Beam Suntory Inc. BEAM (last ticker on record)
CIK 789073Its SEC filings (opens in a new tab)
- Restructuring
- Delisting notice (not a red flag)
- SEC/DOJ scrutiny
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 2
- Newest began Apr 2023
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 5
- Linked to 5 or more companies
- Lawyers
- 5
- Linked to 5 or more companies
What happened
- SEC administrative actionSEC order (opens in a new tab)
- SEC administrative proceedingSEC order (opens in a new tab)
- A Justice Department statement names it, an officer or its stockJustice Department (opens in a new tab)
- A Justice Department statement names it, an officer or its stockJustice Department (opens in a new tab)
- SEC administrative proceedingSEC order (opens in a new tab)
- SEC enforcement releaseSEC release (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Sidley AustinFirst linked Apr 2011 · Named in a filing · 1,210 linked companiesSEC/DOJ scrutiny 1.30× · Went dark 0.14× · 95% wipeout 0.93×
- Mayer BrownFirst linked Feb 2006 · Named in a filing · 680 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 0.34× · 95% wipeout 0.94×
- Winston & StrawnFirst linked Apr 2005 · Named in SEC correspondence · 585 linked companiesSEC/DOJ scrutiny 1.18× · Went dark 0.60× · 95% wipeout 1.02×
- Chadbourne & ParkeFirst linked Apr 1995 · Named in SEC correspondence · 110 linked companiesSEC/DOJ scrutiny 1.64× · Went dark 0.62× · 95% wipeout 0.87×
- Davis PolkFirst linked Mar 2004 · Text search only · 1,694 linked companiesSEC/DOJ scrutiny 1.26× · Went dark 0.06× · 95% wipeout 1.02×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Sidley Austin | Apr 2011 | Named in a filing | 1,210 | 1.30 | 0.14 | 0.93 |
| Mayer Brown | Feb 2006 | Named in a filing | 680 | 0.98 | 0.34 | 0.94 |
| Winston & Strawn | Apr 2005 | Named in SEC correspondence | 585 | 1.18 | 0.60 | 1.02 |
| Chadbourne & Parke | Apr 1995 | Named in SEC correspondence | 110 | 1.64 | 0.62 | 0.87 |
| Davis Polk | Mar 2004 | Text search only | 1,694 | 1.26 | 0.06 | 1.02 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- John P. KelshSidley AustinFirst linked Apr 2011 · Named in a filing · 10 linked companiesSEC/DOJ scrutiny 1.52× · Went dark 0.00× · 95% wipeout 1.29×
- Steven J. GavinWinston & StrawnFirst linked May 2006 · Named in a filing · 30 linked companiesSEC/DOJ scrutiny 1.15× · Went dark 0.00× · 95% wipeout 1.29×
- John L. MacCarthyWinston & StrawnFirst linked Apr 2005 · Named in a filing · 5 linked companiesSEC/DOJ scrutiny 3.61× · Went dark 0.00× · 95% wipeout 1.79×
- Edward P. SmithChadbourne & ParkeFirst linked Apr 1999 · Named in a filing · 6 linked companiesSEC/DOJ scrutiny 2.61× · Went dark 0.00× · 95% wipeout 1.72×
- A. ROBERT COLBYChadbourne & ParkeFirst linked Mar 2004 · Text search only · 5 linked companiesSEC/DOJ scrutiny 1.45× · Went dark 0.00× · 95% wipeout 0.00×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| John P. KelshSidley Austin | Apr 2011 | Named in a filing | 10 | 1.52 | 0.00 | 1.29 |
| Steven J. GavinWinston & Strawn | May 2006 | Named in a filing | 30 | 1.15 | 0.00 | 1.29 |
| John L. MacCarthyWinston & Strawn | Apr 2005 | Named in a filing | 5 | 3.61 | 0.00 | 1.79 |
| Edward P. SmithChadbourne & Parke | Apr 1999 | Named in a filing | 6 | 2.61 | 0.00 | 1.72 |
| A. ROBERT COLBYChadbourne & Parke | Mar 2004 | Text search only | 5 | 1.45 | 0.00 | 0.00 |