DAEGIS INC. DAEG (last ticker on record)
CIK 880562Its SEC filings (opens in a new tab)
- SEC/DOJ scrutiny
- Restatement
- Delisting notice (not a red flag)
- Restructuring
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 3
- Newest began Jun 2015
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 7
- Linked to 5 or more companies
- Lawyers
- 9
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K/A (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
- SEC enforcement releaseSEC release (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Cleary Gottlieb Steen & HamiltonFirst linked Nov 2015 · Named in a filing · 741 linked companiesSEC/DOJ scrutiny 1.31× · Went dark 0.12× · 95% wipeout 0.76×
- Locke LordFirst linked Oct 2015 · Named in a filing · 179 linked companiesSEC/DOJ scrutiny 1.70× · Went dark 0.54× · 95% wipeout 1.00×
- K&L GatesFirst linked Apr 2009 · Named in SEC correspondence · 723 linked companiesSEC/DOJ scrutiny 1.06× · Went dark 1.35× · 95% wipeout 1.18×
- Wiggin and DanaFirst linked Apr 2009 · Named in SEC correspondence · 56 linked companiesSEC/DOJ scrutiny 0.82× · Went dark 0.30× · 95% wipeout 1.37×
- DLA PiperFirst linked Aug 1998 · Named in SEC correspondence · 1,184 linked companiesSEC/DOJ scrutiny 1.00× · Went dark 0.45× · 95% wipeout 1.20×
- Baker & McKenzieFirst linked May 1996 · Named in SEC correspondence · 587 linked companiesSEC/DOJ scrutiny 1.07× · Went dark 0.72× · 95% wipeout 1.00×
- Piper RudnickFirst linked Oct 2005 · Text search only · 183 linked companiesSEC/DOJ scrutiny 1.09× · Went dark 0.37× · 95% wipeout 0.82×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Cleary Gottlieb Steen & Hamilton | Nov 2015 | Named in a filing | 741 | 1.31 | 0.12 | 0.76 |
| Locke Lord | Oct 2015 | Named in a filing | 179 | 1.70 | 0.54 | 1.00 |
| K&L Gates | Apr 2009 | Named in SEC correspondence | 723 | 1.06 | 1.35 | 1.18 |
| Wiggin and Dana | Apr 2009 | Named in SEC correspondence | 56 | 0.82 | 0.30 | 1.37 |
| DLA Piper | Aug 1998 | Named in SEC correspondence | 1,184 | 1.00 | 0.45 | 1.20 |
| Baker & McKenzie | May 1996 | Named in SEC correspondence | 587 | 1.07 | 0.72 | 1.00 |
| Piper Rudnick | Oct 2005 | Text search only | 183 | 1.09 | 0.37 | 0.82 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Neil Q. WhoriskeyCleary Gottlieb Steen & HamiltonFirst linked Nov 2015 · Named in a filing · 25 linked companiesSEC/DOJ scrutiny 1.90× · Went dark 0.00× · 95% wipeout 0.39×
- Eugene W. McDermott Jr.Locke LordFirst linked Oct 2015 · Named in a filing · 12 linked companiesSEC/DOJ scrutiny 0.55× · Went dark 0.00× · 95% wipeout 0.00×
- GILLES S. ATTIAGraham & James LLPFirst linked Oct 2011 · Named in SEC correspondence · 5 linked companiesSEC/DOJ scrutiny 1.76× · Went dark 0.00× · 95% wipeout 3.34×
- Sanjay M. ShirodkarDLA PiperFirst linked Dec 2010 · Named in SEC correspondence · 17 linked companiesSEC/DOJ scrutiny 0.71× · Went dark 0.00× · 95% wipeout 0.92×
- Jude M. SullivanHoward and HowardFirst linked Apr 2009 · Named in SEC correspondence · 8 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
- Michael GrundeiWiggin and DanaFirst linked Apr 2009 · Named in SEC correspondence · 22 linked companiesSEC/DOJ scrutiny 0.39× · Went dark 0.00× · 95% wipeout 1.34×
- KEVIN A. COYLEDLA PiperFirst linked Jul 2005 · Named in SEC correspondence · 5 linked companiesSEC/DOJ scrutiny 3.99× · Went dark 0.00× · 95% wipeout 4.36×
- PAUL A. BLUMENSTEINDLA PiperFirst linked Mar 2000 · Named in a filing · 9 linked companiesSEC/DOJ scrutiny 2.25× · Went dark 1.54× · 95% wipeout 0.00×
- Peter M. AstizDLA PiperFirst linked May 1996 · Named in SEC correspondence · 22 linked companiesSEC/DOJ scrutiny 1.51× · Went dark 0.77× · 95% wipeout 1.41×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Neil Q. WhoriskeyCleary Gottlieb Steen & Hamilton | Nov 2015 | Named in a filing | 25 | 1.90 | 0.00 | 0.39 |
| Eugene W. McDermott Jr.Locke Lord | Oct 2015 | Named in a filing | 12 | 0.55 | 0.00 | 0.00 |
| GILLES S. ATTIAGraham & James LLP | Oct 2011 | Named in SEC correspondence | 5 | 1.76 | 0.00 | 3.34 |
| Sanjay M. ShirodkarDLA Piper | Dec 2010 | Named in SEC correspondence | 17 | 0.71 | 0.00 | 0.92 |
| Jude M. SullivanHoward and Howard | Apr 2009 | Named in SEC correspondence | 8 | 0.00 | 0.00 | 0.00 |
| Michael GrundeiWiggin and Dana | Apr 2009 | Named in SEC correspondence | 22 | 0.39 | 0.00 | 1.34 |
| KEVIN A. COYLEDLA Piper | Jul 2005 | Named in SEC correspondence | 5 | 3.99 | 0.00 | 4.36 |
| PAUL A. BLUMENSTEINDLA Piper | Mar 2000 | Named in a filing | 9 | 2.25 | 1.54 | 0.00 |
| Peter M. AstizDLA Piper | May 1996 | Named in SEC correspondence | 22 | 1.51 | 0.77 | 1.41 |