SERA PROGNOSTICS, INC. SERA (last ticker on record)
CIK 1534969Its SEC filings (opens in a new tab)
NoneThese figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 5
- Linked to 5 or more companies
- Lawyers
- 9
- Linked to 5 or more companies
What happened
No red flag or SEC or Justice Department event on record.
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Goodwin ProcterFirst linked Mar 2021 · Named in SEC correspondence · 1,221 linked companiesSEC/DOJ scrutiny 0.79× · Went dark 0.31× · 95% wipeout 1.17×
- Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.First linked Mar 2021 · Named in SEC correspondence · 567 linked companiesSEC/DOJ scrutiny 0.92× · Went dark 0.60× · 95% wipeout 1.20×
- Greenberg TraurigFirst linked Aug 2024 · Text search only · 1,223 linked companiesSEC/DOJ scrutiny 1.01× · Went dark 1.03× · 95% wipeout 1.10×
- Ballard SpahrFirst linked Jun 2021 · Text search only · 492 linked companiesSEC/DOJ scrutiny 1.23× · Went dark 1.06× · 95% wipeout 0.73×
- Foley & LardnerFirst linked May 2021 · Text search only · 498 linked companiesSEC/DOJ scrutiny 1.00× · Went dark 0.71× · 95% wipeout 1.02×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Goodwin Procter | Mar 2021 | Named in SEC correspondence | 1,221 | 0.79 | 0.31 | 1.17 |
| Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. | Mar 2021 | Named in SEC correspondence | 567 | 0.92 | 0.60 | 1.20 |
| Greenberg Traurig | Aug 2024 | Text search only | 1,223 | 1.01 | 1.03 | 1.10 |
| Ballard Spahr | Jun 2021 | Text search only | 492 | 1.23 | 1.06 | 0.73 |
| Foley & Lardner | May 2021 | Text search only | 498 | 1.00 | 0.71 | 1.02 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Matthew J. GardellaMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.First linked Aug 2024 · Named in SEC correspondence · 27 linked companiesSEC/DOJ scrutiny 0.85× · Went dark 0.00× · 95% wipeout 0.61×
- Edwin O ConnorGoodwin ProcterFirst linked Jul 2021 · Named in SEC correspondence · 44 linked companiesSEC/DOJ scrutiny 0.59× · Went dark 0.00× · 95% wipeout 1.33×
- Daniel H. FollansbeeMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.First linked Mar 2021 · Named in SEC correspondence · 9 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.55×
- Jonathan L. KravetzMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.First linked Mar 2021 · Named in SEC correspondence · 35 linked companiesSEC/DOJ scrutiny 0.20× · Went dark 0.00× · 95% wipeout 1.19×
- Megan N. GatesMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.First linked Mar 2021 · Named in SEC correspondence · 43 linked companiesSEC/DOJ scrutiny 0.60× · Went dark 0.56× · 95% wipeout 1.46×
- Matthew GardellaFirst linked Aug 2024 · Text search only · 7 linked companiesSEC/DOJ scrutiny 1.84× · Went dark 0.00× · 95% wipeout 1.09×
- Stephen M. DavisGoodwin ProcterFirst linked May 2021 · Text search only · 20 linked companiesSEC/DOJ scrutiny 1.61× · Went dark 1.35× · 95% wipeout 1.39×
- Edwin M. O ConnorGoodwin ProcterFirst linked Mar 2021 · Text search only · 30 linked companiesSEC/DOJ scrutiny 0.37× · Went dark 0.00× · 95% wipeout 1.18×
- Seo SalimiGoodwin ProcterFirst linked Mar 2021 · Text search only · 56 linked companiesSEC/DOJ scrutiny 0.28× · Went dark 0.00× · 95% wipeout 1.21×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Matthew J. GardellaMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. | Aug 2024 | Named in SEC correspondence | 27 | 0.85 | 0.00 | 0.61 |
| Edwin O ConnorGoodwin Procter | Jul 2021 | Named in SEC correspondence | 44 | 0.59 | 0.00 | 1.33 |
| Daniel H. FollansbeeMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. | Mar 2021 | Named in SEC correspondence | 9 | 0.00 | 0.00 | 0.55 |
| Jonathan L. KravetzMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. | Mar 2021 | Named in SEC correspondence | 35 | 0.20 | 0.00 | 1.19 |
| Megan N. GatesMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. | Mar 2021 | Named in SEC correspondence | 43 | 0.60 | 0.56 | 1.46 |
| Matthew Gardella | Aug 2024 | Text search only | 7 | 1.84 | 0.00 | 1.09 |
| Stephen M. DavisGoodwin Procter | May 2021 | Text search only | 20 | 1.61 | 1.35 | 1.39 |
| Edwin M. O ConnorGoodwin Procter | Mar 2021 | Text search only | 30 | 0.37 | 0.00 | 1.18 |
| Seo SalimiGoodwin Procter | Mar 2021 | Text search only | 56 | 0.28 | 0.00 | 1.21 |