Carlyle Group Inc.
For the period ended Sep 30, 2026. Filed Nov 6, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 6, 2026
What changed in Risk Factors?
Read the current filingPrevious report: 10-Q
Period ended 2026-06-30; filed 2026-08-10.
0001527166-26-000045
Item 1A. Risk FactorsUnregistered Sales of Equity Securities and Use of ProceedsDefaults Upon Senior SecuritiesMine Safety DisclosuresCurrent report: 10-Q
Period ended 2026-09-30; filed 2026-11-06.
0001527166-26-000053
Item 1A. Risk FactorsUnregistered Sales of Equity Securities and Use of ProceedsDefaults Upon Senior SecuritiesMine Safety DisclosuresThe baseline is this issuer’s latest earlier reporting period of the same form that was filed before the current report. A previous 10-Q is a different quarter, not a year-over-year comparison. Amendments are excluded.
Compared 25 previous paragraphs and 21 current paragraphs.
4 unchanged; 14 reworded; 1 added; 7 removed; 0 previous and 2 current paragraphs rearranged.
Tables are not compared: 1 previous and 1 current tables excluded. Dates, whitespace, punctuation and numbering changes are ignored; changes to financial figures remain significant.
A changed paragraph is not evidence that risk increased or decreased. An unchanged paragraph does not establish that risk stayed the same.
Added paragraphs (1)
Current report
settlement of equity-based awards.
Removed paragraphs (7)
Previous report
Item 2. Unregistered Sales of Equity Securities and Use of Proceeds
Previous report
expiration date.
Previous report
equity-based awards.
Previous report
Item 3. Defaults Upon Senior Securities
Reworded paragraphs (14)
Previous wording
For a discussion of our potential risks and uncertainties, see the information under Item 1A. “Risk Factors” in our Annual
Current wording
For a discussion of our potential risks and uncertainties, see the information under Item 1A. “Risk Factors” in
Previous wording
Report on Form 10-K for the year ended December 31, 2025.
Current wording
our Annual Report on Form 10-K for the year ended December 31, 2025.
Previous wording
The following table sets forth repurchases of our common stock during the three months ended June 30, 2026 for the
Current wording
The following table sets forth repurchases of our common stock during the three months ended September 30,
Previous wording
periods indicated. During the three months ended June 30, 2026,6.6 million shares were repurchased. In addition,0.1 million
Current wording
2026 for the periods indicated. During the three months ended September 30, 2026,2.6 million shares were
Previous wording
shares were retired in connection with the net share settlement of equity-based awards, which are not included in the table
Current wording
repurchased. In addition,1.9 million shares were retired in connection with the net share settlement of equity-based
Previous wording
(1)The Board of Directors reset the total repurchase authorization of our previously approved share repurchase program to$2.0 billion
Current wording
(1)The Board of Directors reset the total repurchase authorization of our previously approved share repurchase program to
Previous wording
in shares of our common stock, effective as of February 26, 2026. Under the share repurchase program, shares of our common stock
Current wording
$2.0 billion in shares of our common stock, effective as of February 26, 2026. Under the share repurchase program,
Previous wording
may be repurchased from time to time in open market transactions, in privately negotiated transactions, or otherwise, including
Current wording
shares of our common stock may be repurchased from time to time in open market transactions, in privately negotiated
Previous wording
through Rule 10b5-1 plans. The timing and actual number of shares of common stock repurchased will depend on a variety of
Current wording
transactions, or otherwise, including through Rule 10b5-1 plans. The timing and actual number of shares of common
Previous wording
factors, including legal requirements and price, economic, and market conditions. In addition to the repurchase of common stock,
Current wording
stock repurchased will depend on a variety of factors, including legal requirements and price, economic, and market
Previous wording
the repurchase program is used for the payment of tax withholding amounts upon net share settlement of equity-based awards
Current wording
conditions. In addition to the repurchase of common stock, the repurchase program is used for the payment of tax
Previous wording
granted pursuant to our Equity Incentive Plan or otherwise based on the value of shares withheld that would have otherwise been
Current wording
otherwise based on the value of shares withheld that would have otherwise been issued to the award holder. The
Previous wording
issued to the award holder. The repurchase program may be suspended or discontinued at any time and does not have a specified
Current wording
repurchase program may be suspended or discontinued at any time and does not have a specified expiration date.
Previous wording
(3)The remaining repurchase authorization was$1,630.9 million as of June 30, 2026 when factoring in the net share settlement of
Current wording
(3)The remaining repurchase authorization was$1,420.5 million as of September 30, 2026 when factoring in the net share
Rearranged current paragraphs (2)
Current report — wording carried from elsewhere
awards, which are not included in the table below.
Current report — wording carried from elsewhere
withholding amounts upon net share settlement of equity-based awards granted pursuant to our Equity Incentive Plan or