GILMAN CIOCIA, INC. GTAX (last ticker on record)
CIK 914142Its SEC filings (opens in a new tab)
- Restatement
- SEC/DOJ scrutiny
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 2
- Newest began Dec 2008
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 4
- Linked to 5 or more companies
- Lawyers
- 6
- Linked to 5 or more companies
What happened
- SEC administrative actionSEC order (opens in a new tab)
- SEC administrative proceedingSEC order (opens in a new tab)
- A filing mentions a Wells noticeForm 8-K (opens in a new tab)
- A filing mentions cooperating with the SECForm 10-K (opens in a new tab)
- A filing mentions a formal order of investigationForm 10-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Sichenzia Ross Ference LLPFirst linked Jul 2013 · Named in SEC correspondence · 1,005 linked companiesSEC/DOJ scrutiny 1.27× · Went dark 1.62× · 95% wipeout 1.26×
- Troutman Sanders LLPFirst linked Jul 2013 · Named in a filing · 335 linked companiesSEC/DOJ scrutiny 1.15× · Went dark 0.61× · 95% wipeout 1.16×
- Blank RomeFirst linked Oct 2007 · Named in SEC correspondence · 348 linked companiesSEC/DOJ scrutiny 1.04× · Went dark 0.79× · 95% wipeout 1.36×
- Bingham McCutchenFirst linked Feb 2006 · Named in SEC correspondence · 291 linked companiesSEC/DOJ scrutiny 0.94× · Went dark 0.38× · 95% wipeout 1.06×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Sichenzia Ross Ference LLP | Jul 2013 | Named in SEC correspondence | 1,005 | 1.27 | 1.62 | 1.26 |
| Troutman Sanders LLP | Jul 2013 | Named in a filing | 335 | 1.15 | 0.61 | 1.16 |
| Blank Rome | Oct 2007 | Named in SEC correspondence | 348 | 1.04 | 0.79 | 1.36 |
| Bingham McCutchen | Feb 2006 | Named in SEC correspondence | 291 | 0.94 | 0.38 | 1.06 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Jay M. KaplowitzGersten Savage LLPFirst linked Jun 2013 · Named in SEC correspondence · 43 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 0.78× · 95% wipeout 1.00×
- Brad L. ShiffmanBlank RomeFirst linked Dec 2007 · Named in SEC correspondence · 47 linked companiesSEC/DOJ scrutiny 1.33× · Went dark 0.74× · 95% wipeout 1.61×
- Yehuda MarkovitsOlshan Frome Wolosky LLPFirst linked Dec 2007 · Named in SEC correspondence · 6 linked companiesSEC/DOJ scrutiny 2.16× · Went dark 0.00× · 95% wipeout 1.78×
- Ethan SeerBlank RomeFirst linked Oct 2007 · Named in SEC correspondence · 17 linked companiesSEC/DOJ scrutiny 2.36× · Went dark 0.60× · 95% wipeout 4.02×
- Robert J. MittmanBlank RomeFirst linked Oct 2007 · Named in a filing · 47 linked companiesSEC/DOJ scrutiny 1.72× · Went dark 0.43× · 95% wipeout 2.58×
- Laurie A. CervenyMorgan LewisFirst linked Feb 2006 · Named in SEC correspondence · 22 linked companiesSEC/DOJ scrutiny 1.32× · Went dark 1.30× · 95% wipeout 0.53×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Jay M. KaplowitzGersten Savage LLP | Jun 2013 | Named in SEC correspondence | 43 | 0.98 | 0.78 | 1.00 |
| Brad L. ShiffmanBlank Rome | Dec 2007 | Named in SEC correspondence | 47 | 1.33 | 0.74 | 1.61 |
| Yehuda MarkovitsOlshan Frome Wolosky LLP | Dec 2007 | Named in SEC correspondence | 6 | 2.16 | 0.00 | 1.78 |
| Ethan SeerBlank Rome | Oct 2007 | Named in SEC correspondence | 17 | 2.36 | 0.60 | 4.02 |
| Robert J. MittmanBlank Rome | Oct 2007 | Named in a filing | 47 | 1.72 | 0.43 | 2.58 |
| Laurie A. CervenyMorgan Lewis | Feb 2006 | Named in SEC correspondence | 22 | 1.32 | 1.30 | 0.53 |