Duke Energy Indiana, LLC
CIK 81020Its SEC filings (opens in a new tab)
- SEC/DOJ scrutiny
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Aug 2015
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 2
- Linked to 5 or more companies
- Lawyers
- 4
- Linked to 5 or more companies
What happened
- A filing mentions a grand jury subpoenaForm 10-Q (opens in a new tab)
- A filing mentions a grand jury subpoenaForm 10-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Taft Stettinius & HollisterFirst linked Apr 1999 · Named in a filing · 94 linked companiesSEC/DOJ scrutiny 1.64× · Went dark 0.31× · 95% wipeout 0.69×
- Davis PolkFirst linked Feb 2003 · Text search only · 1,694 linked companiesSEC/DOJ scrutiny 1.26× · Went dark 0.06× · 95% wipeout 1.02×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Taft Stettinius & Hollister | Apr 1999 | Named in a filing | 94 | 1.64 | 0.31 | 0.69 |
| Davis Polk | Feb 2003 | Text search only | 1,694 | 1.26 | 0.06 | 1.02 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- TIMOTHY E. HOBERGTaft Stettinius & HollisterFirst linked Oct 2001 · Named in a filing · 11 linked companiesSEC/DOJ scrutiny 2.21× · Went dark 0.00× · 95% wipeout 0.00×
- Charles S. Whitman IIISullivan & CromwellFirst linked Apr 1999 · Named in a filing · 9 linked companiesSEC/DOJ scrutiny 3.92× · Went dark 0.00× · 95% wipeout 0.00×
- Richard G. BeachFirst linked Feb 2004 · Text search only · 5 linked companiesSEC/DOJ scrutiny 2.90× · Went dark 0.00× · 95% wipeout 0.00×
- Paul L. ReynoldsGRAYDON, HEAD & RITCHEYFirst linked Feb 2003 · Text search only · 7 linked companiesSEC/DOJ scrutiny 2.76× · Went dark 0.00× · 95% wipeout 1.31×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| TIMOTHY E. HOBERGTaft Stettinius & Hollister | Oct 2001 | Named in a filing | 11 | 2.21 | 0.00 | 0.00 |
| Charles S. Whitman IIISullivan & Cromwell | Apr 1999 | Named in a filing | 9 | 3.92 | 0.00 | 0.00 |
| Richard G. Beach | Feb 2004 | Text search only | 5 | 2.90 | 0.00 | 0.00 |
| Paul L. ReynoldsGRAYDON, HEAD & RITCHEY | Feb 2003 | Text search only | 7 | 2.76 | 0.00 | 1.31 |