UWHARRIE CAPITAL CORP UWHR (last ticker on record)
CIK 898171Its SEC filings (opens in a new tab)
NoneThese figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 5
- Linked to 5 or more companies
- Lawyers
- 4
- Linked to 5 or more companies
What happened
No red flag or SEC or Justice Department event on record.
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Wyrick Robbins Yates & Ponton LLPFirst linked Oct 2015 · Named in a filing · 113 linked companiesSEC/DOJ scrutiny 0.71× · Went dark 0.68× · 95% wipeout 1.07×
- Gaeta & Eveson, P.A.First linked Oct 2007 · Named in a filing · 15 linked companiesSEC/DOJ scrutiny 1.94× · Went dark 0.72× · 95% wipeout 1.26×
- GAETA & ASSOCIATES, P.A.First linked Jul 2002 · Named in a filing · 10 linked companiesSEC/DOJ scrutiny 0.92× · Went dark 0.00× · 95% wipeout 0.85×
- Gaeta & Glesener, P.A.First linked Jun 2002 · Named in a filing · 7 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.85× · 95% wipeout 0.00×
- ANTHONY GAETA JR.First linked Jun 2002 · Text search only · 9 linked companiesSEC/DOJ scrutiny 1.08× · Went dark 0.71× · 95% wipeout 0.00×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Wyrick Robbins Yates & Ponton LLP | Oct 2015 | Named in a filing | 113 | 0.71 | 0.68 | 1.07 |
| Gaeta & Eveson, P.A. | Oct 2007 | Named in a filing | 15 | 1.94 | 0.72 | 1.26 |
| GAETA & ASSOCIATES, P.A. | Jul 2002 | Named in a filing | 10 | 0.92 | 0.00 | 0.85 |
| Gaeta & Glesener, P.A. | Jun 2002 | Named in a filing | 7 | 0.00 | 0.85 | 0.00 |
| ANTHONY GAETA JR. | Jun 2002 | Text search only | 9 | 1.08 | 0.71 | 0.00 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Jonathan A. GreeneWyrick Robbins Yates & Ponton LLPFirst linked Oct 2015 · Named in a filing · 19 linked companiesSEC/DOJ scrutiny 0.58× · Went dark 0.00× · 95% wipeout 0.32×
- Todd H. EvesonWyrick Robbins Yates & Ponton LLPFirst linked Oct 2007 · Named in a filing · 20 linked companiesSEC/DOJ scrutiny 0.52× · Went dark 0.69× · 95% wipeout 0.52×
- Anthony Gaeta Jr.Gaeta & Glesener, P.A.First linked Apr 2000 · Named in a filing · 13 linked companiesSEC/DOJ scrutiny 1.12× · Went dark 0.74× · 95% wipeout 0.72×
- Erik GerhardGaeta & Glesener, P.A.First linked Apr 2000 · Named in a filing · 20 linked companiesSEC/DOJ scrutiny 0.92× · Went dark 0.68× · 95% wipeout 0.00×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Jonathan A. GreeneWyrick Robbins Yates & Ponton LLP | Oct 2015 | Named in a filing | 19 | 0.58 | 0.00 | 0.32 |
| Todd H. EvesonWyrick Robbins Yates & Ponton LLP | Oct 2007 | Named in a filing | 20 | 0.52 | 0.69 | 0.52 |
| Anthony Gaeta Jr.Gaeta & Glesener, P.A. | Apr 2000 | Named in a filing | 13 | 1.12 | 0.74 | 0.72 |
| Erik GerhardGaeta & Glesener, P.A. | Apr 2000 | Named in a filing | 20 | 0.92 | 0.68 | 0.00 |