ADVENT SOFTWARE INC ADVS (last ticker on record)
CIK 1002225Its SEC filings (opens in a new tab)
- Restatement
- Restructuring
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 2
- Newest began Jun 2015
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 7
- Linked to 5 or more companies
- Lawyers
- 6
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Fenwick & West LLPFirst linked Jul 2001 · Named in a filing · 443 linked companiesSEC/DOJ scrutiny 0.95× · Went dark 0.21× · 95% wipeout 1.23×
- Wilson Sonsini Goodrich & RosatiFirst linked Jan 1997 · Named in SEC correspondence · 1,468 linked companiesSEC/DOJ scrutiny 1.09× · Went dark 0.60× · 95% wipeout 1.42×
- Drinker Biddle & ReathFirst linked Apr 2016 · Text search only · 213 linked companiesSEC/DOJ scrutiny 1.46× · Went dark 0.77× · 95% wipeout 1.25×
- Hinckley Allen & SnyderFirst linked Apr 2016 · Text search only · 62 linked companiesSEC/DOJ scrutiny 0.41× · Went dark 0.38× · 95% wipeout 0.51×
- Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.First linked Apr 2016 · Text search only · 567 linked companiesSEC/DOJ scrutiny 0.92× · Went dark 0.60× · 95% wipeout 1.20×
- Shearman & SterlingFirst linked Apr 2016 · Text search only · 2,649 linked companiesSEC/DOJ scrutiny 1.21× · Went dark 0.13× · 95% wipeout 0.87×
- Davis PolkFirst linked Feb 2015 · Text search only · 1,694 linked companiesSEC/DOJ scrutiny 1.26× · Went dark 0.06× · 95% wipeout 1.02×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Fenwick & West LLP | Jul 2001 | Named in a filing | 443 | 0.95 | 0.21 | 1.23 |
| Wilson Sonsini Goodrich & Rosati | Jan 1997 | Named in SEC correspondence | 1,468 | 1.09 | 0.60 | 1.42 |
| Drinker Biddle & Reath | Apr 2016 | Text search only | 213 | 1.46 | 0.77 | 1.25 |
| Hinckley Allen & Snyder | Apr 2016 | Text search only | 62 | 0.41 | 0.38 | 0.51 |
| Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. | Apr 2016 | Text search only | 567 | 0.92 | 0.60 | 1.20 |
| Shearman & Sterling | Apr 2016 | Text search only | 2,649 | 1.21 | 0.13 | 0.87 |
| Davis Polk | Feb 2015 | Text search only | 1,694 | 1.26 | 0.06 | 1.02 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Cynthia E. GarabedianFenwick & West LLPFirst linked Jul 2001 · Named in a filing · 6 linked companiesSEC/DOJ scrutiny 0.73× · Went dark 0.00× · 95% wipeout 0.00×
- David K. MichaelsFenwick & West LLPFirst linked Jul 2001 · Named in a filing · 64 linked companiesSEC/DOJ scrutiny 1.53× · Went dark 0.00× · 95% wipeout 0.67×
- Don S. WilliamsWilson Sonsini Goodrich & RosatiFirst linked Jul 2001 · Named in a filing · 7 linked companiesSEC/DOJ scrutiny 2.70× · Went dark 0.00× · 95% wipeout 0.89×
- Scott J. LeichtnerFenwick & West LLPFirst linked Jul 2001 · Named in a filing · 20 linked companiesSEC/DOJ scrutiny 0.76× · Went dark 0.00× · 95% wipeout 0.38×
- MARK A. BERTELSENWilson Sonsini Goodrich & RosatiFirst linked Jun 1997 · Named in SEC correspondence · 22 linked companiesSEC/DOJ scrutiny 1.41× · Went dark 0.00× · 95% wipeout 1.74×
- Joseph A. HallDavis PolkFirst linked Apr 2016 · Text search only · 49 linked companiesSEC/DOJ scrutiny 1.14× · Went dark 0.00× · 95% wipeout 0.82×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Cynthia E. GarabedianFenwick & West LLP | Jul 2001 | Named in a filing | 6 | 0.73 | 0.00 | 0.00 |
| David K. MichaelsFenwick & West LLP | Jul 2001 | Named in a filing | 64 | 1.53 | 0.00 | 0.67 |
| Don S. WilliamsWilson Sonsini Goodrich & Rosati | Jul 2001 | Named in a filing | 7 | 2.70 | 0.00 | 0.89 |
| Scott J. LeichtnerFenwick & West LLP | Jul 2001 | Named in a filing | 20 | 0.76 | 0.00 | 0.38 |
| MARK A. BERTELSENWilson Sonsini Goodrich & Rosati | Jun 1997 | Named in SEC correspondence | 22 | 1.41 | 0.00 | 1.74 |
| Joseph A. HallDavis Polk | Apr 2016 | Text search only | 49 | 1.14 | 0.00 | 0.82 |