13-F holdings, Q3 2023
Ayrton Capital LLC
A 13-F is the report large US investment managers file with the SEC each quarter, listing the stocks they held at quarter end.
- Reported value
- $14.7M
- Positions
- 71
- Filed
- Data as of
These holdings are as of , 1,140 days ago.
The deadlines for 11 following quarters have passed, and we hold no newer list of holdings from this filer. That can mean it filed a notice instead, stopped reporting, or that our copy is behind.
13-Fs for Q3 2026 are due by .
See this manager's Holder IQ and how the book overlaps yours
Free to start, with no card. Holder IQ scores a manager's past record. It describes the past and is not a recommendation to buy or sell anything. Sign up and you can follow this manager: one notice for each new 13-F, naming what changed and which of those positions you hold or watch.
Top holdings
- PAVM$661.2K2,244,235 shares4.5% of the book
- CREX$397.7K256,584 shares2.7% of the book
- PMCB$193.4K92,087 shares1.3% of the book
- RCON$176.2K568,546 shares1.2% of the book
- ATXG$161.5K119,622 shares1.1% of the book
- AUUDW$89.2K280,690 shares0.6% of the book
- LUCD$86.5K73,907 shares0.59% of the book
- OPFI-WS$63K25,000 shares0.43% of the book
- OCEA$52K13,345 shares0.35% of the book
- STSSW$24.8K235,200 shares0.17% of the book
What changed this quarter
6 new positions and 16 sold out, against Q2 2023. Added and trimmed positions use the change in split-adjusted shares at the Q3 2023 implied price; full exits use their Q2 2023 reported value, not sale proceeds.
Largest buys
- PAVM
PAVMED INC
+$528.7K
+399.2% shares
Your stake and evidence for PAVM
What it means for you
This public view does not read your holdings or watchlist; open the member view to check your stake.
Use this to decide what to research, rather than as an instruction to copy a trade.
What happened
Reported shares increased between Q2 2023 and Q3 2023.
Displayed change: +$528.7K. The current book reports 2,244,235 shares.
Why it can matter
A change between quarter-end disclosures can prompt a question about the manager's exposure. It does not reveal the trade date, the execution price or why the position changed; a full exit is not proof of a bearish decision.
How we got this
For an added or trimmed position, subtract split-adjusted prior shares from current shares, then multiply by the current book's reported value per share; this is not the execution price.
2,244,235 current shares − 449,600 prior shares on the same basis = +1,794,635 shares.
Comparable books exclude identified CUSIP, share-basis and new-security events from trades. Exit-size bands describe prior book weight, not the manager's intent.
Where the data comes from
SEC 13F quarter-end holdings for Q2 2023 and Q3 2023; these delayed disclosures omit shorts and many other assets.
Current source filed .
Technical details
Reported dollar change: 528699.7660761909 USD. Current reported shares: 2244235. Prior shares on current basis: 449600.
- CREX
CREATIVE REALITIES INC
+$397.7K
New
Your stake and evidence for CREX
What it means for you
This public view does not read your holdings or watchlist; open the member view to check your stake.
Use this to decide what to research, rather than as an instruction to copy a trade.
What happened
A position newly appears in the Q3 2023 book.
Displayed change: +$397.7K. The current book reports 256,584 shares.
Why it can matter
A change between quarter-end disclosures can prompt a question about the manager's exposure. It does not reveal the trade date, the execution price or why the position changed; a full exit is not proof of a bearish decision.
How we got this
A new position uses its current quarter's reported dollar value; this is not the amount spent buying it.
Comparable books exclude identified CUSIP, share-basis and new-security events from trades. Exit-size bands describe prior book weight, not the manager's intent.
Where the data comes from
SEC 13F quarter-end holdings for Q2 2023 and Q3 2023; these delayed disclosures omit shorts and many other assets.
Current source filed .
Technical details
Reported dollar change: 397705 USD. Current reported shares: 256584. Prior shares on current basis: not recorded.
TOUGHBUILT INDS INC
+$219.1K
New
Your stake and evidence for TOUGHBUILT INDS INC
What it means for you
This filing line has no matched ticker, so your stake is unavailable.
Use this to decide what to research, rather than as an instruction to copy a trade.
What happened
A position newly appears in the Q3 2023 book.
Displayed change: +$219.1K. The current book reports 1,123,603 shares.
Why it can matter
A change between quarter-end disclosures can prompt a question about the manager's exposure. It does not reveal the trade date, the execution price or why the position changed; a full exit is not proof of a bearish decision.
How we got this
A new position uses its current quarter's reported dollar value; this is not the amount spent buying it.
Comparable books exclude identified CUSIP, share-basis and new-security events from trades. Exit-size bands describe prior book weight, not the manager's intent.
Where the data comes from
SEC 13F quarter-end holdings for Q2 2023 and Q3 2023; these delayed disclosures omit shorts and many other assets.
Current source filed .
Technical details
Reported dollar change: 219103 USD. Current reported shares: 1123603. Prior shares on current basis: not recorded.
- ATXG
ADDENTAX GROUP CORP
+$116.9K
+262.2% shares
Your stake and evidence for ATXG
What it means for you
This public view does not read your holdings or watchlist; open the member view to check your stake.
Use this to decide what to research, rather than as an instruction to copy a trade.
What happened
Reported shares increased between Q2 2023 and Q3 2023.
Displayed change: +$116.9K. The current book reports 119,622 shares.
Why it can matter
A change between quarter-end disclosures can prompt a question about the manager's exposure. It does not reveal the trade date, the execution price or why the position changed; a full exit is not proof of a bearish decision.
How we got this
For an added or trimmed position, subtract split-adjusted prior shares from current shares, then multiply by the current book's reported value per share; this is not the execution price.
119,622 current shares − 33,029 prior shares on the same basis = +86,593 shares.
Comparable books exclude identified CUSIP, share-basis and new-security events from trades. Exit-size bands describe prior book weight, not the manager's intent.
Where the data comes from
SEC 13F quarter-end holdings for Q2 2023 and Q3 2023; these delayed disclosures omit shorts and many other assets.
Current source filed .
Technical details
Reported dollar change: 116900.76716657472 USD. Current reported shares: 119622. Prior shares on current basis: 33029.
- LUCD
LUCID DIAGNOSTICS INC
+$86.5K
New
Your stake and evidence for LUCD
What it means for you
This public view does not read your holdings or watchlist; open the member view to check your stake.
Use this to decide what to research, rather than as an instruction to copy a trade.
What happened
A position newly appears in the Q3 2023 book.
Displayed change: +$86.5K. The current book reports 73,907 shares.
Why it can matter
A change between quarter-end disclosures can prompt a question about the manager's exposure. It does not reveal the trade date, the execution price or why the position changed; a full exit is not proof of a bearish decision.
How we got this
A new position uses its current quarter's reported dollar value; this is not the amount spent buying it.
Comparable books exclude identified CUSIP, share-basis and new-security events from trades. Exit-size bands describe prior book weight, not the manager's intent.
Where the data comes from
SEC 13F quarter-end holdings for Q2 2023 and Q3 2023; these delayed disclosures omit shorts and many other assets.
Current source filed .
Technical details
Reported dollar change: 86471 USD. Current reported shares: 73907. Prior shares on current basis: not recorded.
Largest sells
MANNKIND CORP
−$5M
Sold out, was 31.4% of the book
Your stake and evidence for MANNKIND CORP
What it means for you
This filing line has no matched ticker, so your stake is unavailable.
Use this to decide what to research, rather than as an instruction to copy a trade.
What happened
The position reported in Q2 2023 is absent from the comparable Q3 2023 book.
Displayed change: −$5M. This was 31.4% of the prior book.
Why it can matter
A change between quarter-end disclosures can prompt a question about the manager's exposure. It does not reveal the trade date, the execution price or why the position changed; a full exit is not proof of a bearish decision.
How we got this
A full exit is shown as the negative of its prior reported value, not sale proceeds or a value at today's price.
Comparable books exclude identified CUSIP, share-basis and new-security events from trades. Exit-size bands describe prior book weight, not the manager's intent.
Where the data comes from
SEC 13F quarter-end holdings for Q2 2023 and Q3 2023; these delayed disclosures omit shorts and many other assets.
Current source filed .
Technical details
Reported dollar change: -5030606 USD. Current reported shares: not recorded. Prior shares on current basis: 4750000.
RINGCENTRAL INC
−$1.8M
Sold out, was 11.5% of the book
Your stake and evidence for RINGCENTRAL INC
What it means for you
This filing line has no matched ticker, so your stake is unavailable.
Use this to decide what to research, rather than as an instruction to copy a trade.
What happened
The position reported in Q2 2023 is absent from the comparable Q3 2023 book.
Displayed change: −$1.8M. This was 11.5% of the prior book.
Why it can matter
A change between quarter-end disclosures can prompt a question about the manager's exposure. It does not reveal the trade date, the execution price or why the position changed; a full exit is not proof of a bearish decision.
How we got this
A full exit is shown as the negative of its prior reported value, not sale proceeds or a value at today's price.
Comparable books exclude identified CUSIP, share-basis and new-security events from trades. Exit-size bands describe prior book weight, not the manager's intent.
Where the data comes from
SEC 13F quarter-end holdings for Q2 2023 and Q3 2023; these delayed disclosures omit shorts and many other assets.
Current source filed .
Technical details
Reported dollar change: -1841440 USD. Current reported shares: not recorded. Prior shares on current basis: 2000000.
NOGIN INC
−$1.7M
Sold out, was 10.4% of the book
Your stake and evidence for NOGIN INC
What it means for you
This filing line has no matched ticker, so your stake is unavailable.
Use this to decide what to research, rather than as an instruction to copy a trade.
What happened
The position reported in Q2 2023 is absent from the comparable Q3 2023 book.
Displayed change: −$1.7M. This was 10.4% of the prior book.
Why it can matter
A change between quarter-end disclosures can prompt a question about the manager's exposure. It does not reveal the trade date, the execution price or why the position changed; a full exit is not proof of a bearish decision.
How we got this
A full exit is shown as the negative of its prior reported value, not sale proceeds or a value at today's price.
Comparable books exclude identified CUSIP, share-basis and new-security events from trades. Exit-size bands describe prior book weight, not the manager's intent.
Where the data comes from
SEC 13F quarter-end holdings for Q2 2023 and Q3 2023; these delayed disclosures omit shorts and many other assets.
Current source filed .
Technical details
Reported dollar change: -1659500 USD. Current reported shares: not recorded. Prior shares on current basis: 2500000.
GSR II METEORA ACQUISITN COR
−$1M
Sold out, was 6.5% of the book
Your stake and evidence for GSR II METEORA ACQUISITN COR
What it means for you
This filing line has no matched ticker, so your stake is unavailable.
Use this to decide what to research, rather than as an instruction to copy a trade.
What happened
The position reported in Q2 2023 is absent from the comparable Q3 2023 book.
Displayed change: −$1M. This was 6.5% of the prior book.
Why it can matter
A change between quarter-end disclosures can prompt a question about the manager's exposure. It does not reveal the trade date, the execution price or why the position changed; a full exit is not proof of a bearish decision.
How we got this
A full exit is shown as the negative of its prior reported value, not sale proceeds or a value at today's price.
Comparable books exclude identified CUSIP, share-basis and new-security events from trades. Exit-size bands describe prior book weight, not the manager's intent.
Where the data comes from
SEC 13F quarter-end holdings for Q2 2023 and Q3 2023; these delayed disclosures omit shorts and many other assets.
Current source filed .
Technical details
Reported dollar change: -1047000 USD. Current reported shares: not recorded. Prior shares on current basis: 100000.
CLOUDFLARE INC
−$850K
Sold out, was 5.3% of the book
Your stake and evidence for CLOUDFLARE INC
What it means for you
This filing line has no matched ticker, so your stake is unavailable.
Use this to decide what to research, rather than as an instruction to copy a trade.
What happened
The position reported in Q2 2023 is absent from the comparable Q3 2023 book.
Displayed change: −$850K. This was 5.3% of the prior book.
Why it can matter
A change between quarter-end disclosures can prompt a question about the manager's exposure. It does not reveal the trade date, the execution price or why the position changed; a full exit is not proof of a bearish decision.
How we got this
A full exit is shown as the negative of its prior reported value, not sale proceeds or a value at today's price.
Comparable books exclude identified CUSIP, share-basis and new-security events from trades. Exit-size bands describe prior book weight, not the manager's intent.
Where the data comes from
SEC 13F quarter-end holdings for Q2 2023 and Q3 2023; these delayed disclosures omit shorts and many other assets.
Current source filed .
Technical details
Reported dollar change: -850031 USD. Current reported shares: not recorded. Prior shares on current basis: 1000000.
What was sold out, by size
- 10 real positions, 0.25% of the book or more
- 5 small, between 0.015% and 0.25%
- 1 slivers under 0.015%, often rounding or client flows
Not counted as trades: BTMWW (newly listed or spun off).
All of this comes from the filer's public SEC filings. A 13-F shows long positions in US-listed securities at quarter end and can leave out short positions, cash and non-US holdings, so it is not the whole portfolio. This is filing data, not investment advice.