SVB FINANCIAL GROUP SIVBQ (last ticker on record)
CIK 719739Its SEC filings (opens in a new tab)
- Restatement
- Bankruptcy
- Delisting notice (not a red flag)
- Restructuring
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 3
- Newest began Mar 2023
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 11
- Linked to 5 or more companies
- Lawyers
- 16
- Linked to 5 or more companies
What happened
- Bankruptcy or receivership (Item 1.03)Form 8-K (opens in a new tab)
- Bankruptcy or receivership (Item 1.03)Form 8-K (opens in a new tab)
- Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)
- Bankruptcy or receivership (Item 1.03)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Bankruptcy or receivership (Item 1.03)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K/A (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K/A (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Sullivan & CromwellFirst linked Nov 2019 · Named in SEC correspondence · 1,047 linked companiesSEC/DOJ scrutiny 1.40× · Went dark 0.15× · 95% wipeout 0.69×
- Debevoise & PlimptonFirst linked Jan 2015 · Named in a filing · 424 linked companiesSEC/DOJ scrutiny 1.10× · Went dark 0.14× · 95% wipeout 1.04×
- Davis PolkFirst linked Nov 2009 · Named in a filing · 1,694 linked companiesSEC/DOJ scrutiny 1.26× · Went dark 0.06× · 95% wipeout 1.02×
- Bingham McCutchenFirst linked Jan 2009 · Named in a filing · 291 linked companiesSEC/DOJ scrutiny 0.94× · Went dark 0.38× · 95% wipeout 1.06×
- Gibson, Dunn & Crutcher LLPFirst linked Nov 1999 · Named in a filing · 1,125 linked companiesSEC/DOJ scrutiny 1.23× · Went dark 0.20× · 95% wipeout 0.96×
- Manatt, Phelps & Phillips, LLPFirst linked May 1998 · Named in a filing · 169 linked companiesSEC/DOJ scrutiny 0.88× · Went dark 0.82× · 95% wipeout 1.25×
- Richards, Layton & Finger, P.A.First linked May 1998 · Named in a filing · 995 linked companiesSEC/DOJ scrutiny 1.46× · Went dark 0.37× · 95% wipeout 0.80×
- Wilson Sonsini Goodrich & RosatiFirst linked Jun 1996 · Named in SEC correspondence · 1,468 linked companiesSEC/DOJ scrutiny 1.09× · Went dark 0.60× · 95% wipeout 1.42×
- Cooley LLPFirst linked Jun 1995 · Named in SEC correspondence · 1,634 linked companiesSEC/DOJ scrutiny 0.71× · Went dark 0.44× · 95% wipeout 1.24×
- Pillsbury WinthropFirst linked Sep 2003 · Text search only · 516 linked companiesSEC/DOJ scrutiny 1.13× · Went dark 0.82× · 95% wipeout 1.27×
- Milbank Tweed Hadley & McCloyFirst linked Aug 2003 · Text search only · 439 linked companiesSEC/DOJ scrutiny 1.03× · Went dark 0.35× · 95% wipeout 0.76×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Sullivan & Cromwell | Nov 2019 | Named in SEC correspondence | 1,047 | 1.40 | 0.15 | 0.69 |
| Debevoise & Plimpton | Jan 2015 | Named in a filing | 424 | 1.10 | 0.14 | 1.04 |
| Davis Polk | Nov 2009 | Named in a filing | 1,694 | 1.26 | 0.06 | 1.02 |
| Bingham McCutchen | Jan 2009 | Named in a filing | 291 | 0.94 | 0.38 | 1.06 |
| Gibson, Dunn & Crutcher LLP | Nov 1999 | Named in a filing | 1,125 | 1.23 | 0.20 | 0.96 |
| Manatt, Phelps & Phillips, LLP | May 1998 | Named in a filing | 169 | 0.88 | 0.82 | 1.25 |
| Richards, Layton & Finger, P.A. | May 1998 | Named in a filing | 995 | 1.46 | 0.37 | 0.80 |
| Wilson Sonsini Goodrich & Rosati | Jun 1996 | Named in SEC correspondence | 1,468 | 1.09 | 0.60 | 1.42 |
| Cooley LLP | Jun 1995 | Named in SEC correspondence | 1,634 | 0.71 | 0.44 | 1.24 |
| Pillsbury Winthrop | Sep 2003 | Text search only | 516 | 1.13 | 0.82 | 1.27 |
| Milbank Tweed Hadley & McCloy | Aug 2003 | Text search only | 439 | 1.03 | 0.35 | 0.76 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Jared M. FishmanSullivan & CromwellFirst linked Nov 2019 · Named in SEC correspondence · 20 linked companiesSEC/DOJ scrutiny 1.49× · Went dark 0.00× · 95% wipeout 0.37×
- John E. AguirreWilson Sonsini Goodrich & RosatiFirst linked Nov 2013 · Named in a filing · 11 linked companiesSEC/DOJ scrutiny 1.70× · Went dark 0.00× · 95% wipeout 0.00×
- Michael OcchioliniDavis PolkFirst linked Sep 2010 · Named in a filing · 14 linked companiesSEC/DOJ scrutiny 1.71× · Went dark 0.00× · 95% wipeout 2.42×
- Alan F. DenenbergDavis PolkFirst linked Nov 2009 · Named in a filing · 114 linked companiesSEC/DOJ scrutiny 1.19× · Went dark 0.00× · 95% wipeout 1.46×
- Sarah K. SolumDavis PolkFirst linked Nov 2009 · Named in a filing · 44 linked companiesSEC/DOJ scrutiny 1.07× · Went dark 0.00× · 95% wipeout 1.57×
- Thomas G. ReddyMcCutchen, Doyle, Brown & Enersen, LLPFirst linked Jan 2009 · Named in a filing · 16 linked companiesSEC/DOJ scrutiny 0.79× · Went dark 0.00× · 95% wipeout 0.59×
- Todd ClearyWilson Sonsini Goodrich & RosatiFirst linked Sep 2006 · Named in SEC correspondence · 12 linked companiesSEC/DOJ scrutiny 1.32× · Went dark 0.00× · 95% wipeout 2.57×
- John A. ForeWilson Sonsini Goodrich & RosatiFirst linked Aug 2003 · Named in a filing · 56 linked companiesSEC/DOJ scrutiny 1.86× · Went dark 1.00× · 95% wipeout 1.20×
- Martin W. KormanWilson Sonsini Goodrich & RosatiFirst linked Aug 2003 · Named in a filing · 30 linked companiesSEC/DOJ scrutiny 1.58× · Went dark 0.00× · 95% wipeout 0.35×
- James C. KitchCooley LLPFirst linked Jun 2000 · Named in a filing · 19 linked companiesSEC/DOJ scrutiny 0.73× · Went dark 1.10× · 95% wipeout 1.70×
- Gordon BavaManatt, Phelps & Phillips, LLPFirst linked May 1998 · Named in a filing · 13 linked companiesSEC/DOJ scrutiny 0.44× · Went dark 0.00× · 95% wipeout 0.71×
- Stephen W. FacklerGibson, Dunn & Crutcher LLPFirst linked May 1997 · Named in a filing · 28 linked companiesSEC/DOJ scrutiny 0.78× · Went dark 0.00× · 95% wipeout 2.64×
- MICHAEL R. JACOBSONCooley LLPFirst linked Jun 1995 · Named in SEC correspondence · 14 linked companiesSEC/DOJ scrutiny 1.16× · Went dark 1.07× · 95% wipeout 0.54×
- Douglas A. TannerMilbank Tweed Hadley & McCloyFirst linked Sep 2003 · Text search only · 11 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
- Kathleen D. RothmanFirst linked Sep 2003 · Text search only · 5 linked companiesSEC/DOJ scrutiny 2.25× · Went dark 0.00× · 95% wipeout 0.00×
- Paul E. DenaroMilbank Tweed Hadley & McCloyFirst linked Sep 2003 · Text search only · 10 linked companiesSEC/DOJ scrutiny 1.10× · Went dark 0.00× · 95% wipeout 0.00×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Jared M. FishmanSullivan & Cromwell | Nov 2019 | Named in SEC correspondence | 20 | 1.49 | 0.00 | 0.37 |
| John E. AguirreWilson Sonsini Goodrich & Rosati | Nov 2013 | Named in a filing | 11 | 1.70 | 0.00 | 0.00 |
| Michael OcchioliniDavis Polk | Sep 2010 | Named in a filing | 14 | 1.71 | 0.00 | 2.42 |
| Alan F. DenenbergDavis Polk | Nov 2009 | Named in a filing | 114 | 1.19 | 0.00 | 1.46 |
| Sarah K. SolumDavis Polk | Nov 2009 | Named in a filing | 44 | 1.07 | 0.00 | 1.57 |
| Thomas G. ReddyMcCutchen, Doyle, Brown & Enersen, LLP | Jan 2009 | Named in a filing | 16 | 0.79 | 0.00 | 0.59 |
| Todd ClearyWilson Sonsini Goodrich & Rosati | Sep 2006 | Named in SEC correspondence | 12 | 1.32 | 0.00 | 2.57 |
| John A. ForeWilson Sonsini Goodrich & Rosati | Aug 2003 | Named in a filing | 56 | 1.86 | 1.00 | 1.20 |
| Martin W. KormanWilson Sonsini Goodrich & Rosati | Aug 2003 | Named in a filing | 30 | 1.58 | 0.00 | 0.35 |
| James C. KitchCooley LLP | Jun 2000 | Named in a filing | 19 | 0.73 | 1.10 | 1.70 |
| Gordon BavaManatt, Phelps & Phillips, LLP | May 1998 | Named in a filing | 13 | 0.44 | 0.00 | 0.71 |
| Stephen W. FacklerGibson, Dunn & Crutcher LLP | May 1997 | Named in a filing | 28 | 0.78 | 0.00 | 2.64 |
| MICHAEL R. JACOBSONCooley LLP | Jun 1995 | Named in SEC correspondence | 14 | 1.16 | 1.07 | 0.54 |
| Douglas A. TannerMilbank Tweed Hadley & McCloy | Sep 2003 | Text search only | 11 | 0.00 | 0.00 | 0.00 |
| Kathleen D. Rothman | Sep 2003 | Text search only | 5 | 2.25 | 0.00 | 0.00 |
| Paul E. DenaroMilbank Tweed Hadley & McCloy | Sep 2003 | Text search only | 10 | 1.10 | 0.00 | 0.00 |