National Investment Managers Inc. NIVM (last ticker on record)
CIK 770461Its SEC filings (opens in a new tab)
NoneThese figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 4
- Linked to 5 or more companies
- Lawyers
- 3
- Linked to 5 or more companies
What happened
No red flag or SEC or Justice Department event on record.
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Sichenzia Ross Ference LLPFirst linked Oct 2005 · Named in a filing · 1,005 linked companiesSEC/DOJ scrutiny 1.27× · Went dark 1.62× · 95% wipeout 1.31×
- Cohen Tauber Spievack & WagnerFirst linked Apr 2005 · Named in a filing · 11 linked companiesSEC/DOJ scrutiny 0.62× · Went dark 0.00× · 95% wipeout 1.13×
- Jones DayFirst linked Apr 2005 · Text search only · 685 linked companiesSEC/DOJ scrutiny 1.25× · Went dark 0.55× · 95% wipeout 1.11×
- Kramer Levin NaftalisFirst linked Apr 2005 · Text search only · 304 linked companiesSEC/DOJ scrutiny 0.95× · Went dark 0.68× · 95% wipeout 1.13×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Sichenzia Ross Ference LLP | Oct 2005 | Named in a filing | 1,005 | 1.27 | 1.62 | 1.31 |
| Cohen Tauber Spievack & Wagner | Apr 2005 | Named in a filing | 11 | 0.62 | 0.00 | 1.13 |
| Jones Day | Apr 2005 | Text search only | 685 | 1.25 | 0.55 | 1.11 |
| Kramer Levin Naftalis | Apr 2005 | Text search only | 304 | 0.95 | 0.68 | 1.13 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Gregory SichenziaSichenzia Ross Ference LLPFirst linked Oct 2005 · Named in a filing · 267 linked companiesSEC/DOJ scrutiny 1.06× · Went dark 1.46× · 95% wipeout 1.35×
- Stephen M. FlemingStephen M. FlemingFirst linked Oct 2005 · Named in a filing · 84 linked companiesSEC/DOJ scrutiny 1.08× · Went dark 1.16× · 95% wipeout 1.09×
- Adam SteinCohen Tauber Spievack & WagnerFirst linked Apr 2005 · Named in a filing · 6 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 1.14×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Gregory SichenziaSichenzia Ross Ference LLP | Oct 2005 | Named in a filing | 267 | 1.06 | 1.46 | 1.35 |
| Stephen M. FlemingStephen M. Fleming | Oct 2005 | Named in a filing | 84 | 1.08 | 1.16 | 1.09 |
| Adam SteinCohen Tauber Spievack & Wagner | Apr 2005 | Named in a filing | 6 | 0.00 | 0.00 | 1.14 |