OPPENHEIMER HOLDINGS INC OPY (last ticker on record)
CIK 791963Its SEC filings (opens in a new tab)
- Restatement
- SEC/DOJ scrutiny
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 2
- Newest began Jul 2022
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 10
- Linked to 5 or more companies
- Lawyers
- 3
- Linked to 5 or more companies
What happened
- A filing mentions a Wells noticeForm 10-Q (opens in a new tab)
- A filing mentions a Wells noticeForm 10-Q (opens in a new tab)
- A filing mentions a Wells noticeForm 10-Q (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K/A (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Fox Rothschild LLPFirst linked Jan 2024 · Named in a filing · 149 linked companiesSEC/DOJ scrutiny 0.92× · Went dark 1.38× · 95% wipeout 0.90×
- Schnader Harrison Segal & LewisFirst linked Apr 2012 · Named in a filing · 54 linked companiesSEC/DOJ scrutiny 1.05× · Went dark 0.64× · 95% wipeout 1.02×
- Skadden, Arps, Slate, Meagher & Flom LLPFirst linked Jun 2011 · Named in SEC correspondence · 2,607 linked companiesSEC/DOJ scrutiny 1.15× · Went dark 0.19× · 95% wipeout 0.85×
- Bingham McCutchenFirst linked Mar 2009 · Named in a filing · 291 linked companiesSEC/DOJ scrutiny 0.94× · Went dark 0.38× · 95% wipeout 1.06×
- Borden Ladner Gervais LLPFirst linked Dec 2002 · Named in a filing · 78 linked companiesSEC/DOJ scrutiny 0.46× · Went dark 0.00× · 95% wipeout 1.25×
- Shearman & SterlingFirst linked Jun 2011 · Text search only · 2,649 linked companiesSEC/DOJ scrutiny 1.21× · Went dark 0.13× · 95% wipeout 0.87×
- Richards, Layton & Finger, P.A.First linked Mar 2009 · Text search only · 995 linked companiesSEC/DOJ scrutiny 1.46× · Went dark 0.37× · 95% wipeout 0.80×
- Seyfarth ShawFirst linked Mar 2009 · Text search only · 102 linked companiesSEC/DOJ scrutiny 1.57× · Went dark 1.38× · 95% wipeout 1.25×
- Thelen LLPFirst linked Mar 2009 · Text search only · 22 linked companiesSEC/DOJ scrutiny 1.16× · Went dark 2.33× · 95% wipeout 1.31×
- Thelen Reid Brown Raysman & Steiner LLPFirst linked Mar 2009 · Text search only · 54 linked companiesSEC/DOJ scrutiny 0.75× · Went dark 1.63× · 95% wipeout 1.56×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Fox Rothschild LLP | Jan 2024 | Named in a filing | 149 | 0.92 | 1.38 | 0.90 |
| Schnader Harrison Segal & Lewis | Apr 2012 | Named in a filing | 54 | 1.05 | 0.64 | 1.02 |
| Skadden, Arps, Slate, Meagher & Flom LLP | Jun 2011 | Named in SEC correspondence | 2,607 | 1.15 | 0.19 | 0.85 |
| Bingham McCutchen | Mar 2009 | Named in a filing | 291 | 0.94 | 0.38 | 1.06 |
| Borden Ladner Gervais LLP | Dec 2002 | Named in a filing | 78 | 0.46 | 0.00 | 1.25 |
| Shearman & Sterling | Jun 2011 | Text search only | 2,649 | 1.21 | 0.13 | 0.87 |
| Richards, Layton & Finger, P.A. | Mar 2009 | Text search only | 995 | 1.46 | 0.37 | 0.80 |
| Seyfarth Shaw | Mar 2009 | Text search only | 102 | 1.57 | 1.38 | 1.25 |
| Thelen LLP | Mar 2009 | Text search only | 22 | 1.16 | 2.33 | 1.31 |
| Thelen Reid Brown Raysman & Steiner LLP | Mar 2009 | Text search only | 54 | 0.75 | 1.63 | 1.56 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Michael J. SchwartzSkadden, Arps, Slate, Meagher & Flom LLPFirst linked Aug 2017 · Named in SEC correspondence · 34 linked companiesSEC/DOJ scrutiny 2.19× · Went dark 0.00× · 95% wipeout 1.62×
- Richard B. AftanasSkadden, Arps, Slate, Meagher & Flom LLPFirst linked Jun 2011 · Named in SEC correspondence · 91 linked companiesSEC/DOJ scrutiny 0.94× · Went dark 0.00× · 95% wipeout 0.90×
- Floyd I. WittlinBingham McCutchenFirst linked Mar 2009 · Named in a filing · 31 linked companiesSEC/DOJ scrutiny 0.28× · Went dark 0.34× · 95% wipeout 1.14×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Michael J. SchwartzSkadden, Arps, Slate, Meagher & Flom LLP | Aug 2017 | Named in SEC correspondence | 34 | 2.19 | 0.00 | 1.62 |
| Richard B. AftanasSkadden, Arps, Slate, Meagher & Flom LLP | Jun 2011 | Named in SEC correspondence | 91 | 0.94 | 0.00 | 0.90 |
| Floyd I. WittlinBingham McCutchen | Mar 2009 | Named in a filing | 31 | 0.28 | 0.34 | 1.14 |