NUVEEN INVESTMENTS, INC JNC (last ticker on record)
CIK 885708Its SEC filings (opens in a new tab)
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 7
- Linked to 5 or more companies
- Lawyers
- 3
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Winston & StrawnFirst linked May 2009 · Named in SEC correspondence · 585 linked companiesSEC/DOJ scrutiny 1.18× · Went dark 0.60× · 95% wipeout 1.01×
- Wachtell Lipton Rosen & KatzFirst linked Mar 2005 · Named in a filing · 889 linked companiesSEC/DOJ scrutiny 1.29× · Went dark 0.07× · 95% wipeout 0.59×
- White & CaseFirst linked Mar 2014 · Text search only · 907 linked companiesSEC/DOJ scrutiny 1.04× · Went dark 0.33× · 95% wipeout 0.91×
- Dorsey & Whitney LLPFirst linked Oct 2009 · Text search only · 630 linked companiesSEC/DOJ scrutiny 0.83× · Went dark 0.73× · 95% wipeout 1.14×
- Shearman & SterlingFirst linked Jun 2009 · Text search only · 2,650 linked companiesSEC/DOJ scrutiny 1.21× · Went dark 0.13× · 95% wipeout 0.84×
- McDermott Will & EmeryFirst linked May 2009 · Text search only · 558 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 0.61× · 95% wipeout 1.10×
- Kirkland & EllisFirst linked Jul 2007 · Text search only · 1,687 linked companiesSEC/DOJ scrutiny 0.97× · Went dark 0.17× · 95% wipeout 0.86×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Winston & Strawn | May 2009 | Named in SEC correspondence | 585 | 1.18 | 0.60 | 1.01 |
| Wachtell Lipton Rosen & Katz | Mar 2005 | Named in a filing | 889 | 1.29 | 0.07 | 0.59 |
| White & Case | Mar 2014 | Text search only | 907 | 1.04 | 0.33 | 0.91 |
| Dorsey & Whitney LLP | Oct 2009 | Text search only | 630 | 0.83 | 0.73 | 1.14 |
| Shearman & Sterling | Jun 2009 | Text search only | 2,650 | 1.21 | 0.13 | 0.84 |
| McDermott Will & Emery | May 2009 | Text search only | 558 | 0.98 | 0.61 | 1.10 |
| Kirkland & Ellis | Jul 2007 | Text search only | 1,687 | 0.97 | 0.17 | 0.86 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Nicholas G. DemmoWachtell Lipton Rosen & KatzFirst linked Aug 2009 · Text search only · 62 linked companiesSEC/DOJ scrutiny 1.60× · Went dark 0.00× · 95% wipeout 0.83×
- Mark A. HarrisMcDermott Will & EmeryFirst linked May 2009 · Text search only · 7 linked companiesSEC/DOJ scrutiny 2.12× · Went dark 0.00× · 95% wipeout 0.00×
- Steven J. GavinWinston & StrawnFirst linked May 2009 · Text search only · 30 linked companiesSEC/DOJ scrutiny 1.15× · Went dark 0.00× · 95% wipeout 1.23×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Nicholas G. DemmoWachtell Lipton Rosen & Katz | Aug 2009 | Text search only | 62 | 1.60 | 0.00 | 0.83 |
| Mark A. HarrisMcDermott Will & Emery | May 2009 | Text search only | 7 | 2.12 | 0.00 | 0.00 |
| Steven J. GavinWinston & Strawn | May 2009 | Text search only | 30 | 1.15 | 0.00 | 1.23 |