Anixa Biosciences Inc ANIX (last ticker on record)
CIK 715446Its SEC filings (opens in a new tab)
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 5
- Linked to 5 or more companies
- Lawyers
- 8
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Ellenoff Grossman & Schole LLPFirst linked Jan 2014 · Named in SEC correspondence · 964 linked companiesSEC/DOJ scrutiny 0.95× · Went dark 1.12× · 95% wipeout 1.21×
- O Melveny & Myers LLPFirst linked Apr 2013 · Named in SEC correspondence · 589 linked companiesSEC/DOJ scrutiny 1.07× · Went dark 0.25× · 95% wipeout 1.06×
- Duane MorrisFirst linked May 2003 · Named in SEC correspondence · 414 linked companiesSEC/DOJ scrutiny 0.75× · Went dark 1.27× · 95% wipeout 1.07×
- Weil, Gotshal & Manges LLPFirst linked Sep 1995 · Named in SEC correspondence · 1,051 linked companiesSEC/DOJ scrutiny 1.31× · Went dark 0.27× · 95% wipeout 0.89×
- Olshan Frome Wolosky LLPFirst linked Jun 2010 · Text search only · 390 linked companiesSEC/DOJ scrutiny 1.40× · Went dark 0.86× · 95% wipeout 1.15×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Ellenoff Grossman & Schole LLP | Jan 2014 | Named in SEC correspondence | 964 | 0.95 | 1.12 | 1.21 |
| O Melveny & Myers LLP | Apr 2013 | Named in SEC correspondence | 589 | 1.07 | 0.25 | 1.06 |
| Duane Morris | May 2003 | Named in SEC correspondence | 414 | 0.75 | 1.27 | 1.07 |
| Weil, Gotshal & Manges LLP | Sep 1995 | Named in SEC correspondence | 1,051 | 1.31 | 0.27 | 0.89 |
| Olshan Frome Wolosky LLP | Jun 2010 | Text search only | 390 | 1.40 | 0.86 | 1.15 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- David SelengutEllenoff Grossman & Schole LLPFirst linked Jun 2019 · Named in a filing · 36 linked companiesSEC/DOJ scrutiny 1.41× · Went dark 1.81× · 95% wipeout 2.09×
- Matthew BernsteinEllenoff Grossman & Schole LLPFirst linked Oct 2017 · Named in SEC correspondence · 20 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 1.10×
- Barry I. GrossmanEllenoff Grossman & Schole LLPFirst linked Jan 2014 · Named in SEC correspondence · 187 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 1.26× · 95% wipeout 1.35×
- Sarah E. WilliamsEllenoff Grossman & Schole LLPFirst linked Jan 2014 · Named in SEC correspondence · 36 linked companiesSEC/DOJ scrutiny 0.72× · Went dark 1.81× · 95% wipeout 1.21×
- Martin P. DunnO Melveny & Myers LLPFirst linked Apr 2013 · Named in SEC correspondence · 16 linked companiesSEC/DOJ scrutiny 1.56× · Went dark 0.00× · 95% wipeout 1.23×
- Michael D. SchwammDuane MorrisFirst linked Mar 2010 · Named in SEC correspondence · 8 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 2.07× · 95% wipeout 0.40×
- James T. SeeryDuane MorrisFirst linked Jun 2019 · Text search only · 76 linked companiesSEC/DOJ scrutiny 0.87× · Went dark 0.00× · 95% wipeout 1.13×
- Andrew M. FreedmanOlshan Frome Wolosky LLPFirst linked Jun 2010 · Text search only · 52 linked companiesSEC/DOJ scrutiny 1.61× · Went dark 0.72× · 95% wipeout 0.76×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| David SelengutEllenoff Grossman & Schole LLP | Jun 2019 | Named in a filing | 36 | 1.41 | 1.81 | 2.09 |
| Matthew BernsteinEllenoff Grossman & Schole LLP | Oct 2017 | Named in SEC correspondence | 20 | 0.00 | 0.00 | 1.10 |
| Barry I. GrossmanEllenoff Grossman & Schole LLP | Jan 2014 | Named in SEC correspondence | 187 | 0.98 | 1.26 | 1.35 |
| Sarah E. WilliamsEllenoff Grossman & Schole LLP | Jan 2014 | Named in SEC correspondence | 36 | 0.72 | 1.81 | 1.21 |
| Martin P. DunnO Melveny & Myers LLP | Apr 2013 | Named in SEC correspondence | 16 | 1.56 | 0.00 | 1.23 |
| Michael D. SchwammDuane Morris | Mar 2010 | Named in SEC correspondence | 8 | 0.00 | 2.07 | 0.40 |
| James T. SeeryDuane Morris | Jun 2019 | Text search only | 76 | 0.87 | 0.00 | 1.13 |
| Andrew M. FreedmanOlshan Frome Wolosky LLP | Jun 2010 | Text search only | 52 | 1.61 | 0.72 | 0.76 |