NORTHWESTERN CORP NWE (last ticker on record)
CIK 73088Its SEC filings (opens in a new tab)
- Bankruptcy
- SEC/DOJ scrutiny
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 2
- Newest began Apr 2010
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 11
- Linked to 5 or more companies
- Lawyers
- 7
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- SEC administrative actionSEC order (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
- SEC administrative proceedingSEC order (opens in a new tab)
- SEC enforcement releaseSEC release (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
- A filing mentions a Wells noticeForm 10-Q (opens in a new tab)
- Bankruptcy or receivership (Item 1.03)Form 8-K (opens in a new tab)
- A filing mentions cooperating with the SECForm 10-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Husch BlackwellFirst linked Oct 2023 · Named in a filing · 154 linked companiesSEC/DOJ scrutiny 1.00× · Went dark 1.03× · 95% wipeout 1.18×
- Stinson LLPFirst linked Feb 2021 · Named in a filing · 29 linked companiesSEC/DOJ scrutiny 1.00× · Went dark 0.00× · 95% wipeout 0.79×
- Stinson Leonard Street LLPFirst linked Feb 2015 · Named in a filing · 46 linked companiesSEC/DOJ scrutiny 0.91× · Went dark 0.96× · 95% wipeout 0.94×
- LEONARD, STREET AND DEINARDFirst linked Mar 2005 · Named in SEC correspondence · 37 linked companiesSEC/DOJ scrutiny 1.05× · Went dark 0.60× · 95% wipeout 0.46×
- Dewey BallantineFirst linked Jan 2002 · Named in a filing · 228 linked companiesSEC/DOJ scrutiny 2.03× · Went dark 0.29× · 95% wipeout 0.87×
- Paul HastingsFirst linked Jan 2002 · Named in a filing · 768 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 0.72× · 95% wipeout 1.09×
- Richards, Layton & Finger, P.A.First linked Jul 1998 · Named in a filing · 995 linked companiesSEC/DOJ scrutiny 1.46× · Went dark 0.37× · 95% wipeout 0.80×
- Schiff HardinFirst linked May 1994 · Named in SEC correspondence · 184 linked companiesSEC/DOJ scrutiny 0.78× · Went dark 0.85× · 95% wipeout 1.26×
- Jones DayFirst linked Jul 2009 · Text search only · 686 linked companiesSEC/DOJ scrutiny 1.25× · Went dark 0.54× · 95% wipeout 1.12×
- Milbank Tweed Hadley & McCloyFirst linked Aug 2005 · Text search only · 439 linked companiesSEC/DOJ scrutiny 1.03× · Went dark 0.35× · 95% wipeout 0.76×
- Shearman & SterlingFirst linked Mar 2005 · Text search only · 2,649 linked companiesSEC/DOJ scrutiny 1.21× · Went dark 0.13× · 95% wipeout 0.87×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Husch Blackwell | Oct 2023 | Named in a filing | 154 | 1.00 | 1.03 | 1.18 |
| Stinson LLP | Feb 2021 | Named in a filing | 29 | 1.00 | 0.00 | 0.79 |
| Stinson Leonard Street LLP | Feb 2015 | Named in a filing | 46 | 0.91 | 0.96 | 0.94 |
| LEONARD, STREET AND DEINARD | Mar 2005 | Named in SEC correspondence | 37 | 1.05 | 0.60 | 0.46 |
| Dewey Ballantine | Jan 2002 | Named in a filing | 228 | 2.03 | 0.29 | 0.87 |
| Paul Hastings | Jan 2002 | Named in a filing | 768 | 0.98 | 0.72 | 1.09 |
| Richards, Layton & Finger, P.A. | Jul 1998 | Named in a filing | 995 | 1.46 | 0.37 | 0.80 |
| Schiff Hardin | May 1994 | Named in SEC correspondence | 184 | 0.78 | 0.85 | 1.26 |
| Jones Day | Jul 2009 | Text search only | 686 | 1.25 | 0.54 | 1.12 |
| Milbank Tweed Hadley & McCloy | Aug 2005 | Text search only | 439 | 1.03 | 0.35 | 0.76 |
| Shearman & Sterling | Mar 2005 | Text search only | 2,649 | 1.21 | 0.13 | 0.87 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Robert J. JosephHusch BlackwellFirst linked Jul 2009 · Named in a filing · 12 linked companiesSEC/DOJ scrutiny 2.14× · Went dark 0.00× · 95% wipeout 0.00×
- Mark S. WeitzLEONARD, STREET AND DEINARDFirst linked Mar 2005 · Named in SEC correspondence · 18 linked companiesSEC/DOJ scrutiny 0.88× · Went dark 1.12× · 95% wipeout 0.52×
- Thomas R. PollockPaul HastingsFirst linked Mar 2005 · Named in a filing · 8 linked companiesSEC/DOJ scrutiny 2.43× · Went dark 2.63× · 95% wipeout 1.76×
- William F. SchwitterPaul HastingsFirst linked Apr 2002 · Named in a filing · 24 linked companiesSEC/DOJ scrutiny 1.46× · Went dark 0.00× · 95% wipeout 1.21×
- Robert J. MinkusSchiff HardinFirst linked Apr 1998 · Named in a filing · 14 linked companiesSEC/DOJ scrutiny 1.53× · Went dark 3.41× · 95% wipeout 0.95×
- JEFFREY L. COTTERLEONARD, STREET AND DEINARDFirst linked Mar 2005 · Text search only · 7 linked companiesSEC/DOJ scrutiny 0.87× · Went dark 0.00× · 95% wipeout 1.08×
- John F. KennedyFirst linked Mar 2005 · Text search only · 190 linked companiesSEC/DOJ scrutiny 1.52× · Went dark 0.60× · 95% wipeout 1.17×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Robert J. JosephHusch Blackwell | Jul 2009 | Named in a filing | 12 | 2.14 | 0.00 | 0.00 |
| Mark S. WeitzLEONARD, STREET AND DEINARD | Mar 2005 | Named in SEC correspondence | 18 | 0.88 | 1.12 | 0.52 |
| Thomas R. PollockPaul Hastings | Mar 2005 | Named in a filing | 8 | 2.43 | 2.63 | 1.76 |
| William F. SchwitterPaul Hastings | Apr 2002 | Named in a filing | 24 | 1.46 | 0.00 | 1.21 |
| Robert J. MinkusSchiff Hardin | Apr 1998 | Named in a filing | 14 | 1.53 | 3.41 | 0.95 |
| JEFFREY L. COTTERLEONARD, STREET AND DEINARD | Mar 2005 | Text search only | 7 | 0.87 | 0.00 | 1.08 |
| John F. Kennedy | Mar 2005 | Text search only | 190 | 1.52 | 0.60 | 1.17 |