CITIZENS FINANCIAL GROUP INC/RI CFG (last ticker on record)
CIK 759944Its SEC filings (opens in a new tab)
NoneThese figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 8
- Linked to 5 or more companies
- Lawyers
- 5
- Linked to 5 or more companies
What happened
No red flag or SEC or Justice Department event on record.
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Sullivan & CromwellFirst linked Dec 2015 · Named in SEC correspondence · 1,047 linked companiesSEC/DOJ scrutiny 1.40× · Went dark 0.15× · 95% wipeout 0.69×
- Cleary Gottlieb Steen & HamiltonFirst linked May 2014 · Named in SEC correspondence · 741 linked companiesSEC/DOJ scrutiny 1.31× · Went dark 0.12× · 95% wipeout 0.76×
- Davis PolkFirst linked May 2014 · Named in SEC correspondence · 1,694 linked companiesSEC/DOJ scrutiny 1.26× · Went dark 0.06× · 95% wipeout 1.02×
- Shearman & SterlingFirst linked Apr 2021 · Text search only · 2,649 linked companiesSEC/DOJ scrutiny 1.21× · Went dark 0.13× · 95% wipeout 0.87×
- Cadwalader Wickersham & TaftFirst linked Mar 2015 · Text search only · 305 linked companiesSEC/DOJ scrutiny 1.14× · Went dark 0.24× · 95% wipeout 0.95×
- CMS Cameron McKennaFirst linked Sep 2014 · Text search only · 32 linked companiesSEC/DOJ scrutiny 0.53× · Went dark 0.00× · 95% wipeout 0.78×
- Ashurst LLPFirst linked Aug 2014 · Text search only · 22 linked companiesSEC/DOJ scrutiny 0.89× · Went dark 0.00× · 95% wipeout 0.00×
- Linklaters LLPFirst linked Aug 2014 · Text search only · 156 linked companiesSEC/DOJ scrutiny 1.05× · Went dark 0.00× · 95% wipeout 0.63×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Sullivan & Cromwell | Dec 2015 | Named in SEC correspondence | 1,047 | 1.40 | 0.15 | 0.69 |
| Cleary Gottlieb Steen & Hamilton | May 2014 | Named in SEC correspondence | 741 | 1.31 | 0.12 | 0.76 |
| Davis Polk | May 2014 | Named in SEC correspondence | 1,694 | 1.26 | 0.06 | 1.02 |
| Shearman & Sterling | Apr 2021 | Text search only | 2,649 | 1.21 | 0.13 | 0.87 |
| Cadwalader Wickersham & Taft | Mar 2015 | Text search only | 305 | 1.14 | 0.24 | 0.95 |
| CMS Cameron McKenna | Sep 2014 | Text search only | 32 | 0.53 | 0.00 | 0.78 |
| Ashurst LLP | Aug 2014 | Text search only | 22 | 0.89 | 0.00 | 0.00 |
| Linklaters LLP | Aug 2014 | Text search only | 156 | 1.05 | 0.00 | 0.63 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Mitchell S. EitelSullivan & CromwellFirst linked Sep 2021 · Named in SEC correspondence · 29 linked companiesSEC/DOJ scrutiny 1.87× · Went dark 0.00× · 95% wipeout 0.49×
- Robert W. DownesSullivan & CromwellFirst linked Oct 2018 · Named in SEC correspondence · 58 linked companiesSEC/DOJ scrutiny 1.62× · Went dark 0.82× · 95% wipeout 0.52×
- Jean M. McLoughlinDavis PolkFirst linked Sep 2014 · Named in a filing · 24 linked companiesSEC/DOJ scrutiny 1.27× · Went dark 0.00× · 95% wipeout 0.41×
- Leslie N. SilvermanCleary Gottlieb Steen & HamiltonFirst linked May 2014 · Named in SEC correspondence · 29 linked companiesSEC/DOJ scrutiny 1.90× · Went dark 0.00× · 95% wipeout 1.55×
- Nicholas A. KronfeldDavis PolkFirst linked May 2014 · Named in SEC correspondence · 27 linked companiesSEC/DOJ scrutiny 1.19× · Went dark 0.00× · 95% wipeout 0.34×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Mitchell S. EitelSullivan & Cromwell | Sep 2021 | Named in SEC correspondence | 29 | 1.87 | 0.00 | 0.49 |
| Robert W. DownesSullivan & Cromwell | Oct 2018 | Named in SEC correspondence | 58 | 1.62 | 0.82 | 0.52 |
| Jean M. McLoughlinDavis Polk | Sep 2014 | Named in a filing | 24 | 1.27 | 0.00 | 0.41 |
| Leslie N. SilvermanCleary Gottlieb Steen & Hamilton | May 2014 | Named in SEC correspondence | 29 | 1.90 | 0.00 | 1.55 |
| Nicholas A. KronfeldDavis Polk | May 2014 | Named in SEC correspondence | 27 | 1.19 | 0.00 | 0.34 |