Rezolute, Inc. RZLT (last ticker on record)
CIK 1509261Its SEC filings (opens in a new tab)
- Restructuring
- 95% wipeout
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 2
- Newest began Aug 2023
- Largest fall in its shares
- 97%
- Apr 2018 to Nov 2023
- Law firms
- 6
- Linked to 5 or more companies
- Lawyers
- 5
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Shares down 95% from their high
- Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Dorsey & Whitney LLPFirst linked Dec 2012 · Named in SEC correspondence · 630 linked companiesSEC/DOJ scrutiny 0.83× · Went dark 0.73× · 95% wipeout 1.16×
- David Lubin & Associates, PLLCFirst linked Jun 2011 · Named in SEC correspondence · 100 linked companiesSEC/DOJ scrutiny 1.05× · Went dark 1.52× · 95% wipeout 1.09×
- Paul HastingsFirst linked Nov 2023 · Text search only · 768 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 0.72× · 95% wipeout 1.09×
- Kilpatrick TownsendFirst linked Dec 2020 · Text search only · 154 linked companiesSEC/DOJ scrutiny 0.48× · Went dark 0.00× · 95% wipeout 0.71×
- Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.First linked Dec 2020 · Text search only · 567 linked companiesSEC/DOJ scrutiny 0.92× · Went dark 0.60× · 95% wipeout 1.20×
- Wilson Sonsini Goodrich & RosatiFirst linked Sep 2013 · Text search only · 1,468 linked companiesSEC/DOJ scrutiny 1.09× · Went dark 0.60× · 95% wipeout 1.42×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Dorsey & Whitney LLP | Dec 2012 | Named in SEC correspondence | 630 | 0.83 | 0.73 | 1.16 |
| David Lubin & Associates, PLLC | Jun 2011 | Named in SEC correspondence | 100 | 1.05 | 1.52 | 1.09 |
| Paul Hastings | Nov 2023 | Text search only | 768 | 0.98 | 0.72 | 1.09 |
| Kilpatrick Townsend | Dec 2020 | Text search only | 154 | 0.48 | 0.00 | 0.71 |
| Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. | Dec 2020 | Text search only | 567 | 0.92 | 0.60 | 1.20 |
| Wilson Sonsini Goodrich & Rosati | Sep 2013 | Text search only | 1,468 | 1.09 | 0.60 | 1.42 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Joshua B. EreksonDorsey & Whitney LLPFirst linked Jun 2022 · Named in a filing · 10 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.51×
- Anthony EppsDorsey & Whitney LLPFirst linked Dec 2012 · Named in SEC correspondence · 18 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.89×
- Michael L. WeinerCooley LLPFirst linked Dec 2012 · Named in SEC correspondence · 11 linked companiesSEC/DOJ scrutiny 0.89× · Went dark 1.93× · 95% wipeout 1.48×
- David LubinDavid Lubin & Associates, PLLCFirst linked Jun 2011 · Named in SEC correspondence · 110 linked companiesSEC/DOJ scrutiny 0.96× · Went dark 1.61× · 95% wipeout 1.09×
- Ivan K. BlumenthalMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.First linked Dec 2020 · Text search only · 29 linked companiesSEC/DOJ scrutiny 1.31× · Went dark 0.00× · 95% wipeout 1.61×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Joshua B. EreksonDorsey & Whitney LLP | Jun 2022 | Named in a filing | 10 | 0.00 | 0.00 | 0.51 |
| Anthony EppsDorsey & Whitney LLP | Dec 2012 | Named in SEC correspondence | 18 | 0.00 | 0.00 | 0.89 |
| Michael L. WeinerCooley LLP | Dec 2012 | Named in SEC correspondence | 11 | 0.89 | 1.93 | 1.48 |
| David LubinDavid Lubin & Associates, PLLC | Jun 2011 | Named in SEC correspondence | 110 | 0.96 | 1.61 | 1.09 |
| Ivan K. BlumenthalMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. | Dec 2020 | Text search only | 29 | 1.31 | 0.00 | 1.61 |