Sony Group Corp SONY (last ticker on record)
CIK 313838Its SEC filings (opens in a new tab)
- SEC/DOJ scrutiny
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Feb 2013
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 3
- Linked to 5 or more companies
- Lawyers
- 4
- Linked to 5 or more companies
What happened
- Far more SEC letters than usualSEC letter (opens in a new tab)
- A filing mentions a grand jury subpoenaForm 20-F (opens in a new tab)
- SEC administrative actionSEC order (opens in a new tab)
- SEC administrative proceedingSEC order (opens in a new tab)
- SEC enforcement releaseSEC release (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Cleary Gottlieb Steen & HamiltonFirst linked Mar 2003 · Named in SEC correspondence · 741 linked companiesSEC/DOJ scrutiny 1.31× · Went dark 0.12× · 95% wipeout 0.72×
- Nagashima Ohno & TsunematsuFirst linked Mar 2003 · Named in a filing · 10 linked companiesSEC/DOJ scrutiny 1.29× · Went dark 0.00× · 95% wipeout 0.00×
- Sullivan & CromwellFirst linked Jan 1998 · Named in a filing · 1,047 linked companiesSEC/DOJ scrutiny 1.40× · Went dark 0.15× · 95% wipeout 0.66×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Cleary Gottlieb Steen & Hamilton | Mar 2003 | Named in SEC correspondence | 741 | 1.31 | 0.12 | 0.72 |
| Nagashima Ohno & Tsunematsu | Mar 2003 | Named in a filing | 10 | 1.29 | 0.00 | 0.00 |
| Sullivan & Cromwell | Jan 1998 | Named in a filing | 1,047 | 1.40 | 0.15 | 0.66 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Michael J. AlbanoCleary Gottlieb Steen & HamiltonFirst linked Nov 2020 · Named in a filing · 22 linked companiesSEC/DOJ scrutiny 1.61× · Went dark 0.00× · 95% wipeout 0.48×
- Adam FleisherCleary Gottlieb Steen & HamiltonFirst linked Dec 2017 · Named in SEC correspondence · 24 linked companiesSEC/DOJ scrutiny 1.46× · Went dark 0.00× · 95% wipeout 0.71×
- William F. GorinCleary Gottlieb Steen & HamiltonFirst linked Feb 2006 · Named in SEC correspondence · 15 linked companiesSEC/DOJ scrutiny 1.09× · Went dark 0.00× · 95% wipeout 0.67×
- Arthur H. KohnCleary Gottlieb Steen & HamiltonFirst linked Mar 2003 · Named in a filing · 55 linked companiesSEC/DOJ scrutiny 2.10× · Went dark 0.00× · 95% wipeout 0.87×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Michael J. AlbanoCleary Gottlieb Steen & Hamilton | Nov 2020 | Named in a filing | 22 | 1.61 | 0.00 | 0.48 |
| Adam FleisherCleary Gottlieb Steen & Hamilton | Dec 2017 | Named in SEC correspondence | 24 | 1.46 | 0.00 | 0.71 |
| William F. GorinCleary Gottlieb Steen & Hamilton | Feb 2006 | Named in SEC correspondence | 15 | 1.09 | 0.00 | 0.67 |
| Arthur H. KohnCleary Gottlieb Steen & Hamilton | Mar 2003 | Named in a filing | 55 | 2.10 | 0.00 | 0.87 |