StoneX Group Inc. SNEX (last ticker on record)
CIK 913760Its SEC filings (opens in a new tab)
- Restructuring
- Restatement
- Delisting notice (not a red flag)
- SEC/DOJ scrutiny
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 3
- Newest began Apr 2025
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 8
- Linked to 5 or more companies
- Lawyers
- 3
- Linked to 5 or more companies
What happened
- A filing mentions a formal order of investigationForm 8-K (opens in a new tab)
- A filing mentions a Wells noticeForm 8-K (opens in a new tab)
- SEC administrative proceedingSEC order (opens in a new tab)
- SEC enforcement releaseSEC release (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- A filing mentions a Wells noticeForm 10-K (opens in a new tab)
- A filing mentions cooperating with the SECForm 10-Q (opens in a new tab)
- Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Davis PolkFirst linked Feb 2025 · Named in a filing · 1,694 linked companiesSEC/DOJ scrutiny 1.26× · Went dark 0.06× · 95% wipeout 1.02×
- DLA PiperFirst linked Nov 2023 · Named in a filing · 1,184 linked companiesSEC/DOJ scrutiny 1.00× · Went dark 0.45× · 95% wipeout 1.20×
- Stinson LLPFirst linked May 2019 · Named in SEC correspondence · 29 linked companiesSEC/DOJ scrutiny 1.00× · Went dark 0.00× · 95% wipeout 0.79×
- Stinson Leonard Street LLPFirst linked May 2014 · Named in SEC correspondence · 46 linked companiesSEC/DOJ scrutiny 0.91× · Went dark 0.96× · 95% wipeout 0.94×
- Sidley AustinFirst linked Jul 2008 · Named in a filing · 1,210 linked companiesSEC/DOJ scrutiny 1.30× · Went dark 0.14× · 95% wipeout 0.93×
- Holland & KnightFirst linked Oct 2002 · Named in a filing · 413 linked companiesSEC/DOJ scrutiny 1.17× · Went dark 0.82× · 95% wipeout 1.19×
- Shutts & BowenFirst linked Oct 2002 · Named in SEC correspondence · 39 linked companiesSEC/DOJ scrutiny 0.65× · Went dark 1.09× · 95% wipeout 0.77×
- Ober Kaler Grimes & ShriverFirst linked Jul 2009 · Text search only · 32 linked companiesSEC/DOJ scrutiny 0.75× · Went dark 0.72× · 95% wipeout 0.64×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Davis Polk | Feb 2025 | Named in a filing | 1,694 | 1.26 | 0.06 | 1.02 |
| DLA Piper | Nov 2023 | Named in a filing | 1,184 | 1.00 | 0.45 | 1.20 |
| Stinson LLP | May 2019 | Named in SEC correspondence | 29 | 1.00 | 0.00 | 0.79 |
| Stinson Leonard Street LLP | May 2014 | Named in SEC correspondence | 46 | 0.91 | 0.96 | 0.94 |
| Sidley Austin | Jul 2008 | Named in a filing | 1,210 | 1.30 | 0.14 | 0.93 |
| Holland & Knight | Oct 2002 | Named in a filing | 413 | 1.17 | 0.82 | 1.19 |
| Shutts & Bowen | Oct 2002 | Named in SEC correspondence | 39 | 0.65 | 1.09 | 0.77 |
| Ober Kaler Grimes & Shriver | Jul 2009 | Text search only | 32 | 0.75 | 0.72 | 0.64 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Daniel P. GibbonsDavis PolkFirst linked Feb 2025 · Named in a filing · 14 linked companiesSEC/DOJ scrutiny 1.50× · Went dark 0.00× · 95% wipeout 0.66×
- B. Scott GooteeStinson LLPFirst linked May 2019 · Named in SEC correspondence · 13 linked companiesSEC/DOJ scrutiny 0.71× · Went dark 0.00× · 95% wipeout 0.48×
- Alfred G. SmithShutts & BowenFirst linked Oct 2002 · Named in SEC correspondence · 11 linked companiesSEC/DOJ scrutiny 0.67× · Went dark 0.00× · 95% wipeout 0.00×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Daniel P. GibbonsDavis Polk | Feb 2025 | Named in a filing | 14 | 1.50 | 0.00 | 0.66 |
| B. Scott GooteeStinson LLP | May 2019 | Named in SEC correspondence | 13 | 0.71 | 0.00 | 0.48 |
| Alfred G. SmithShutts & Bowen | Oct 2002 | Named in SEC correspondence | 11 | 0.67 | 0.00 | 0.00 |