SEC correspondence	95% wipeout Restatement Restructuring Delisting notice (not a red flag)
Codiak BioSciences, Inc.CDAK (last ticker on record)	Aug 2020	Named in SEC correspondence	95% wipeout Bankruptcy Restructuring Delisting notice (not a red flag)
CURAGEN CORPCRGN (last ticker on record)	Oct 1997	Named in SEC correspondence	95% wipeout Restatement Restructuring Delisting notice (not a red flag)
DermTech, Inc.DMTK (last ticker on record)	Jun 2019	Named in SEC correspondence	95% wipeout Bankruptcy Restructuring Delisting notice (not a red flag)
DSS, INC.DSS (last ticker on record)	Nov 2012	Named in SEC correspondence	95% wipeout Restatement Restructuring Delisting notice (not a red flag)
Eiger BioPharmaceuticals, Inc.EIGR (last ticker on record)	Sep 2013	Text search only	95% wipeout Bankruptcy Restructuring Delisting notice (not a red flag)
EPIRUS Biopharmaceuticals, Inc.EPRS (last ticker on record)	Jul 2015	Named in SEC correspondence	95% wipeout Bankruptcy Restructuring Delisting notice (not a red flag)
EPIX Pharmaceuticals, Inc.EPIX (last ticker on record)	Jun 1998	Named in SEC correspondence	Restatement Bankruptcy Restructuring Delisting notice (not a red flag)

At a glance

Every outcome

Lawyers at this firm

Linked companies

At a glance

Every outcome

Lawyers at this firm

Linked companies