NATIONAL HOLDINGS CORP NHLD (last ticker on record)
CIK 1023844Its SEC filings (opens in a new tab)
- Restatement
- 95% wipeout
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 2
- Newest began Jul 2012
- Largest fall in its shares
- 99%
- Jan 2008 to Dec 2012
- Law firms
- 14
- Linked to 5 or more companies
- Lawyers
- 13
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Shares down 95% from their high
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Sullivan & CromwellFirst linked Jan 2021 · Named in a filing · 1,047 linked companiesSEC/DOJ scrutiny 1.40× · Went dark 0.15× · 95% wipeout 0.69×
- WILMER, CUTLER & PICKERINGFirst linked Mar 2020 · Named in SEC correspondence · 662 linked companiesSEC/DOJ scrutiny 1.14× · Went dark 0.33× · 95% wipeout 1.26×
- Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.First linked Aug 2016 · Named in a filing · 567 linked companiesSEC/DOJ scrutiny 0.92× · Went dark 0.60× · 95% wipeout 1.20×
- Pryor CashmanFirst linked Apr 2016 · Named in a filing · 229 linked companiesSEC/DOJ scrutiny 1.28× · Went dark 1.25× · 95% wipeout 1.28×
- Troutman Sanders LLPFirst linked Mar 2013 · Named in SEC correspondence · 335 linked companiesSEC/DOJ scrutiny 1.15× · Went dark 0.61× · 95% wipeout 1.16×
- Alston & BirdFirst linked Mar 2011 · Named in SEC correspondence · 583 linked companiesSEC/DOJ scrutiny 0.99× · Went dark 0.39× · 95% wipeout 0.79×
- Littman KrooksFirst linked Mar 2003 · Named in SEC correspondence · 32 linked companiesSEC/DOJ scrutiny 0.88× · Went dark 0.65× · 95% wipeout 2.07×
- D'ANCONA & PFLAUMFirst linked Jun 2000 · Named in a filing · 14 linked companiesSEC/DOJ scrutiny 1.94× · Went dark 7.54× · 95% wipeout 2.67×
- Camhy Karlinsky & Stein LLPFirst linked Feb 1999 · Named in a filing · 20 linked companiesSEC/DOJ scrutiny 1.74× · Went dark 1.34× · 95% wipeout 2.40×
- Orrick, Herrington & Sutcliffe LLPFirst linked Sep 1996 · Named in SEC correspondence · 500 linked companiesSEC/DOJ scrutiny 1.12× · Went dark 0.61× · 95% wipeout 1.08×
- HALE AND DORRFirst linked Mar 2020 · Text search only · 665 linked companiesSEC/DOJ scrutiny 1.06× · Went dark 0.33× · 95% wipeout 1.26×
- Olshan Frome Wolosky LLPFirst linked Feb 2014 · Text search only · 390 linked companiesSEC/DOJ scrutiny 1.38× · Went dark 0.86× · 95% wipeout 1.22×
- Cravath Swaine & MooreFirst linked Mar 2012 · Text search only · 839 linked companiesSEC/DOJ scrutiny 1.29× · Went dark 0.03× · 95% wipeout 0.85×
- Milbank Tweed Hadley & McCloyFirst linked Mar 2012 · Text search only · 439 linked companiesSEC/DOJ scrutiny 1.03× · Went dark 0.35× · 95% wipeout 0.76×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Sullivan & Cromwell | Jan 2021 | Named in a filing | 1,047 | 1.40 | 0.15 | 0.69 |
| WILMER, CUTLER & PICKERING | Mar 2020 | Named in SEC correspondence | 662 | 1.14 | 0.33 | 1.26 |
| Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. | Aug 2016 | Named in a filing | 567 | 0.92 | 0.60 | 1.20 |
| Pryor Cashman | Apr 2016 | Named in a filing | 229 | 1.28 | 1.25 | 1.28 |
| Troutman Sanders LLP | Mar 2013 | Named in SEC correspondence | 335 | 1.15 | 0.61 | 1.16 |
| Alston & Bird | Mar 2011 | Named in SEC correspondence | 583 | 0.99 | 0.39 | 0.79 |
| Littman Krooks | Mar 2003 | Named in SEC correspondence | 32 | 0.88 | 0.65 | 2.07 |
| D'ANCONA & PFLAUM | Jun 2000 | Named in a filing | 14 | 1.94 | 7.54 | 2.67 |
| Camhy Karlinsky & Stein LLP | Feb 1999 | Named in a filing | 20 | 1.74 | 1.34 | 2.40 |
| Orrick, Herrington & Sutcliffe LLP | Sep 1996 | Named in SEC correspondence | 500 | 1.12 | 0.61 | 1.08 |
| HALE AND DORR | Mar 2020 | Text search only | 665 | 1.06 | 0.33 | 1.26 |
| Olshan Frome Wolosky LLP | Feb 2014 | Text search only | 390 | 1.38 | 0.86 | 1.22 |
| Cravath Swaine & Moore | Mar 2012 | Text search only | 839 | 1.29 | 0.03 | 0.85 |
| Milbank Tweed Hadley & McCloy | Mar 2012 | Text search only | 439 | 1.03 | 0.35 | 0.76 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Patrick S. BrownSullivan & CromwellFirst linked Jan 2021 · Named in a filing · 37 linked companiesSEC/DOJ scrutiny 0.99× · Went dark 0.00× · 95% wipeout 1.18×
- Jeffrey A. SteinHALE AND DORRFirst linked May 2019 · Named in SEC correspondence · 21 linked companiesSEC/DOJ scrutiny 1.47× · Went dark 0.00× · 95% wipeout 1.96×
- Kenneth R. KochMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.First linked Aug 2016 · Named in a filing · 63 linked companiesSEC/DOJ scrutiny 1.72× · Went dark 0.67× · 95% wipeout 1.86×
- James Martin KaplanTroutman Sanders LLPFirst linked Mar 2013 · Named in SEC correspondence · 10 linked companiesSEC/DOJ scrutiny 1.04× · Went dark 1.78× · 95% wipeout 1.88×
- Joseph WalshTroutman Pepper Hamilton Sanders LLPFirst linked Mar 2013 · Named in SEC correspondence · 23 linked companiesSEC/DOJ scrutiny 1.53× · Went dark 1.66× · 95% wipeout 1.28×
- Mark F. McElreathAlston & BirdFirst linked Mar 2011 · Named in SEC correspondence · 29 linked companiesSEC/DOJ scrutiny 1.15× · Went dark 0.00× · 95% wipeout 1.14×
- Mark F. ColdwellLittman KrooksFirst linked Apr 2008 · Named in a filing · 6 linked companiesSEC/DOJ scrutiny 1.89× · Went dark 0.00× · 95% wipeout 3.53×
- Mitchell C. LittmanLittman KrooksFirst linked Mar 2003 · Named in a filing · 14 linked companiesSEC/DOJ scrutiny 0.64× · Went dark 1.43× · 95% wipeout 2.47×
- Arthur DonD'ANCONA & PFLAUMFirst linked Jun 2000 · Named in a filing · 7 linked companiesSEC/DOJ scrutiny 1.06× · Went dark 3.64× · 95% wipeout 3.71×
- LAWRENCE B. FISHEROrrick, Herrington & Sutcliffe LLPFirst linked Sep 1996 · Named in SEC correspondence · 8 linked companiesSEC/DOJ scrutiny 0.92× · Went dark 1.29× · 95% wipeout 2.80×
- Andrew M. FreedmanOlshan Frome Wolosky LLPFirst linked Feb 2014 · Text search only · 52 linked companiesSEC/DOJ scrutiny 1.61× · Went dark 0.72× · 95% wipeout 0.77×
- Leslie J. CrolandEdwards Angell Palmer & DodgeFirst linked Apr 2008 · Text search only · 14 linked companiesSEC/DOJ scrutiny 1.09× · Went dark 1.69× · 95% wipeout 1.08×
- Steven D. UslanerLittman KrooksFirst linked Mar 2003 · Text search only · 15 linked companiesSEC/DOJ scrutiny 1.36× · Went dark 0.00× · 95% wipeout 2.36×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Patrick S. BrownSullivan & Cromwell | Jan 2021 | Named in a filing | 37 | 0.99 | 0.00 | 1.18 |
| Jeffrey A. SteinHALE AND DORR | May 2019 | Named in SEC correspondence | 21 | 1.47 | 0.00 | 1.96 |
| Kenneth R. KochMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. | Aug 2016 | Named in a filing | 63 | 1.72 | 0.67 | 1.86 |
| James Martin KaplanTroutman Sanders LLP | Mar 2013 | Named in SEC correspondence | 10 | 1.04 | 1.78 | 1.88 |
| Joseph WalshTroutman Pepper Hamilton Sanders LLP | Mar 2013 | Named in SEC correspondence | 23 | 1.53 | 1.66 | 1.28 |
| Mark F. McElreathAlston & Bird | Mar 2011 | Named in SEC correspondence | 29 | 1.15 | 0.00 | 1.14 |
| Mark F. ColdwellLittman Krooks | Apr 2008 | Named in a filing | 6 | 1.89 | 0.00 | 3.53 |
| Mitchell C. LittmanLittman Krooks | Mar 2003 | Named in a filing | 14 | 0.64 | 1.43 | 2.47 |
| Arthur DonD'ANCONA & PFLAUM | Jun 2000 | Named in a filing | 7 | 1.06 | 3.64 | 3.71 |
| LAWRENCE B. FISHEROrrick, Herrington & Sutcliffe LLP | Sep 1996 | Named in SEC correspondence | 8 | 0.92 | 1.29 | 2.80 |
| Andrew M. FreedmanOlshan Frome Wolosky LLP | Feb 2014 | Text search only | 52 | 1.61 | 0.72 | 0.77 |
| Leslie J. CrolandEdwards Angell Palmer & Dodge | Apr 2008 | Text search only | 14 | 1.09 | 1.69 | 1.08 |
| Steven D. UslanerLittman Krooks | Mar 2003 | Text search only | 15 | 1.36 | 0.00 | 2.36 |