SOUND ADVICE INC SUND_OLD (last ticker on record)
CIK 793971Its SEC filings (opens in a new tab)
- SEC/DOJ scrutiny
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Mar 1997
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 2
- Linked to 5 or more companies
- Lawyers
- 2
- Linked to 5 or more companies
What happened
- SEC administrative actionSEC order (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Goulston & StorrsFirst linked Jun 2001 · Named in a filing · 86 linked companiesSEC/DOJ scrutiny 0.90× · Went dark 0.34× · 95% wipeout 1.29×
- Greenberg TraurigFirst linked Sep 2000 · Named in a filing · 1,224 linked companiesSEC/DOJ scrutiny 1.01× · Went dark 1.03× · 95% wipeout 1.12×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Goulston & Storrs | Jun 2001 | Named in a filing | 86 | 0.90 | 0.34 | 1.29 |
| Greenberg Traurig | Sep 2000 | Named in a filing | 1,224 | 1.01 | 1.03 | 1.12 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- GARY EPSTEINGreenberg TraurigFirst linked May 2000 · Named in a filing · 25 linked companiesSEC/DOJ scrutiny 0.87× · Went dark 0.63× · 95% wipeout 1.20×
- ALAN D. AXELRODBilzin Sumberg Baena Price & AxelrodFirst linked May 1997 · Named in a filing · 5 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| GARY EPSTEINGreenberg Traurig | May 2000 | Named in a filing | 25 | 0.87 | 0.63 | 1.20 |
| ALAN D. AXELRODBilzin Sumberg Baena Price & Axelrod | May 1997 | Named in a filing | 5 | 0.00 | 0.00 | 0.00 |