ARROW FINANCIAL CORP AROW (last ticker on record)
CIK 717538Its SEC filings (opens in a new tab)
- Restatement
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Aug 2006
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 3
- Linked to 5 or more companies
- Lawyers
- 2
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Thompson CoburnFirst linked May 2008 · Named in SEC correspondence · 85 linked companiesSEC/DOJ scrutiny 1.13× · Went dark 1.01× · 95% wipeout 1.33×
- Stinson Morrison HeckerFirst linked Nov 2003 · Named in a filing · 93 linked companiesSEC/DOJ scrutiny 1.26× · Went dark 0.00× · 95% wipeout 0.96×
- Stinson, Mag & Fizzell, P.C.First linked Jun 1999 · Named in a filing · 21 linked companiesSEC/DOJ scrutiny 0.89× · Went dark 1.02× · 95% wipeout 0.67×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Thompson Coburn | May 2008 | Named in SEC correspondence | 85 | 1.13 | 1.01 | 1.33 |
| Stinson Morrison Hecker | Nov 2003 | Named in a filing | 93 | 1.26 | 0.00 | 0.96 |
| Stinson, Mag & Fizzell, P.C. | Jun 1999 | Named in a filing | 21 | 0.89 | 1.02 | 0.67 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Benjamin M. AzoffLuse Gorman, PCFirst linked Jun 2026 · Named in a filing · 39 linked companiesSEC/DOJ scrutiny 0.60× · Went dark 0.00× · 95% wipeout 0.13×
- Michele C. KloeppelThompson CoburnFirst linked Mar 2016 · Named in SEC correspondence · 7 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Benjamin M. AzoffLuse Gorman, PC | Jun 2026 | Named in a filing | 39 | 0.60 | 0.00 | 0.13 |
| Michele C. KloeppelThompson Coburn | Mar 2016 | Named in SEC correspondence | 7 | 0.00 | 0.00 | 0.00 |