ConnectOne Bancorp, Inc. CNOB (last ticker on record)
CIK 712771Its SEC filings (opens in a new tab)
- Restatement
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Apr 2010
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 5
- Linked to 5 or more companies
- Lawyers
- 6
- Linked to 5 or more companies
What happened
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Squire Patton Boggs (US) LLPFirst linked Sep 2019 · Named in SEC correspondence · 97 linked companiesSEC/DOJ scrutiny 0.43× · Went dark 0.00× · 95% wipeout 0.73×
- Hogan Lovells US LLPFirst linked Sep 2018 · Named in a filing · 487 linked companiesSEC/DOJ scrutiny 0.96× · Went dark 0.26× · 95% wipeout 0.85×
- Windels Marx Lane & Mittendorf, LLPFirst linked Mar 2014 · Named in SEC correspondence · 39 linked companiesSEC/DOJ scrutiny 0.92× · Went dark 0.00× · 95% wipeout 0.62×
- Lowenstein SandlerFirst linked May 2000 · Named in SEC correspondence · 297 linked companiesSEC/DOJ scrutiny 1.12× · Went dark 0.70× · 95% wipeout 1.42×
- Sullivan & CromwellFirst linked Mar 2014 · Text search only · 1,047 linked companiesSEC/DOJ scrutiny 1.40× · Went dark 0.15× · 95% wipeout 0.69×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Squire Patton Boggs (US) LLP | Sep 2019 | Named in SEC correspondence | 97 | 0.43 | 0.00 | 0.73 |
| Hogan Lovells US LLP | Sep 2018 | Named in a filing | 487 | 0.96 | 0.26 | 0.85 |
| Windels Marx Lane & Mittendorf, LLP | Mar 2014 | Named in SEC correspondence | 39 | 0.92 | 0.00 | 0.62 |
| Lowenstein Sandler | May 2000 | Named in SEC correspondence | 297 | 1.12 | 0.70 | 1.42 |
| Sullivan & Cromwell | Mar 2014 | Text search only | 1,047 | 1.40 | 0.15 | 0.69 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- James J. BarresiSquire Patton Boggs (US) LLPFirst linked Sep 2019 · Named in SEC correspondence · 25 linked companiesSEC/DOJ scrutiny 0.30× · Went dark 0.00× · 95% wipeout 0.00×
- Richard A. SchabergHogan Lovells US LLPFirst linked Sep 2018 · Named in a filing · 43 linked companiesSEC/DOJ scrutiny 0.48× · Went dark 0.00× · 95% wipeout 0.00×
- Laura R. KuntzLowenstein SandlerFirst linked Mar 2007 · Named in SEC correspondence · 17 linked companiesSEC/DOJ scrutiny 1.00× · Went dark 1.09× · 95% wipeout 0.00×
- Peter H. EhrenbergLowenstein SandlerFirst linked May 2000 · Named in SEC correspondence · 32 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 0.60× · 95% wipeout 1.42×
- Marc TrevinoSullivan & CromwellFirst linked Mar 2014 · Text search only · 12 linked companiesSEC/DOJ scrutiny 1.58× · Went dark 0.00× · 95% wipeout 1.02×
- Mitchell S. EitelSullivan & CromwellFirst linked Mar 2014 · Text search only · 29 linked companiesSEC/DOJ scrutiny 1.87× · Went dark 0.00× · 95% wipeout 0.49×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| James J. BarresiSquire Patton Boggs (US) LLP | Sep 2019 | Named in SEC correspondence | 25 | 0.30 | 0.00 | 0.00 |
| Richard A. SchabergHogan Lovells US LLP | Sep 2018 | Named in a filing | 43 | 0.48 | 0.00 | 0.00 |
| Laura R. KuntzLowenstein Sandler | Mar 2007 | Named in SEC correspondence | 17 | 1.00 | 1.09 | 0.00 |
| Peter H. EhrenbergLowenstein Sandler | May 2000 | Named in SEC correspondence | 32 | 0.98 | 0.60 | 1.42 |
| Marc TrevinoSullivan & Cromwell | Mar 2014 | Text search only | 12 | 1.58 | 0.00 | 1.02 |
| Mitchell S. EitelSullivan & Cromwell | Mar 2014 | Text search only | 29 | 1.87 | 0.00 | 0.49 |