SunOpta Inc. STKL (last ticker on record)
CIK 351834Its SEC filings (opens in a new tab)
- Restatement
- SEC/DOJ scrutiny
- Restructuring
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 3
- Newest began Nov 2016
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 3
- Linked to 5 or more companies
- Lawyers
- 2
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
- SEC administrative proceedingSEC order (opens in a new tab)
- SEC enforcement releaseSEC release (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K/A (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Davies Ward Phillips & VinebergFirst linked Mar 2021 · Named in a filing · 94 linked companiesSEC/DOJ scrutiny 0.35× · Went dark 0.21× · 95% wipeout 1.11×
- Stoel RivesFirst linked Jul 2010 · Named in SEC correspondence · 208 linked companiesSEC/DOJ scrutiny 0.84× · Went dark 0.67× · 95% wipeout 1.20×
- Wildeboer DellelceFirst linked Sep 2006 · Named in a filing · 20 linked companiesSEC/DOJ scrutiny 1.00× · Went dark 0.00× · 95% wipeout 1.20×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Davies Ward Phillips & Vineberg | Mar 2021 | Named in a filing | 94 | 0.35 | 0.21 | 1.11 |
| Stoel Rives | Jul 2010 | Named in SEC correspondence | 208 | 0.84 | 0.67 | 1.20 |
| Wildeboer Dellelce | Sep 2006 | Named in a filing | 20 | 1.00 | 0.00 | 1.20 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Steven H. HullStoel RivesFirst linked Mar 2023 · Named in SEC correspondence · 11 linked companiesSEC/DOJ scrutiny 0.97× · Went dark 3.83× · 95% wipeout 1.38×
- Reed W. TophamStoel RivesFirst linked Jul 2010 · Named in SEC correspondence · 14 linked companiesSEC/DOJ scrutiny 0.67× · Went dark 0.00× · 95% wipeout 0.52×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Steven H. HullStoel Rives | Mar 2023 | Named in SEC correspondence | 11 | 0.97 | 3.83 | 1.38 |
| Reed W. TophamStoel Rives | Jul 2010 | Named in SEC correspondence | 14 | 0.67 | 0.00 | 0.52 |