CAPSTEAD MORTGAGE CORP CMO (last ticker on record)
CIK 766701Its SEC filings (opens in a new tab)
- Restatement
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Dec 2008
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 5
- Linked to 5 or more companies
- Lawyers
- 3
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Hunton Andrews Kurth LLPFirst linked Dec 2020 · Named in SEC correspondence · 161 linked companiesSEC/DOJ scrutiny 1.26× · Went dark 0.00× · 95% wipeout 0.83×
- Hogan Lovells US LLPFirst linked Apr 2011 · Named in a filing · 487 linked companiesSEC/DOJ scrutiny 0.96× · Went dark 0.26× · 95% wipeout 0.85×
- Hogan & HartsonFirst linked Jun 2001 · Named in a filing · 390 linked companiesSEC/DOJ scrutiny 1.03× · Went dark 0.30× · 95% wipeout 1.18×
- Andrews Kurth LLPFirst linked Feb 1994 · Named in SEC correspondence · 398 linked companiesSEC/DOJ scrutiny 1.27× · Went dark 0.35× · 95% wipeout 1.30×
- Piper & Marbury L.L.P.First linked Feb 1994 · Named in SEC correspondence · 143 linked companiesSEC/DOJ scrutiny 1.05× · Went dark 1.33× · 95% wipeout 0.89×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Hunton Andrews Kurth LLP | Dec 2020 | Named in SEC correspondence | 161 | 1.26 | 0.00 | 0.83 |
| Hogan Lovells US LLP | Apr 2011 | Named in a filing | 487 | 0.96 | 0.26 | 0.85 |
| Hogan & Hartson | Jun 2001 | Named in a filing | 390 | 1.03 | 0.30 | 1.18 |
| Andrews Kurth LLP | Feb 1994 | Named in SEC correspondence | 398 | 1.27 | 0.35 | 1.30 |
| Piper & Marbury L.L.P. | Feb 1994 | Named in SEC correspondence | 143 | 1.05 | 1.33 | 0.89 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Michael E. McTiernanHogan Lovells US LLPFirst linked Oct 2021 · Named in a filing · 15 linked companiesSEC/DOJ scrutiny 1.20× · Went dark 0.00× · 95% wipeout 0.00×
- James V. DavidsonHunton Andrews Kurth LLPFirst linked Dec 2020 · Named in SEC correspondence · 11 linked companiesSEC/DOJ scrutiny 1.04× · Went dark 0.00× · 95% wipeout 0.84×
- DAVID BARBOURAndrews Kurth LLPFirst linked Feb 1994 · Named in SEC correspondence · 8 linked companiesSEC/DOJ scrutiny 1.36× · Went dark 0.00× · 95% wipeout 1.96×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Michael E. McTiernanHogan Lovells US LLP | Oct 2021 | Named in a filing | 15 | 1.20 | 0.00 | 0.00 |
| James V. DavidsonHunton Andrews Kurth LLP | Dec 2020 | Named in SEC correspondence | 11 | 1.04 | 0.00 | 0.84 |
| DAVID BARBOURAndrews Kurth LLP | Feb 1994 | Named in SEC correspondence | 8 | 1.36 | 0.00 | 1.96 |