Linked to 1,126 companies since Jan 1994. A filing names it for 68% of those. The rest come from a text search, which also finds a firm on the other side of a deal.
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
105 of these companies later showed signs of SEC or DOJ scrutiny and had another red flag. Comparable companies would show 76.5, so that is 1.37× what you would expect.
Each bar’s tick marks 1×, no more than comparable companies. A colored bar has q below 0.05, the usual bar.
| What came later | Companies | Expected | × expected | q |
|---|---|---|---|---|
| SEC or DOJ scrutiny and another red flag | 105 | 76.5 | 1.37 | 0.070 |
| SEC or DOJ scrutiny | 163 | 132.3 | 1.23 | 0.289 |
| Stopped filing, and the SEC acted | 7 | 34.8 | 0.20 | 1.000 |
| Shares fell 95% from their high | 146 | 154.5 | 0.95 | 1.000 |
| Two or more different red flags | 202 | 172.2 | 1.17 | 0.221 |
| Said its accounts could not be relied on | 150 | 143.5 | 1.05 | 1.000 |
| Bankruptcy or receivership | 52 | 45.6 | 1.14 | 0.731 |
| Restructuring or accelerated debt | 273 | 215.1 | 1.27 | 0.004 |
| Delisting notice | 439 | 339.8 | 1.29 | <0.001 |
| SEC accounting enforcement release | 39 | 30.7 | 1.27 | 1.000 |
| An SEC release or DOJ statement names it, an officer or its stock | 80 | 68.7 | 1.16 | 1.000 |
| # | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 1 | James J. MoloneyGibson Dunn & Crutcher | 40 | 100% | 9 | 3.1 | 2.94 | 0.352 | 2.21 | 0.00 | 0.29 |
| 2 | Michelle A. HodgesGibson Dunn & Crutcher | 10 | 90% | 4 | 0.9 | 4.40 | 0.721 | 2.78 | 0.00 | 0.54 |
| 3 | Ronald O. MuellerGibson Dunn & Crutcher | 42 | 98% | 12 | 6.3 | 1.89 | 0.747 | 1.48 | 1.04 | 0.81 |
| 4 | RONALD S. BEARDGibson Dunn & Crutcher | 5 | 80% | 3 | 0.6 | 5.14 | 0.747 | 3.30 | 0.00 | 0.00 |
| 5 | Barbara L. BeckerGibson Dunn & Crutcher | 31 | 84% | 6 | 2.3 | 2.60 | 0.785 | 1.64 | 0.00 | 1.40 |
| 6 | Brian LaneGibson Dunn & Crutcher | 52 | 100% | 8 | 3.8 | 2.11 | 0.834 | 1.93 | 0.00 | 0.83 |
| 7 | Richard M. RussoGibson Dunn & Crutcher | 20 | 75% | 5 | 2.0 | 2.47 | 0.852 | 1.75 | 0.00 | 0.49 |
| 8 | PETER F. ZIEGLERGibson Dunn & Crutcher | 19 | 90% | 5 | 2.0 | 2.50 | 0.852 | 1.91 | 0.00 | 1.82 |
| 9 | Andrew L. FabensGibson Dunn & Crutcher | 85 | 94% | 10 | 5.8 | 1.73 | 0.922 | 1.47 | 0.00 | 1.35 |
| 10 | Ryan A. MurrGibson Dunn & Crutcher | 77 | 87% | 3 | 4.3 | 0.70 | 1.000 | 0.53 | 0.77 | 0.73 |
| 11 | Hillary H. HolmesGibson Dunn & Crutcher | 44 | 91% | 2 | 1.6 | 1.26 | 1.000 | 1.21 | 0.00 | 1.44 |
| 12 | Sean FellerGibson Dunn & Crutcher | 43 | 100% | 1 | 1.2 | 0.85 | 1.000 | 1.90 | 0.00 | 0.71 |
| 13 | Stewart L. McDowellGibson Dunn & Crutcher | 33 | 94% | 4 | 2.1 | 1.94 | 1.000 | 1.13 | 0.00 | 1.01 |
| 14 | Stephen I. GloverGibson Dunn & Crutcher | 31 | 87% | 4 | 2.9 | 1.37 | 1.000 | 1.56 | 1.40 | 0.85 |
| 15 | Eric ScarazzoGibson Dunn & Crutcher | 30 | 87% | 1 | 1.4 | 0.69 | 1.000 | 1.45 | 0.00 | 0.99 |
| 16 | Jeffrey A. ChapmanGibson Dunn & Crutcher | 28 | 86% | 3 | 1.4 | 2.19 | 1.000 | 1.48 | 0.00 | 0.00 |
| 17 | Stephen W. FacklerGibson Dunn & Crutcher | 28 | 96% | 3 | 3.0 | 0.98 | 1.000 | 0.78 | 0.00 | 2.52 |
| 18 | Glenn R. PollnerGibson Dunn & Crutcher | 26 | 96% | 4 | 2.3 | 1.76 | 1.000 | 2.00 | 0.00 | 1.58 |
| 19 | Peter W. WardleGibson Dunn & Crutcher | 26 | 92% | 1 | 1.3 | 0.77 | 1.000 | 0.83 | 0.00 | 1.68 |
| 20 | Andrew E. BogenGibson Dunn & Crutcher | 23 | 61% | 4 | 2.4 | 1.68 | 1.000 | 1.63 | 0.00 | 1.32 |
| 21 | Steven R. FinleyGibson Dunn & Crutcher | 22 | 82% | 2 | 2.5 | 0.80 | 1.000 | 0.77 | 0.00 | 1.10 |
| 22 | David C. LeeGibson Dunn & Crutcher | 21 | 100% | 1 | 1.1 | 0.92 | 1.000 | 1.04 | 0.00 | 1.30 |
| 23 | Eduardo GallardoGibson Dunn & Crutcher | 21 | 62% | 2 | 1.0 | 2.01 | 1.000 | 1.97 | 0.00 | 0.37 |
| 24 | Douglas D. SmithGibson Dunn & Crutcher | 19 | 90% | 3 | 1.9 | 1.61 | 1.000 | 2.73 | 0.00 | 0.85 |
| 25 | KAREN E. BERTEROGibson Dunn & Crutcher | 19 | 79% | 2 | 1.2 | 1.62 | 1.000 | 1.31 | 0.00 | 0.50 |
| 26 | Dennis J. FriedmanGibson Dunn & Crutcher | 17 | 65% | 2 | 1.5 | 1.36 | 1.000 | 0.83 | 0.00 | 0.80 |
| 27 | Howard B. AdlerGibson Dunn & Crutcher | 15 | 80% | 3 | 1.1 | 2.61 | 1.000 | 1.52 | 0.00 | 0.00 |
| 28 | Jonathan K. LayneGibson Dunn & Crutcher | 15 | 100% | 1 | 1.6 | 0.62 | 1.000 | 0.77 | 1.83 | 0.69 |
| 29 | Sean P. GriffithsGibson Dunn & Crutcher | 15 | 80% | 2 | 1.3 | 1.49 | 1.000 | 1.77 | 0.00 | 0.00 |
| 30 | Steven R. ShoemateGibson Dunn & Crutcher | 15 | 40% | 2 | 1.5 | 1.31 | 1.000 | 0.80 | 0.00 | 0.87 |
| 31 | KENNETH M. DORANGibson Dunn & Crutcher | 14 | 79% | 3 | 1.2 | 2.53 | 1.000 | 2.54 | 0.00 | 0.00 |
| 32 | Bradford P. WeirickGibson Dunn & Crutcher | 13 | 85% | 2 | 1.0 | 2.01 | 1.000 | 1.10 | 0.00 | 0.78 |
| 33 | E. MICHAEL GREANEYGibson Dunn & Crutcher | 12 | 100% | 2 | 1.1 | 1.88 | 1.000 | 1.70 | 0.00 | 0.00 |
| 34 | KENNETH R. LAMBGibson Dunn & Crutcher | 12 | 100% | 3 | 1.5 | 2.04 | 1.000 | 1.70 | 0.00 | 1.82 |
| 35 | J. Alan BannisterGibson Dunn & Crutcher | 11 | 64% | 2 | 0.4 | 4.62 | 1.000 | 3.21 | 0.00 | 0.92 |
| 36 | Michael CollinsGibson Dunn & Crutcher | 11 | 82% | 1 | 0.7 | 1.54 | 1.000 | 1.52 | 0.00 | 1.01 |
| 37 | Thomas J. KimGibson Dunn & Crutcher | 11 | 100% | 1 | 0.7 | 1.44 | 1.000 | 1.32 | 0.00 | 0.92 |
| 38 | Lori ZyskowskiGibson Dunn & Crutcher | 10 | 90% | 1 | 0.6 | 1.83 | 1.000 | 1.27 | 0.00 | 0.00 |
| 39 | Gregory J. ConklinGibson Dunn & Crutcher | 9 | 89% | 1 | 0.8 | 1.32 | 1.000 | 0.79 | 0.00 | 0.00 |
| 40 | JOHN M. WILLIAMSGibson Dunn & Crutcher | 9 | 67% | 1 | 0.9 | 1.17 | 1.000 | 0.78 | 0.00 | 0.75 |
| 41 | LAWRENCE CALOFGibson Dunn & Crutcher | 8 | 100% | 1 | 0.8 | 1.32 | 1.000 | 0.84 | 0.00 | 0.00 |
| 42 | LISA A. FONTENOTGibson Dunn & Crutcher | 8 | 88% | 2 | 1.2 | 1.64 | 1.000 | 1.10 | 0.00 | 1.04 |
| 43 | Steven K. TalleyGibson Dunn & Crutcher | 8 | 38% | 1 | 0.6 | 1.83 | 1.000 | 0.96 | 2.19 | 1.84 |
| 44 | Mark W. ShurtleffGibson Dunn & Crutcher | 7 | 100% | 1 | 1.0 | 0.98 | 1.000 | 0.72 | 0.00 | 1.62 |
| 45 | Peter T. HeilmannGibson Dunn & Crutcher | 7 | 100% | 2 | 1.3 | 1.60 | 1.000 | 3.11 | 0.00 | 0.00 |
| 46 | Stephanie TsacoumisGibson Dunn & Crutcher | 7 | 86% | 1 | 0.7 | 1.43 | 1.000 | 0.87 | 0.00 | 1.50 |
| 47 | DAVID I. SCHILLERGibson Dunn & Crutcher | 6 | 100% | 1 | 0.8 | 1.31 | 1.000 | 1.69 | 0.00 | 1.63 |
| 48 | Gregory T. DavidsonGibson Dunn & Crutcher | 6 | 83% | 1 | 0.4 | 2.76 | 1.000 | 2.67 | 0.00 | 2.67 |
| 49 | JOHN F. OLSONGibson Dunn & Crutcher | 6 | 100% | 1 | 1.1 | 0.89 | 1.000 | 1.23 | 0.00 | 0.00 |
| 50 | MICHAEL MAYESGibson Dunn & Crutcher | 5 | 100% | 1 | 0.6 | 1.63 | 1.000 | 1.11 | 4.05 | 2.94 |
| How it is known | |||
|---|---|---|---|
| CalAmp Corp.CAMP (last ticker on record) | Jul 1995 | Named in SEC correspondence |
|
| ENER1 INCHEV (last ticker on record) | Feb 2004 | Named in SEC correspondence |
|
| ITT EDUCATIONAL SERVICES INCESI (last ticker on record) | Oct 2009 | Named in SEC correspondence |
|
| BASIC ENERGY SERVICES, INC.BASX (last ticker on record) | Aug 2005 | Text search only |
|
| BIORA THERAPEUTICS, INC.BIOR (last ticker on record) | Dec 2019 | Named in SEC correspondence |
|
| EASTMAN KODAK COKODK (last ticker on record) | Jul 2006 | Named in SEC correspondence |
|
| FORMER BL STORES INCBIGGQ (last ticker on record) | Nov 1997 | Named in a filing |
|
| Liquid Holdings Group, Inc.LIQD (last ticker on record) | Dec 2012 | Named in SEC correspondence |
|
| REVLON INCREVRQ (last ticker on record) | Aug 2009 | Text search only |
|
| SIRVA INCSIR (last ticker on record) | Nov 2003 | Text search only |
|
| FLEETWOOD ENTERPRISES INCFLTW (last ticker on record) | Apr 1998 | Named in SEC correspondence |
|
| NORTEL NETWORKS CORPNT (last ticker on record) | Nov 2000 | Named in a filing |
|
| Sequential Brands Group, Inc.SQBG (last ticker on record) | Jul 2015 | Named in SEC correspondence |
|
| Cobalt International Energy, Inc.CIE (last ticker on record) | Nov 2009 | Text search only |
|
| GENCO SHIPPING & TRADING LTDGNK (last ticker on record) | May 2005 | Text search only |
|
| GRESHAM WORLDWIDE, INC.GIGA (last ticker on record) | Aug 1997 | Named in a filing |
|
| Quotient LtdQTNTF (last ticker on record) | Jan 2014 | Named in SEC correspondence |
|
| Sunlight Financial Holdings Inc.SUNL (last ticker on record) | Mar 2021 | Text search only |
|
| WW INTERNATIONAL, INC.WW (last ticker on record) | Dec 2006 | Named in SEC correspondence |
|
| BLOCKBUSTER INCBBI (last ticker on record) | Feb 2005 | Text search only |
|
| BurgerFi International, Inc.BFI (last ticker on record) | Nov 2017 | Text search only |
|
| CANARGO ENERGY CORPCNR (last ticker on record) | Mar 1998 | Named in a filing |
|
| DGI RESOLUTION INCDCGN (last ticker on record) | Jan 2002 | Named in a filing |
|
| FLYI INCFLYI (last ticker on record) | Nov 1996 | Named in a filing |
|
| ION GEOPHYSICAL CORPIO (last ticker on record) | Jan 2021 | Named in SEC correspondence |
|
| Leslie's, Inc.LESL (last ticker on record) | Oct 2020 | Named in SEC correspondence |
|
| MARIN SOFTWARE INCMRIN (last ticker on record) | Dec 2012 | Named in SEC correspondence |
|
| ModivCare IncMODV (last ticker on record) | Sep 2024 | Named in SEC correspondence |
|
| NRG ENERGY, INC.NRG (last ticker on record) | Mar 1999 | Named in a filing |
|
| NS Wind Down Co., Inc.NSTG (last ticker on record) | May 2013 | Text search only |
|
| SVB FINANCIAL GROUPSIVBQ (last ticker on record) | Nov 1999 | Named in a filing |
|
| THQ INCTHQIQ (last ticker on record) | Mar 2009 | Named in SEC correspondence |
|
| Trinseo PLCTSE (last ticker on record) | Jun 2011 | Named in SEC correspondence |
|
| Valaris LtdVAL (last ticker on record) | Jun 2017 | Named in SEC correspondence |
|
| ViewRay, Inc.VRAY (last ticker on record) | Mar 2019 | Named in a filing |
|
| AVADEL PHARMACEUTICALS PLCAVDL (last ticker on record) | Sep 2003 | Text search only |
|
| CCO HOLDINGS LLC | Jan 2006 | Named in a filing |
|
| CHARTER COMMUNICATIONS, INC.CHTR (last ticker on record) | Oct 2005 | Named in SEC correspondence |
|
| EARTHSHELL CORPERTH (last ticker on record) | Oct 1996 | Named in a filing |
|
| Intelsat S.A.INTEQ (last ticker on record) | Jun 2012 | Text search only |
|
| JAVO BEVERAGE CO INCJAVO (last ticker on record) | Oct 2008 | Text search only |
|
| Performing Brands, Inc.PFOB (last ticker on record) | Oct 2007 | Text search only |
|
| Quanergy Systems, Inc.QNGY (last ticker on record) | Dec 2021 | Text search only |
|
| TBS International plcTBSI (last ticker on record) | Jan 2010 | Named in SEC correspondence |
|
| Amplify Energy Corp.AMPY (last ticker on record) | Feb 2012 | Text search only |
|
| FiberTower CORPFTWR (last ticker on record) | Oct 2009 | Text search only |
|
| HERBST GAMING INC | Aug 2004 | Named in SEC correspondence |
|
| IWO HOLDINGS INC | Jun 2000 | Named in a filing |
|
| TERRESTAR CORPTSTRQ (last ticker on record) | Mar 2008 | Named in SEC correspondence |
|
| Maverick Merger Sub 2, LLCCOOP (last ticker on record) | Apr 2008 | Named in a filing |
|