SUMMIT FINANCIAL GROUP, INC. SMMF (last ticker on record)
CIK 811808Its SEC filings (opens in a new tab)
- Restructuring
- Restatement
- SEC/DOJ scrutiny
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 3
- Newest began Mar 2019
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 5
- Linked to 5 or more companies
- Lawyers
- 4
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- SEC administrative actionSEC order (opens in a new tab)
- SEC administrative proceedingSEC order (opens in a new tab)
- SEC administrative actionSEC order (opens in a new tab)
- SEC administrative proceedingSEC order (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Troutman Pepper Hamilton Sanders LLPFirst linked Feb 2022 · Named in a filing · 154 linked companiesSEC/DOJ scrutiny 1.18× · Went dark 0.00× · 95% wipeout 1.15×
- Hunton Andrews Kurth LLPFirst linked Oct 2019 · Named in SEC correspondence · 161 linked companiesSEC/DOJ scrutiny 1.26× · Went dark 0.00× · 95% wipeout 0.83×
- Hunton & WilliamsFirst linked Oct 2007 · Named in SEC correspondence · 404 linked companiesSEC/DOJ scrutiny 1.06× · Went dark 0.36× · 95% wipeout 0.65×
- Bowles RiceFirst linked Dec 1997 · Named in SEC correspondence · 22 linked companiesSEC/DOJ scrutiny 1.59× · Went dark 1.30× · 95% wipeout 1.40×
- Pepper HamiltonFirst linked Feb 2022 · Text search only · 340 linked companiesSEC/DOJ scrutiny 1.03× · Went dark 0.35× · 95% wipeout 1.13×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Troutman Pepper Hamilton Sanders LLP | Feb 2022 | Named in a filing | 154 | 1.18 | 0.00 | 1.15 |
| Hunton Andrews Kurth LLP | Oct 2019 | Named in SEC correspondence | 161 | 1.26 | 0.00 | 0.83 |
| Hunton & Williams | Oct 2007 | Named in SEC correspondence | 404 | 1.06 | 0.36 | 0.65 |
| Bowles Rice | Dec 1997 | Named in SEC correspondence | 22 | 1.59 | 1.30 | 1.40 |
| Pepper Hamilton | Feb 2022 | Text search only | 340 | 1.03 | 0.35 | 1.13 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Peter G. WeinstockHunton Andrews Kurth LLPFirst linked Sep 2016 · Named in SEC correspondence · 27 linked companiesSEC/DOJ scrutiny 0.38× · Went dark 0.00× · 95% wipeout 0.43×
- Lowell W. HarrisonFenimore Kay Harrison LLPFirst linked May 2010 · Named in a filing · 5 linked companiesSEC/DOJ scrutiny 1.49× · Went dark 0.00× · 95% wipeout 0.00×
- GEORGE W. MURPHY JR.Bowles RiceFirst linked Oct 2007 · Named in a filing · 5 linked companiesSEC/DOJ scrutiny 2.23× · Went dark 0.00× · 95% wipeout 0.00×
- Sandra M. MurphyBowles RiceFirst linked Dec 1997 · Named in SEC correspondence · 9 linked companiesSEC/DOJ scrutiny 1.53× · Went dark 0.00× · 95% wipeout 0.00×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Peter G. WeinstockHunton Andrews Kurth LLP | Sep 2016 | Named in SEC correspondence | 27 | 0.38 | 0.00 | 0.43 |
| Lowell W. HarrisonFenimore Kay Harrison LLP | May 2010 | Named in a filing | 5 | 1.49 | 0.00 | 0.00 |
| GEORGE W. MURPHY JR.Bowles Rice | Oct 2007 | Named in a filing | 5 | 2.23 | 0.00 | 0.00 |
| Sandra M. MurphyBowles Rice | Dec 1997 | Named in SEC correspondence | 9 | 1.53 | 0.00 | 0.00 |