SAFEGUARD SCIENTIFICS INC SFE (last ticker on record)
CIK 86115Its SEC filings (opens in a new tab)
- 95% wipeout
- Restructuring
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 2
- Newest began Jan 2018
- Largest fall in its shares
- 99%
- Mar 2000 to Feb 2024
- Law firms
- 2
- Linked to 5 or more companies
- Lawyers
- 4
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Debt accelerated (Item 2.04)Form 8-K/A (opens in a new tab)
- Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)
- Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)
- Shares down 95% from their high
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Blank RomeFirst linked Sep 2021 · Named in SEC correspondence · 348 linked companiesSEC/DOJ scrutiny 1.04× · Went dark 0.79× · 95% wipeout 1.36×
- Morgan LewisFirst linked Sep 1999 · Named in SEC correspondence · 1,028 linked companiesSEC/DOJ scrutiny 1.18× · Went dark 0.31× · 95% wipeout 1.02×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Blank Rome | Sep 2021 | Named in SEC correspondence | 348 | 1.04 | 0.79 | 1.36 |
| Morgan Lewis | Sep 1999 | Named in SEC correspondence | 1,028 | 1.18 | 0.31 | 1.02 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Alan H. LieblichBlank RomeFirst linked Sep 2021 · Named in a filing · 11 linked companiesSEC/DOJ scrutiny 0.83× · Went dark 1.58× · 95% wipeout 1.48×
- Richard B. AldridgeMorgan LewisFirst linked Apr 2004 · Named in SEC correspondence · 17 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.36×
- N. JEFFREY KLAUDERMorgan LewisFirst linked Sep 1999 · Named in a filing · 9 linked companiesSEC/DOJ scrutiny 0.57× · Went dark 0.00× · 95% wipeout 0.97×
- JAMES A. OUNSWORTHFirst linked Apr 1999 · Named in a filing · 10 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.82×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Alan H. LieblichBlank Rome | Sep 2021 | Named in a filing | 11 | 0.83 | 1.58 | 1.48 |
| Richard B. AldridgeMorgan Lewis | Apr 2004 | Named in SEC correspondence | 17 | 0.00 | 0.00 | 0.36 |
| N. JEFFREY KLAUDERMorgan Lewis | Sep 1999 | Named in a filing | 9 | 0.57 | 0.00 | 0.97 |
| JAMES A. OUNSWORTH | Apr 1999 | Named in a filing | 10 | 0.00 | 0.00 | 0.82 |