JOHNSON CONTROLS INC JCI (last ticker on record)
CIK 53669Its SEC filings (opens in a new tab)
- Restatement
- Restructuring
- SEC/DOJ scrutiny
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 3
- Newest began Jul 2016
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 2
- Linked to 5 or more companies
- Lawyers
- 7
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- SEC administrative actionSEC order (opens in a new tab)
- SEC administrative proceedingSEC order (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- Far more SEC letters than usualSEC letter (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Foley & LardnerFirst linked Dec 1995 · Named in SEC correspondence · 498 linked companiesSEC/DOJ scrutiny 1.00× · Went dark 0.71× · 95% wipeout 1.02×
- Mayer BrownFirst linked Feb 1995 · Named in SEC correspondence · 680 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 0.34× · 95% wipeout 0.94×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Foley & Lardner | Dec 1995 | Named in SEC correspondence | 498 | 1.00 | 0.71 | 1.02 |
| Mayer Brown | Feb 1995 | Named in SEC correspondence | 680 | 0.98 | 0.34 | 0.94 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Bruce F. PerceMayer BrownFirst linked Aug 2009 · Named in SEC correspondence · 12 linked companiesSEC/DOJ scrutiny 2.03× · Went dark 0.00× · 95% wipeout 1.08×
- Edward S. BestMayer BrownFirst linked Aug 2009 · Named in SEC correspondence · 36 linked companiesSEC/DOJ scrutiny 1.35× · Went dark 0.00× · 95% wipeout 0.69×
- Mark T. PlichtaFoley & LardnerFirst linked Aug 2009 · Named in SEC correspondence · 15 linked companiesSEC/DOJ scrutiny 1.59× · Went dark 0.00× · 95% wipeout 0.47×
- Patrick G. QuickFoley & LardnerFirst linked Dec 2005 · Named in SEC correspondence · 21 linked companiesSEC/DOJ scrutiny 0.92× · Went dark 0.00× · 95% wipeout 0.87×
- Paul T. ShultzFirst linked Aug 2004 · Named in a filing · 136 linked companiesSEC/DOJ scrutiny 1.34× · Went dark 0.18× · 95% wipeout 1.49×
- Philip J. NiehoffMayer BrownFirst linked Oct 1996 · Named in a filing · 38 linked companiesSEC/DOJ scrutiny 1.68× · Went dark 0.66× · 95% wipeout 0.57×
- James B. CarlsonMayer BrownFirst linked Feb 1995 · Named in SEC correspondence · 18 linked companiesSEC/DOJ scrutiny 1.34× · Went dark 0.00× · 95% wipeout 0.00×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Bruce F. PerceMayer Brown | Aug 2009 | Named in SEC correspondence | 12 | 2.03 | 0.00 | 1.08 |
| Edward S. BestMayer Brown | Aug 2009 | Named in SEC correspondence | 36 | 1.35 | 0.00 | 0.69 |
| Mark T. PlichtaFoley & Lardner | Aug 2009 | Named in SEC correspondence | 15 | 1.59 | 0.00 | 0.47 |
| Patrick G. QuickFoley & Lardner | Dec 2005 | Named in SEC correspondence | 21 | 0.92 | 0.00 | 0.87 |
| Paul T. Shultz | Aug 2004 | Named in a filing | 136 | 1.34 | 0.18 | 1.49 |
| Philip J. NiehoffMayer Brown | Oct 1996 | Named in a filing | 38 | 1.68 | 0.66 | 0.57 |
| James B. CarlsonMayer Brown | Feb 1995 | Named in SEC correspondence | 18 | 1.34 | 0.00 | 0.00 |