ASTEA INTERNATIONAL INC ATEA (last ticker on record)
CIK 945989Its SEC filings (opens in a new tab)
- Restatement
- 95% wipeout
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 2
- Newest began Dec 2014
- Largest fall in its shares
- 95%
- Feb 2006 to Feb 2015
- Law firms
- 2
- Linked to 5 or more companies
- Lawyers
- 1
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Shares down 95% from their high
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Pepper HamiltonFirst linked Jun 2002 · Named in a filing · 340 linked companiesSEC/DOJ scrutiny 1.03× · Went dark 0.35× · 95% wipeout 1.13×
- Testa, Hurwitz & Thibeault, LLPFirst linked Sep 1996 · Named in SEC correspondence · 150 linked companiesSEC/DOJ scrutiny 1.08× · Went dark 0.42× · 95% wipeout 1.31×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Pepper Hamilton | Jun 2002 | Named in a filing | 340 | 1.03 | 0.35 | 1.13 |
| Testa, Hurwitz & Thibeault, LLP | Sep 1996 | Named in SEC correspondence | 150 | 1.08 | 0.42 | 1.31 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Gary A. MillerEckert Seamans Cherin & Mellott, LLC | Dec 2019 | Named in a filing | 9 | 0.00 | 1.83 | 0.00 |