AXS ONE INC AXO (last ticker on record)
CIK 947427Its SEC filings (opens in a new tab)
- SEC/DOJ scrutiny
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Feb 2001
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 3
- Linked to 5 or more companies
- Lawyers
- 2
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- SEC administrative proceedingSEC order (opens in a new tab)
- SEC enforcement releaseSEC release (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Wiggin and DanaFirst linked Jul 2005 · Named in SEC correspondence · 56 linked companiesSEC/DOJ scrutiny 0.82× · Went dark 0.30× · 95% wipeout 1.37×
- Proskauer RoseFirst linked Apr 1998 · Named in a filing · 492 linked companiesSEC/DOJ scrutiny 1.15× · Went dark 0.48× · 95% wipeout 1.08×
- Brobeck, Phleger & Harrison LLPFirst linked Sep 1996 · Named in SEC correspondence · 350 linked companiesSEC/DOJ scrutiny 1.17× · Went dark 0.81× · 95% wipeout 1.52×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Wiggin and Dana | Jul 2005 | Named in SEC correspondence | 56 | 0.82 | 0.30 | 1.37 |
| Proskauer Rose | Apr 1998 | Named in a filing | 492 | 1.15 | 0.48 | 1.08 |
| Brobeck, Phleger & Harrison LLP | Sep 1996 | Named in SEC correspondence | 350 | 1.17 | 0.81 | 1.52 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Michael GrundeiWiggin and DanaFirst linked Jul 2005 · Named in SEC correspondence · 22 linked companiesSEC/DOJ scrutiny 0.39× · Went dark 0.00× · 95% wipeout 1.34×
- James KardonHahn & HessenFirst linked May 2004 · Text search only · 11 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 3.28×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Michael GrundeiWiggin and Dana | Jul 2005 | Named in SEC correspondence | 22 | 0.39 | 0.00 | 1.34 |
| James KardonHahn & Hessen | May 2004 | Text search only | 11 | 0.00 | 0.00 | 3.28 |