CONNING INC.
CIK 801051Its SEC filings (opens in a new tab)
NoneThese figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 3
- Linked to 5 or more companies
- Lawyers
- 4
- Linked to 5 or more companies
What happened
No red flag or SEC or Justice Department event on record.
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Wachtell Lipton Rosen & KatzFirst linked Mar 2000 · Named in a filing · 889 linked companiesSEC/DOJ scrutiny 1.29× · Went dark 0.07× · 95% wipeout 0.59×
- Paul HastingsFirst linked Mar 2000 · Named in a filing · 768 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 0.72× · 95% wipeout 1.08×
- Bryan CaveFirst linked Sep 1997 · Named in a filing · 471 linked companiesSEC/DOJ scrutiny 1.08× · Went dark 0.76× · 95% wipeout 0.98×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Wachtell Lipton Rosen & Katz | Mar 2000 | Named in a filing | 889 | 1.29 | 0.07 | 0.59 |
| Paul Hastings | Mar 2000 | Named in a filing | 768 | 0.98 | 0.72 | 1.08 |
| Bryan Cave | Sep 1997 | Named in a filing | 471 | 1.08 | 0.76 | 0.98 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Adam O. EmmerichWachtell Lipton Rosen & KatzFirst linked Mar 2000 · Named in a filing · 91 linked companiesSEC/DOJ scrutiny 1.14× · Went dark 0.00× · 95% wipeout 0.64×
- THOMAS L. FAIRFIELDLeBoeuf, Lamb, Greene & MacRae, L.L.P.First linked Mar 2000 · Named in a filing · 5 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
- James L. Nouss Jr.Bryan CaveFirst linked Sep 1997 · Named in a filing · 5 linked companiesSEC/DOJ scrutiny 1.07× · Went dark 0.00× · 95% wipeout 1.20×
- R. Randall WangBryan CaveFirst linked Sep 1997 · Named in a filing · 28 linked companiesSEC/DOJ scrutiny 1.34× · Went dark 0.00× · 95% wipeout 1.37×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Adam O. EmmerichWachtell Lipton Rosen & Katz | Mar 2000 | Named in a filing | 91 | 1.14 | 0.00 | 0.64 |
| THOMAS L. FAIRFIELDLeBoeuf, Lamb, Greene & MacRae, L.L.P. | Mar 2000 | Named in a filing | 5 | 0.00 | 0.00 | 0.00 |
| James L. Nouss Jr.Bryan Cave | Sep 1997 | Named in a filing | 5 | 1.07 | 0.00 | 1.20 |
| R. Randall WangBryan Cave | Sep 1997 | Named in a filing | 28 | 1.34 | 0.00 | 1.37 |