PEARSON PLC PSO (last ticker on record)
CIK 938323Its SEC filings (opens in a new tab)
- SEC/DOJ scrutiny
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Aug 2021
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 2
- Linked to 5 or more companies
- Lawyers
- 2
- Linked to 5 or more companies
What happened
- SEC administrative actionSEC order (opens in a new tab)
- SEC administrative proceedingSEC order (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Freshfields Bruckhaus Deringer US LLPFirst linked Dec 2020 · Named in a filing · 127 linked companiesSEC/DOJ scrutiny 1.28× · Went dark 0.00× · 95% wipeout 0.91×
- Morgan LewisFirst linked Aug 2000 · Named in SEC correspondence · 1,028 linked companiesSEC/DOJ scrutiny 1.18× · Went dark 0.31× · 95% wipeout 1.02×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Freshfields Bruckhaus Deringer US LLP | Dec 2020 | Named in a filing | 127 | 1.28 | 0.00 | 0.91 |
| Morgan Lewis | Aug 2000 | Named in SEC correspondence | 1,028 | 1.18 | 0.31 | 1.02 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Howard A. KennyMorgan LewisFirst linked Jan 2007 · Named in SEC correspondence · 41 linked companiesSEC/DOJ scrutiny 0.69× · Went dark 0.00× · 95% wipeout 0.22×
- Gary RothsteinMorgan LewisFirst linked Aug 2001 · Named in a filing · 8 linked companiesSEC/DOJ scrutiny 3.19× · Went dark 0.00× · 95% wipeout 0.94×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Howard A. KennyMorgan Lewis | Jan 2007 | Named in SEC correspondence | 41 | 0.69 | 0.00 | 0.22 |
| Gary RothsteinMorgan Lewis | Aug 2001 | Named in a filing | 8 | 3.19 | 0.00 | 0.94 |