CAPRICOR THERAPEUTICS, INC. CAPR (last ticker on record)

CIK 1133869Its SEC filings (opens in a new tab)

95% wipeout
Delisting notice (not a red flag)

These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.

Red flags: 1; Newest began Jun 2017
Largest fall in its shares: 99%; Jan 2014 to Mar 2020
Law firms: 7; Linked to 5 or more companies
Lawyers: 10; Linked to 5 or more companies

What happened

Aug 19, 2019Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Jan 2, 2019Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Jul 3, 2017Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Jun 15, 2017Shares down 95% from their high
Dec 6, 2010Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Jun 4, 2010Delisting notice (Item 3.01)Form 8-K (opens in a new tab)

An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.

Law firms

The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.

Law firms linked to this company
Name	First linked	How it is known	Linked companies	SEC/DOJ scrutiny	Went dark	95% wipeout
Ellenoff Grossman & Schole LLP	Dec 2019	Named in SEC correspondence	963	0.96	1.12	1.21
Sidley Austin	Jul 2017	Named in SEC correspondence	1,210	1.30	0.14	0.93
Paul Hastings	Mar 2014	Named in SEC correspondence	768	0.98	0.72	1.09
Fredrikson & Byron, P.A.	Aug 2009	Named in SEC correspondence	154	0.55	0.53	1.07
Latham & Watkins LLP	Jul 2008	Named in a filing	2,667	0.98	0.31	1.10
Dickstein Shapiro	Oct 2007	Named in SEC correspondence	41	1.05	0.00	1.11
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.	Sep 2025	Text search only	567	0.92	0.60	1.20

Lawyers

The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.

Lawyers linked to this company
Name	First linked	How it is known	Linked companies	SEC/DOJ scrutiny	Went dark	95% wipeout
Charles PhillipsEllenoff Grossman & Schole LLP	Dec 2019	Named in SEC correspondence	9	2.06	11.04	0.65
Nick DeAngelisSidley Austin	Dec 2019	Named in SEC correspondence	6	0.00	0.00	0.69
Robert F. CharronEllenoff Grossman & Schole LLP	Dec 2019	Named in SEC correspondence	62	1.42	1.11	1.26
Michael F. NertneyEllenoff Grossman & Schole LLP	Dec 2019	Named in SEC correspondence	19	0.00	0.00	1.04
Rob R. CarlsonPaul Hastings	Mar 2014	Named in SEC correspondence	8	0.00	0.00	1.47
Christopher J. MelshaFredrikson & Byron, P.A.	Aug 2009	Named in SEC correspondence	18	0.00	0.00	1.37
Alan C. MendelsonLatham & Watkins LLP	Jul 2008	Named in a filing	95	0.60	0.19	1.35
Mark V. RoederLatham & Watkins LLP	Jul 2008	Named in a filing	50	0.00	0.00	1.32
Ira L. KotelDentons US LLP	Oct 2007	Named in SEC correspondence	13	0.00	0.00	1.60
Michael J. Morrison	Feb 2001	Named in SEC correspondence	54	1.51	1.78	0.64