WINDTREE THERAPEUTICS INC WINT (last ticker on record)

CIK 946486Its SEC filings (opens in a new tab)

Restructuring
Restatement
95% wipeout
Delisting notice (not a red flag)

These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.

Red flags: 3; Newest began Oct 2020
Largest fall in its shares: 100%; Nov 2016 to Feb 2026
Law firms: 15; Linked to 5 or more companies
Lawyers: 9; Linked to 5 or more companies

What happened

Aug 20, 2025Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Jun 20, 2025Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Dec 5, 2024Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Nov 27, 2024Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Jan 22, 2024Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Jun 8, 2022Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Oct 6, 2020Shares down 95% from their high
May 3, 2017Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Nov 18, 2016Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
May 23, 2016Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Dec 29, 2015Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Jul 1, 2015Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Dec 3, 2010Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Nov 9, 2010Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
Jun 4, 2010Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Dec 4, 2009Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
May 15, 2006Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)

An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.

Law firms

The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.

Law firms linked to this company
Name	First linked	How it is known	Linked companies	SEC/DOJ scrutiny	Went dark	95% wipeout
Thompson Hine LLP	Feb 2025	Named in SEC correspondence	208	0.95	0.64	1.09
Goodwin Procter	Feb 2023	Named in SEC correspondence	1,221	0.79	0.31	1.17
Troutman Pepper Hamilton Sanders LLP	Sep 2020	Named in SEC correspondence	154	1.18	0.00	1.15
Ellenoff Grossman & Schole LLP	Jan 2020	Named in a filing	963	0.96	1.12	1.21
Pepper Hamilton	Jan 2020	Named in SEC correspondence	340	1.03	0.35	1.13
Dentons US LLP	Apr 2013	Named in SEC correspondence	102	0.91	0.40	1.48
SNR Denton US LLP	Oct 2010	Named in SEC correspondence	28	0.29	0.00	1.92
Sonnenschein Nath & Rosenthal	Jan 2010	Named in a filing	160	1.08	0.56	1.23
Dickstein Shapiro	Feb 2001	Named in SEC correspondence	41	1.05	0.00	1.11
Battle Fowler LLP	Aug 1999	Named in a filing	29	0.00	1.23	1.70
Brobeck, Phleger & Harrison LLP	Jul 1998	Named in a filing	350	1.17	0.81	1.52
Heller Ehrman	Oct 1997	Named in a filing	256	1.00	0.76	0.96
Potter Anderson & Corroon	May 2020	Text search only	127	1.41	0.45	0.87
LeClairRyan A Professional Corporation	May 2014	Text search only	93	0.77	0.42	1.10
Shipman & Goodwin	Nov 2001	Text search only	54	1.25	0.82	1.18

Lawyers

The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.

Lawyers linked to this company
Name	First linked	How it is known	Linked companies	SEC/DOJ scrutiny	Went dark	95% wipeout
Faith L. CharlesThompson Hine LLP	Feb 2025	Named in SEC correspondence	33	1.22	0.00	0.88
Justin PlattGoodwin Procter	Feb 2024	Named in SEC correspondence	18	0.00	0.00	0.53
Michael F. NertneyEllenoff Grossman & Schole LLP	Jan 2020	Named in a filing	19	0.00	0.00	1.04
Jennifer L. PorterGoodwin Procter	Jan 2020	Named in SEC correspondence	21	0.00	0.00	1.03
Rachael M. BusheyGoodwin Procter	Jan 2020	Named in SEC correspondence	28	0.00	0.00	0.97
Brian LeeDentons US LLP	Apr 2017	Named in SEC correspondence	19	0.63	1.76	1.33
Ira L. KotelDentons US LLP	Feb 2001	Named in SEC correspondence	13	0.00	0.00	1.60
Steven A. FishmanProskauer Rose	Aug 1999	Named in a filing	17	0.58	0.00	1.89
Roland S. ChaseSNR Denton US LLP	Oct 2010	Text search only	14	0.00	0.00	1.20