LUMOS PHARMA, INC. LUMO (last ticker on record)
CIK 1126234Its SEC filings (opens in a new tab)
- Restructuring
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Jul 2018
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 4
- Linked to 5 or more companies
- Lawyers
- 10
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Foley & LardnerFirst linked Nov 2024 · Named in a filing · 498 linked companiesSEC/DOJ scrutiny 1.00× · Went dark 0.71× · 95% wipeout 1.02×
- Cooley LLPFirst linked Dec 2010 · Named in SEC correspondence · 1,634 linked companiesSEC/DOJ scrutiny 0.71× · Went dark 0.44× · 95% wipeout 1.24×
- Wilson Sonsini Goodrich & RosatiFirst linked Dec 2010 · Named in SEC correspondence · 1,468 linked companiesSEC/DOJ scrutiny 1.09× · Went dark 0.60× · 95% wipeout 1.42×
- Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.First linked Jan 2020 · Text search only · 567 linked companiesSEC/DOJ scrutiny 0.92× · Went dark 0.60× · 95% wipeout 1.20×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Foley & Lardner | Nov 2024 | Named in a filing | 498 | 1.00 | 0.71 | 1.02 |
| Cooley LLP | Dec 2010 | Named in SEC correspondence | 1,634 | 0.71 | 0.44 | 1.24 |
| Wilson Sonsini Goodrich & Rosati | Dec 2010 | Named in SEC correspondence | 1,468 | 1.09 | 0.60 | 1.42 |
| Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. | Jan 2020 | Text search only | 567 | 0.92 | 0.60 | 1.20 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Garrett F. BishopFoley & LardnerFirst linked Dec 2024 · Named in a filing · 15 linked companiesSEC/DOJ scrutiny 1.06× · Went dark 0.00× · 95% wipeout 0.78×
- Paul D. BroudeFoley & LardnerFirst linked Dec 2024 · Named in a filing · 23 linked companiesSEC/DOJ scrutiny 1.30× · Went dark 0.67× · 95% wipeout 0.73×
- Austin D. MarchWilson Sonsini Goodrich & RosatiFirst linked Aug 2022 · Named in a filing · 13 linked companiesSEC/DOJ scrutiny 1.11× · Went dark 0.00× · 95% wipeout 0.57×
- J. Robert SuffolettaWilson Sonsini Goodrich & RosatiFirst linked Nov 2019 · Named in SEC correspondence · 34 linked companiesSEC/DOJ scrutiny 1.57× · Went dark 2.48× · 95% wipeout 2.55×
- Matthew P. DubofskyCooley LLPFirst linked Nov 2016 · Named in SEC correspondence · 14 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.86×
- Francis R. WheelerCooley LLPFirst linked Dec 2012 · Named in SEC correspondence · 27 linked companiesSEC/DOJ scrutiny 1.28× · Went dark 1.18× · 95% wipeout 0.84×
- James C. T. LinfieldCooley LLPFirst linked Feb 2011 · Named in SEC correspondence · 27 linked companiesSEC/DOJ scrutiny 0.29× · Went dark 0.53× · 95% wipeout 0.86×
- Brent D. FassettCooley LLPFirst linked Dec 2010 · Named in SEC correspondence · 15 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 1.15× · 95% wipeout 1.24×
- Mitchell D. GoldsmithTaft Stettinius & HollisterFirst linked Feb 2011 · Text search only · 13 linked companiesSEC/DOJ scrutiny 2.31× · Went dark 1.42× · 95% wipeout 0.56×
- Kenneth A. ClarkWilson Sonsini Goodrich & RosatiFirst linked Dec 2010 · Text search only · 42 linked companiesSEC/DOJ scrutiny 0.41× · Went dark 0.88× · 95% wipeout 1.38×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Garrett F. BishopFoley & Lardner | Dec 2024 | Named in a filing | 15 | 1.06 | 0.00 | 0.78 |
| Paul D. BroudeFoley & Lardner | Dec 2024 | Named in a filing | 23 | 1.30 | 0.67 | 0.73 |
| Austin D. MarchWilson Sonsini Goodrich & Rosati | Aug 2022 | Named in a filing | 13 | 1.11 | 0.00 | 0.57 |
| J. Robert SuffolettaWilson Sonsini Goodrich & Rosati | Nov 2019 | Named in SEC correspondence | 34 | 1.57 | 2.48 | 2.55 |
| Matthew P. DubofskyCooley LLP | Nov 2016 | Named in SEC correspondence | 14 | 0.00 | 0.00 | 0.86 |
| Francis R. WheelerCooley LLP | Dec 2012 | Named in SEC correspondence | 27 | 1.28 | 1.18 | 0.84 |
| James C. T. LinfieldCooley LLP | Feb 2011 | Named in SEC correspondence | 27 | 0.29 | 0.53 | 0.86 |
| Brent D. FassettCooley LLP | Dec 2010 | Named in SEC correspondence | 15 | 0.00 | 1.15 | 1.24 |
| Mitchell D. GoldsmithTaft Stettinius & Hollister | Feb 2011 | Text search only | 13 | 2.31 | 1.42 | 0.56 |
| Kenneth A. ClarkWilson Sonsini Goodrich & Rosati | Dec 2010 | Text search only | 42 | 0.41 | 0.88 | 1.38 |