APPLIED SIGNAL TECHNOLOGY INC APSG (last ticker on record)
CIK 741696Its SEC filings (opens in a new tab)
- Restatement
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Jan 2007
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 2
- Linked to 5 or more companies
- Lawyers
- 2
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- DLA PiperFirst linked Dec 2000 · Named in SEC correspondence · 1,185 linked companiesSEC/DOJ scrutiny 1.00× · Went dark 0.45× · 95% wipeout 1.17×
- Hunton & WilliamsFirst linked Jan 2011 · Text search only · 404 linked companiesSEC/DOJ scrutiny 1.06× · Went dark 0.36× · 95% wipeout 0.65×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| DLA Piper | Dec 2000 | Named in SEC correspondence | 1,185 | 1.00 | 0.45 | 1.17 |
| Hunton & Williams | Jan 2011 | Text search only | 404 | 1.06 | 0.36 | 0.65 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Jason C. HarmonDLA PiperFirst linked Dec 2010 · Named in SEC correspondence · 21 linked companiesSEC/DOJ scrutiny 2.36× · Went dark 0.00× · 95% wipeout 0.35×
- Gary E. ThompsonHunton & WilliamsFirst linked Dec 2010 · Text search only · 9 linked companiesSEC/DOJ scrutiny 2.58× · Went dark 0.00× · 95% wipeout 1.20×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Jason C. HarmonDLA Piper | Dec 2010 | Named in SEC correspondence | 21 | 2.36 | 0.00 | 0.35 |
| Gary E. ThompsonHunton & Williams | Dec 2010 | Text search only | 9 | 2.58 | 0.00 | 1.20 |