Linked to 1,126 companies since Jan 1994. A filing names it for 68% of those. The rest come from a text search, which also finds a firm on the other side of a deal.
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
105 of these companies later showed signs of SEC or DOJ scrutiny and had another red flag. Comparable companies would show 76.5, so that is 1.37× what you would expect.
Each bar’s tick marks 1×, no more than comparable companies. A colored bar has q below 0.05, the usual bar.
| What came later | Companies | Expected | × expected | q |
|---|---|---|---|---|
| SEC or DOJ scrutiny and another red flag | 105 | 76.5 | 1.37 | 0.070 |
| SEC or DOJ scrutiny | 163 | 132.3 | 1.23 | 0.289 |
| Stopped filing, and the SEC acted | 7 | 34.8 | 0.20 | 1.000 |
| Shares fell 95% from their high | 146 | 154.4 | 0.95 | 1.000 |
| Two or more different red flags | 202 | 172.0 | 1.17 | 0.219 |
| Said its accounts could not be relied on | 150 | 143.5 | 1.05 | 1.000 |
| Bankruptcy or receivership | 52 | 45.5 | 1.14 | 0.719 |
| Restructuring or accelerated debt | 273 | 215.1 | 1.27 | 0.004 |
| Delisting notice | 439 | 339.7 | 1.29 | <0.001 |
| SEC accounting enforcement release | 39 | 30.7 | 1.27 | 1.000 |
| An SEC release or DOJ statement names it, an officer or its stock | 80 | 68.7 | 1.16 | 1.000 |
| # | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 1 | James J. MoloneyGibson Dunn & Crutcher | 40 | 100% | 9 | 3.1 | 2.94 | 0.351 | 2.21 | 0.00 | 0.29 |
| 2 | Michelle A. HodgesGibson Dunn & Crutcher | 10 | 90% | 4 | 0.9 | 4.40 | 0.720 | 2.78 | 0.00 | 0.54 |
| 3 | RONALD S. BEARDGibson Dunn & Crutcher | 5 | 80% | 3 | 0.6 | 5.14 | 0.760 | 3.30 | 0.00 | 0.00 |
| 4 | Barbara L. BeckerGibson Dunn & Crutcher | 31 | 84% | 6 | 2.3 | 2.60 | 0.796 | 1.65 | 0.00 | 1.40 |
| 5 | Brian LaneGibson Dunn & Crutcher | 52 | 100% | 8 | 3.8 | 2.12 | 0.840 | 1.94 | 0.00 | 0.83 |
| 6 | Ronald O. MuellerGibson Dunn & Crutcher | 41 | 100% | 11 | 6.1 | 1.79 | 0.840 | 1.43 | 1.05 | 0.56 |
| 7 | Richard M. RussoGibson Dunn & Crutcher | 20 | 75% | 5 | 2.0 | 2.47 | 0.855 | 1.75 | 0.00 | 0.49 |
| 8 | PETER F. ZIEGLERGibson Dunn & Crutcher | 19 | 90% | 5 | 2.0 | 2.50 | 0.855 | 1.91 | 0.00 | 1.82 |
| 9 | Andrew L. FabensGibson Dunn & Crutcher | 85 | 94% | 10 | 5.8 | 1.73 | 0.921 | 1.47 | 0.00 | 1.34 |
| 10 | Ryan A. MurrGibson Dunn & Crutcher | 77 | 87% | 3 | 4.3 | 0.70 | 1.000 | 0.53 | 0.77 | 0.73 |
| 11 | Hillary H. HolmesGibson Dunn & Crutcher | 44 | 91% | 2 | 1.6 | 1.25 | 1.000 | 1.21 | 0.00 | 1.44 |
| 12 | Sean FellerGibson Dunn & Crutcher | 43 | 100% | 1 | 1.2 | 0.85 | 1.000 | 1.90 | 0.00 | 0.71 |
| 13 | Stewart L. McDowellGibson Dunn & Crutcher | 33 | 94% | 4 | 2.1 | 1.94 | 1.000 | 1.13 | 0.00 | 1.01 |
| 14 | Stephen I. GloverGibson Dunn & Crutcher | 31 | 87% | 4 | 2.9 | 1.37 | 1.000 | 1.56 | 1.39 | 0.85 |
| 15 | Eric ScarazzoGibson Dunn & Crutcher | 30 | 87% | 1 | 1.4 | 0.69 | 1.000 | 1.46 | 0.00 | 0.99 |
| 16 | Jeffrey A. ChapmanGibson Dunn & Crutcher | 28 | 86% | 3 | 1.4 | 2.18 | 1.000 | 1.48 | 0.00 | 0.00 |
| 17 | Stephen W. FacklerGibson Dunn & Crutcher | 28 | 96% | 3 | 3.0 | 0.98 | 1.000 | 0.78 | 0.00 | 2.52 |
| 18 | Glenn R. PollnerGibson Dunn & Crutcher | 26 | 96% | 4 | 2.3 | 1.76 | 1.000 | 2.01 | 0.00 | 1.58 |
| 19 | Peter W. WardleGibson Dunn & Crutcher | 26 | 92% | 1 | 1.3 | 0.76 | 1.000 | 0.83 | 0.00 | 1.67 |
| 20 | Andrew E. BogenGibson Dunn & Crutcher | 23 | 61% | 4 | 2.4 | 1.68 | 1.000 | 1.63 | 0.00 | 1.33 |
| 21 | Steven R. FinleyGibson Dunn & Crutcher | 22 | 82% | 2 | 2.5 | 0.80 | 1.000 | 0.77 | 0.00 | 1.10 |
| 22 | David C. LeeGibson Dunn & Crutcher | 21 | 100% | 1 | 1.1 | 0.92 | 1.000 | 1.04 | 0.00 | 1.30 |
| 23 | Eduardo GallardoGibson Dunn & Crutcher | 21 | 62% | 2 | 1.0 | 2.01 | 1.000 | 1.97 | 0.00 | 0.37 |
| 24 | Douglas D. SmithGibson Dunn & Crutcher | 19 | 90% | 3 | 1.9 | 1.61 | 1.000 | 2.73 | 0.00 | 0.84 |
| 25 | KAREN E. BERTEROGibson Dunn & Crutcher | 19 | 79% | 2 | 1.2 | 1.62 | 1.000 | 1.31 | 0.00 | 0.50 |
| 26 | Dennis J. FriedmanGibson Dunn & Crutcher | 17 | 65% | 2 | 1.5 | 1.36 | 1.000 | 0.83 | 0.00 | 0.80 |
| 27 | Howard B. AdlerGibson Dunn & Crutcher | 15 | 80% | 3 | 1.1 | 2.61 | 1.000 | 1.52 | 0.00 | 0.00 |
| 28 | Jonathan K. LayneGibson Dunn & Crutcher | 15 | 100% | 1 | 1.6 | 0.62 | 1.000 | 0.77 | 1.83 | 0.69 |
| 29 | Sean P. GriffithsGibson Dunn & Crutcher | 15 | 80% | 2 | 1.3 | 1.49 | 1.000 | 1.77 | 0.00 | 0.00 |
| 30 | Steven R. ShoemateGibson Dunn & Crutcher | 15 | 40% | 2 | 1.5 | 1.31 | 1.000 | 0.80 | 0.00 | 0.87 |
| 31 | KENNETH M. DORANGibson Dunn & Crutcher | 14 | 79% | 3 | 1.2 | 2.53 | 1.000 | 2.54 | 0.00 | 0.00 |
| 32 | Bradford P. WeirickGibson Dunn & Crutcher | 13 | 85% | 2 | 1.0 | 2.02 | 1.000 | 1.10 | 0.00 | 0.78 |
| 33 | E. MICHAEL GREANEYGibson Dunn & Crutcher | 12 | 100% | 2 | 1.1 | 1.88 | 1.000 | 1.71 | 0.00 | 0.00 |
| 34 | KENNETH R. LAMBGibson Dunn & Crutcher | 12 | 100% | 3 | 1.5 | 2.04 | 1.000 | 1.70 | 0.00 | 1.82 |
| 35 | J. Alan BannisterGibson Dunn & Crutcher | 11 | 64% | 2 | 0.4 | 4.60 | 1.000 | 3.21 | 0.00 | 0.92 |
| 36 | Michael CollinsGibson Dunn & Crutcher | 11 | 82% | 1 | 0.7 | 1.54 | 1.000 | 1.52 | 0.00 | 1.01 |
| 37 | Thomas J. KimGibson Dunn & Crutcher | 11 | 100% | 1 | 0.7 | 1.44 | 1.000 | 1.32 | 0.00 | 0.92 |
| 38 | Lori ZyskowskiGibson Dunn & Crutcher | 10 | 90% | 1 | 0.6 | 1.83 | 1.000 | 1.27 | 0.00 | 0.00 |
| 39 | Gregory J. ConklinGibson Dunn & Crutcher | 9 | 89% | 1 | 0.8 | 1.32 | 1.000 | 0.79 | 0.00 | 0.00 |
| 40 | JOHN M. WILLIAMSGibson Dunn & Crutcher | 9 | 67% | 1 | 0.9 | 1.17 | 1.000 | 0.78 | 0.00 | 0.75 |
| 41 | LAWRENCE CALOFGibson Dunn & Crutcher | 8 | 100% | 1 | 0.8 | 1.32 | 1.000 | 0.84 | 0.00 | 0.00 |
| 42 | LISA A. FONTENOTGibson Dunn & Crutcher | 8 | 88% | 2 | 1.2 | 1.64 | 1.000 | 1.10 | 0.00 | 1.04 |
| 43 | Steven K. TalleyGibson Dunn & Crutcher | 8 | 38% | 1 | 0.6 | 1.83 | 1.000 | 0.96 | 2.18 | 1.83 |
| 44 | Mark W. ShurtleffGibson Dunn & Crutcher | 7 | 100% | 1 | 1.0 | 0.98 | 1.000 | 0.72 | 0.00 | 1.62 |
| 45 | Peter T. HeilmannGibson Dunn & Crutcher | 7 | 100% | 2 | 1.3 | 1.60 | 1.000 | 3.11 | 0.00 | 0.00 |
| 46 | Stephanie TsacoumisGibson Dunn & Crutcher | 7 | 86% | 1 | 0.7 | 1.44 | 1.000 | 0.87 | 0.00 | 1.51 |
| 47 | DAVID I. SCHILLERGibson Dunn & Crutcher | 6 | 100% | 1 | 0.8 | 1.31 | 1.000 | 1.69 | 0.00 | 1.63 |
| 48 | Gregory T. DavidsonGibson Dunn & Crutcher | 6 | 83% | 1 | 0.4 | 2.76 | 1.000 | 2.67 | 0.00 | 2.67 |
| 49 | JOHN F. OLSONGibson Dunn & Crutcher | 6 | 100% | 1 | 1.1 | 0.89 | 1.000 | 1.23 | 0.00 | 0.00 |
| 50 | MICHAEL MAYESGibson Dunn & Crutcher | 5 | 100% | 1 | 0.6 | 1.63 | 1.000 | 1.11 | 4.05 | 2.94 |
| How it is known | |||
|---|---|---|---|
| AVIS BUDGET GROUP, INC.CAR (last ticker on record) | Dec 1996 | Named in a filing |
|
| CalAmp Corp.CAMP (last ticker on record) | Jul 1995 | Named in SEC correspondence |
|
| ICONIX BRAND GROUP, INC.ICON (last ticker on record) | Jun 2006 | Text search only |
|
| BASIC ENERGY SERVICES, INC.BASX (last ticker on record) | Aug 2005 | Text search only |
|
| BIORA THERAPEUTICS, INC.BIOR (last ticker on record) | Dec 2019 | Named in SEC correspondence |
|
| EASTMAN KODAK COKODK (last ticker on record) | Jul 2006 | Named in SEC correspondence |
|
| FORMER BL STORES INCBIGGQ (last ticker on record) | Nov 1997 | Named in a filing |
|
| Liquid Holdings Group, Inc.LIQD (last ticker on record) | Dec 2012 | Named in SEC correspondence |
|
| NORTHWEST BIOTHERAPEUTICS INCNWBO (last ticker on record) | Oct 2014 | Named in SEC correspondence |
|
| PHOENIX COMPANIES INC/DEPNX (last ticker on record) | Dec 2001 | Text search only |
|
| REVLON INCREVRQ (last ticker on record) | Aug 2009 | Text search only |
|
| SIRVA INCSIR (last ticker on record) | Nov 2003 | Text search only |
|
| WM TECHNOLOGY, INC.MAPS (last ticker on record) | Jan 2021 | Text search only |
|
| 3D SYSTEMS CORPDDD (last ticker on record) | Apr 2004 | Named in a filing |
|
| Bausch Health Companies Inc.BHC (last ticker on record) | Jun 2014 | Text search only |
|
| FILANA THERAPEUTICS, INC.FLNA (last ticker on record) | Jan 2024 | Named in a filing |
|
| FLEETWOOD ENTERPRISES INCFLTW (last ticker on record) | Apr 1998 | Named in SEC correspondence |
|
| NATURAL BLUE RESOURCES, INC.NTUR (last ticker on record) | Feb 2004 | Named in a filing |
|
| OVERSEAS SHIPHOLDING GROUP INCOSG (last ticker on record) | Aug 2014 | Named in SEC correspondence |
|
| Sequential Brands Group, Inc.SQBG (last ticker on record) | Jul 2015 | Named in SEC correspondence |
|
| SPECTRUM PHARMACEUTICALS INCSPPI (last ticker on record) | May 2007 | Named in SEC correspondence |
|
| Alliance HealthCare Services, IncAIQ (last ticker on record) | Jan 2008 | Text search only |
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| ASHFORD HOSPITALITY TRUST INCAHT (last ticker on record) | Jul 2020 | Text search only |
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| GENCO SHIPPING & TRADING LTDGNK (last ticker on record) | May 2005 | Text search only |
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| GRESHAM WORLDWIDE, INC.GIGA (last ticker on record) | Aug 1997 | Named in a filing |
|
| NEIGHBORHOOD INTELLIGENCE, INC.NXH (last ticker on record) | May 2002 | Text search only |
|
| Quotient LtdQTNTF (last ticker on record) | Jan 2014 | Named in SEC correspondence |
|
| Real Good Food Company, Inc.RGF (last ticker on record) | Oct 2021 | Text search only |
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| Romeo Power, Inc.RMO (last ticker on record) | Oct 2020 | Text search only |
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| SOLAREDGE TECHNOLOGIES, INC.SEDG (last ticker on record) | Nov 2014 | Named in SEC correspondence |
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| Sunlight Financial Holdings Inc.SUNL (last ticker on record) | Mar 2021 | Text search only |
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| WW INTERNATIONAL, INC.WW (last ticker on record) | Dec 2006 | Named in SEC correspondence |
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| ZF TRW AUTOMOTIVE HOLDINGS CORPTRW (last ticker on record) | Jan 2004 | Text search only |
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| ACCURAY INCARAY (last ticker on record) | Apr 2011 | Named in SEC correspondence |
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| AETHERION TECHNOLOGIES INC.WPRT (last ticker on record) | Oct 2015 | Text search only |
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| ALLURION TECHNOLOGIES, INC.ALUR (last ticker on record) | May 2023 | Text search only |
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| ATARI INCATAR (last ticker on record) | Feb 2001 | Named in a filing |
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| BurgerFi International, Inc.BFI (last ticker on record) | Nov 2017 | Text search only |
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| CANARGO ENERGY CORPCNR (last ticker on record) | Mar 1998 | Named in a filing |
|
| Coeur Mining, Inc.CDE (last ticker on record) | Jun 2002 | Named in SEC correspondence |
|
| DGI RESOLUTION INCDCGN (last ticker on record) | Jan 2002 | Named in a filing |
|
| Eledon Pharmaceuticals, Inc.ELDN (last ticker on record) | Jan 2017 | Named in SEC correspondence |
|
| F45 Training Holdings Inc.FXLV (last ticker on record) | Sep 2019 | Named in SEC correspondence |
|
| FLYI INCFLYI (last ticker on record) | Nov 1996 | Named in a filing |
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| GLU MOBILE INCGLUU (last ticker on record) | Jan 2007 | Text search only |
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| Leslie's, Inc.LESL (last ticker on record) | Oct 2020 | Named in SEC correspondence |
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| MARIN SOFTWARE INCMRIN (last ticker on record) | Dec 2012 | Named in SEC correspondence |
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| ModivCare IncMODV (last ticker on record) | Sep 2024 | Named in SEC correspondence |
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| NS Wind Down Co., Inc.NSTG (last ticker on record) | May 2013 | Text search only |
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| Rubicon Technologies, Inc.RBTC (last ticker on record) | Feb 2022 | Named in SEC correspondence |
|