COWEN INC. COWN (last ticker on record)
CIK 1466538Its SEC filings (opens in a new tab)
- SEC/DOJ scrutiny
- Restructuring
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 2
- Newest began Mar 2023
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 10
- Linked to 5 or more companies
- Lawyers
- 10
- Linked to 5 or more companies
What happened
- SEC administrative actionSEC order (opens in a new tab)
- SEC administrative proceedingSEC order (opens in a new tab)
- Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- A filing mentions cooperating with the SECForm 10-K (opens in a new tab)
- A filing mentions a Wells noticeForm 10-Q (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Weil, Gotshal & Manges LLPFirst linked Feb 2011 · Named in SEC correspondence · 1,051 linked companiesSEC/DOJ scrutiny 1.31× · Went dark 0.27× · 95% wipeout 0.91×
- Wachtell Lipton Rosen & KatzFirst linked Jul 2009 · Named in SEC correspondence · 889 linked companiesSEC/DOJ scrutiny 1.31× · Went dark 0.07× · 95% wipeout 0.59×
- Willkie FarrFirst linked Jul 2009 · Named in SEC correspondence · 539 linked companiesSEC/DOJ scrutiny 1.23× · Went dark 0.40× · 95% wipeout 0.84×
- Morgan LewisFirst linked Mar 2011 · Text search only · 1,028 linked companiesSEC/DOJ scrutiny 1.18× · Went dark 0.31× · 95% wipeout 1.02×
- Mayer BrownFirst linked Dec 2009 · Text search only · 680 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 0.34× · 95% wipeout 0.94×
- Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.First linked Dec 2009 · Text search only · 567 linked companiesSEC/DOJ scrutiny 0.92× · Went dark 0.60× · 95% wipeout 1.20×
- Skadden, Arps, Slate, Meagher & Flom LLPFirst linked Dec 2009 · Text search only · 2,607 linked companiesSEC/DOJ scrutiny 1.15× · Went dark 0.19× · 95% wipeout 0.85×
- Stroock & Stroock & LavanFirst linked Dec 2009 · Text search only · 178 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 0.78× · 95% wipeout 0.96×
- HALE AND DORRFirst linked Aug 2009 · Text search only · 665 linked companiesSEC/DOJ scrutiny 1.06× · Went dark 0.33× · 95% wipeout 1.26×
- WILMER, CUTLER & PICKERINGFirst linked Aug 2009 · Text search only · 662 linked companiesSEC/DOJ scrutiny 1.14× · Went dark 0.33× · 95% wipeout 1.26×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Weil, Gotshal & Manges LLP | Feb 2011 | Named in SEC correspondence | 1,051 | 1.31 | 0.27 | 0.91 |
| Wachtell Lipton Rosen & Katz | Jul 2009 | Named in SEC correspondence | 889 | 1.31 | 0.07 | 0.59 |
| Willkie Farr | Jul 2009 | Named in SEC correspondence | 539 | 1.23 | 0.40 | 0.84 |
| Morgan Lewis | Mar 2011 | Text search only | 1,028 | 1.18 | 0.31 | 1.02 |
| Mayer Brown | Dec 2009 | Text search only | 680 | 0.98 | 0.34 | 0.94 |
| Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. | Dec 2009 | Text search only | 567 | 0.92 | 0.60 | 1.20 |
| Skadden, Arps, Slate, Meagher & Flom LLP | Dec 2009 | Text search only | 2,607 | 1.15 | 0.19 | 0.85 |
| Stroock & Stroock & Lavan | Dec 2009 | Text search only | 178 | 0.98 | 0.78 | 0.96 |
| HALE AND DORR | Aug 2009 | Text search only | 665 | 1.06 | 0.33 | 1.26 |
| WILMER, CUTLER & PICKERING | Aug 2009 | Text search only | 662 | 1.14 | 0.33 | 1.26 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Michael J. AielloWeil, Gotshal & Manges LLPFirst linked Feb 2011 · Named in SEC correspondence · 107 linked companiesSEC/DOJ scrutiny 1.23× · Went dark 0.00× · 95% wipeout 0.75×
- David E. ShapiroWachtell Lipton Rosen & KatzFirst linked Aug 2009 · Named in SEC correspondence · 56 linked companiesSEC/DOJ scrutiny 0.95× · Went dark 0.00× · 95% wipeout 0.54×
- Alison M. ZieskeWachtell Lipton Rosen & KatzFirst linked Aug 2009 · Named in SEC correspondence · 6 linked companiesSEC/DOJ scrutiny 1.28× · Went dark 0.00× · 95% wipeout 2.04×
- Laura L. DelanoyWillkie FarrFirst linked Jul 2009 · Named in SEC correspondence · 18 linked companiesSEC/DOJ scrutiny 3.18× · Went dark 0.00× · 95% wipeout 1.38×
- James B. CarlsonMayer BrownFirst linked Dec 2009 · Text search only · 18 linked companiesSEC/DOJ scrutiny 1.34× · Went dark 0.00× · 95% wipeout 0.00×
- Lou R. KlingSkadden, Arps, Slate, Meagher & Flom LLPFirst linked Dec 2009 · Text search only · 32 linked companiesSEC/DOJ scrutiny 1.64× · Went dark 0.00× · 95% wipeout 0.33×
- ANDREW R. BROWNSTEINWachtell Lipton Rosen & KatzFirst linked Jul 2009 · Text search only · 117 linked companiesSEC/DOJ scrutiny 1.36× · Went dark 0.00× · 95% wipeout 0.49×
- David A. KatzWachtell Lipton Rosen & KatzFirst linked Jul 2009 · Text search only · 108 linked companiesSEC/DOJ scrutiny 1.44× · Went dark 0.00× · 95% wipeout 0.70×
- David K. LamWachtell Lipton Rosen & KatzFirst linked Jul 2009 · Text search only · 110 linked companiesSEC/DOJ scrutiny 1.17× · Went dark 0.00× · 95% wipeout 0.52×
- Edward D. HerlihyWachtell Lipton Rosen & KatzFirst linked Jul 2009 · Text search only · 148 linked companiesSEC/DOJ scrutiny 1.03× · Went dark 0.00× · 95% wipeout 0.43×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Michael J. AielloWeil, Gotshal & Manges LLP | Feb 2011 | Named in SEC correspondence | 107 | 1.23 | 0.00 | 0.75 |
| David E. ShapiroWachtell Lipton Rosen & Katz | Aug 2009 | Named in SEC correspondence | 56 | 0.95 | 0.00 | 0.54 |
| Alison M. ZieskeWachtell Lipton Rosen & Katz | Aug 2009 | Named in SEC correspondence | 6 | 1.28 | 0.00 | 2.04 |
| Laura L. DelanoyWillkie Farr | Jul 2009 | Named in SEC correspondence | 18 | 3.18 | 0.00 | 1.38 |
| James B. CarlsonMayer Brown | Dec 2009 | Text search only | 18 | 1.34 | 0.00 | 0.00 |
| Lou R. KlingSkadden, Arps, Slate, Meagher & Flom LLP | Dec 2009 | Text search only | 32 | 1.64 | 0.00 | 0.33 |
| ANDREW R. BROWNSTEINWachtell Lipton Rosen & Katz | Jul 2009 | Text search only | 117 | 1.36 | 0.00 | 0.49 |
| David A. KatzWachtell Lipton Rosen & Katz | Jul 2009 | Text search only | 108 | 1.44 | 0.00 | 0.70 |
| David K. LamWachtell Lipton Rosen & Katz | Jul 2009 | Text search only | 110 | 1.17 | 0.00 | 0.52 |
| Edward D. HerlihyWachtell Lipton Rosen & Katz | Jul 2009 | Text search only | 148 | 1.03 | 0.00 | 0.43 |