GRAHAM CORP GHM (last ticker on record)
CIK 716314Its SEC filings (opens in a new tab)
- Restructuring
- Delisting notice (not a red flag)
- SEC/DOJ scrutiny
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 2
- Newest began Sep 2020
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 2
- Linked to 5 or more companies
- Lawyers
- 3
- Linked to 5 or more companies
What happened
- SEC administrative actionSEC order (opens in a new tab)
- SEC administrative proceedingSEC order (opens in a new tab)
- SEC administrative actionSEC order (opens in a new tab)
- SEC administrative proceedingSEC order (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- SEC enforcement releaseSEC release (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K/A (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Harter Secrest & Emery LLPFirst linked Oct 2001 · Named in SEC correspondence · 77 linked companiesSEC/DOJ scrutiny 1.35× · Went dark 0.33× · 95% wipeout 0.70×
- [Thacher Proffitt LLP Letterhead]First linked Jan 1996 · Named in SEC correspondence · 197 linked companiesSEC/DOJ scrutiny 0.73× · Went dark 0.10× · 95% wipeout 0.61×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Harter Secrest & Emery LLP | Oct 2001 | Named in SEC correspondence | 77 | 1.35 | 0.33 | 0.70 |
| [Thacher Proffitt LLP Letterhead] | Jan 1996 | Named in SEC correspondence | 197 | 0.73 | 0.10 | 0.61 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Alexander R. McCleanHarter Secrest & Emery LLPFirst linked Aug 2022 · Named in a filing · 27 linked companiesSEC/DOJ scrutiny 0.86× · Went dark 0.00× · 95% wipeout 0.64×
- Daniel R. KinelHarter Secrest & Emery LLPFirst linked Oct 2001 · Named in SEC correspondence · 14 linked companiesSEC/DOJ scrutiny 1.67× · Went dark 0.00× · 95% wipeout 0.54×
- W. Edward Bright[Thacher Proffitt LLP Letterhead]First linked Jan 1996 · Named in SEC correspondence · 11 linked companiesSEC/DOJ scrutiny 1.46× · Went dark 0.00× · 95% wipeout 0.00×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Alexander R. McCleanHarter Secrest & Emery LLP | Aug 2022 | Named in a filing | 27 | 0.86 | 0.00 | 0.64 |
| Daniel R. KinelHarter Secrest & Emery LLP | Oct 2001 | Named in SEC correspondence | 14 | 1.67 | 0.00 | 0.54 |
| W. Edward Bright[Thacher Proffitt LLP Letterhead] | Jan 1996 | Named in SEC correspondence | 11 | 1.46 | 0.00 | 0.00 |