ALSERES PHARMACEUTICALS INC /DE ALSE (last ticker on record)
CIK 94784Its SEC filings (opens in a new tab)
- Delisting notice (not a red flag)
- 95% wipeout
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Dec 2010
- Largest fall in its shares
- 99%
- Oct 2007 to Oct 2011
- Law firms
- 4
- Linked to 5 or more companies
- Lawyers
- 5
- Linked to 5 or more companies
What happened
- Shares down 95% from their high
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K/A (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K/A (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- HALE AND DORRFirst linked Dec 2005 · Named in a filing · 665 linked companiesSEC/DOJ scrutiny 1.06× · Went dark 0.33× · 95% wipeout 1.22×
- WILMER, CUTLER & PICKERINGFirst linked Dec 2005 · Named in SEC correspondence · 662 linked companiesSEC/DOJ scrutiny 1.14× · Went dark 0.33× · 95% wipeout 1.23×
- Ropes & GrayFirst linked Oct 1999 · Named in a filing · 914 linked companiesSEC/DOJ scrutiny 0.97× · Went dark 0.14× · 95% wipeout 0.91×
- Ballard SpahrFirst linked May 1996 · Named in SEC correspondence · 492 linked companiesSEC/DOJ scrutiny 1.23× · Went dark 1.06× · 95% wipeout 0.78×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| HALE AND DORR | Dec 2005 | Named in a filing | 665 | 1.06 | 0.33 | 1.22 |
| WILMER, CUTLER & PICKERING | Dec 2005 | Named in SEC correspondence | 662 | 1.14 | 0.33 | 1.23 |
| Ropes & Gray | Oct 1999 | Named in a filing | 914 | 0.97 | 0.14 | 0.91 |
| Ballard Spahr | May 1996 | Named in SEC correspondence | 492 | 1.23 | 1.06 | 0.78 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Philip P. RossettiHALE AND DORRFirst linked Dec 2005 · Named in SEC correspondence · 27 linked companiesSEC/DOJ scrutiny 0.62× · Went dark 0.00× · 95% wipeout 1.39×
- Steven D. SingerWILMER, CUTLER & PICKERINGFirst linked Dec 2005 · Named in a filing · 42 linked companiesSEC/DOJ scrutiny 0.37× · Went dark 0.00× · 95% wipeout 1.27×
- Steven A. WilcoxRopes & GrayFirst linked Oct 1999 · Named in a filing · 11 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 1.27×
- Gerald J. GuarciniBallard SpahrFirst linked May 1996 · Named in SEC correspondence · 69 linked companiesSEC/DOJ scrutiny 1.48× · Went dark 1.67× · 95% wipeout 0.74×
- Raymond D. AgranBallard SpahrFirst linked May 1996 · Named in SEC correspondence · 6 linked companiesSEC/DOJ scrutiny 1.58× · Went dark 2.34× · 95% wipeout 1.09×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Philip P. RossettiHALE AND DORR | Dec 2005 | Named in SEC correspondence | 27 | 0.62 | 0.00 | 1.39 |
| Steven D. SingerWILMER, CUTLER & PICKERING | Dec 2005 | Named in a filing | 42 | 0.37 | 0.00 | 1.27 |
| Steven A. WilcoxRopes & Gray | Oct 1999 | Named in a filing | 11 | 0.00 | 0.00 | 1.27 |
| Gerald J. GuarciniBallard Spahr | May 1996 | Named in SEC correspondence | 69 | 1.48 | 1.67 | 0.74 |
| Raymond D. AgranBallard Spahr | May 1996 | Named in SEC correspondence | 6 | 1.58 | 2.34 | 1.09 |