SEROLOGICALS CORP SERO (last ticker on record)
CIK 767673Its SEC filings (opens in a new tab)
- SEC/DOJ scrutiny
- Restructuring
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 2
- Newest began Jan 2006
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 3
- Linked to 5 or more companies
- Lawyers
- 2
- Linked to 5 or more companies
What happened
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
- SEC administrative proceedingSEC order (opens in a new tab)
- SEC enforcement releaseSEC release (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- King & SpaldingFirst linked Apr 2003 · Named in a filing · 426 linked companiesSEC/DOJ scrutiny 1.28× · Went dark 0.35× · 95% wipeout 1.04×
- SWIDLER & BERLIN, CHARTEREDFirst linked Oct 1999 · Named in a filing · 78 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 1.75× · 95% wipeout 1.36×
- Shereff, Friedman, Hoffman & Goodman, LLPFirst linked May 1996 · Named in SEC correspondence · 20 linked companiesSEC/DOJ scrutiny 0.52× · Went dark 1.67× · 95% wipeout 0.96×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| King & Spalding | Apr 2003 | Named in a filing | 426 | 1.28 | 0.35 | 1.04 |
| SWIDLER & BERLIN, CHARTERED | Oct 1999 | Named in a filing | 78 | 0.98 | 1.75 | 1.36 |
| Shereff, Friedman, Hoffman & Goodman, LLP | May 1996 | Named in SEC correspondence | 20 | 0.52 | 1.67 | 0.96 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Alexander G. SimpsonKing & SpaldingFirst linked Jul 2004 · Named in a filing · 5 linked companiesSEC/DOJ scrutiny 0.90× · Went dark 0.00× · 95% wipeout 0.00×
- David S. RosenthalDechert LLPFirst linked May 1996 · Named in SEC correspondence · 28 linked companiesSEC/DOJ scrutiny 1.35× · Went dark 0.88× · 95% wipeout 1.30×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Alexander G. SimpsonKing & Spalding | Jul 2004 | Named in a filing | 5 | 0.90 | 0.00 | 0.00 |
| David S. RosenthalDechert LLP | May 1996 | Named in SEC correspondence | 28 | 1.35 | 0.88 | 1.30 |